Warrant To Purchase Stock Sample Contracts

Warrant to Purchase Stock (June 15th, 2018)

This Warrant Certifies That, for good and valuable consideration, the receipt of which is hereby acknowledged, HERITAGE COMMERCE CORP. or its assignee ("Holder") is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of the corporation (the "Company") at the initial exercise price per Share (the "Warrant Price") all as set forth above and herein, and as adjusted pursuant to Article 2 of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. The initial number of Shares issuable upon exercise of this Warrant shall equal $75,000 divided by the Warrant Price; provided however that in the event that the Loan and Security Agreement dated as of the date hereof and as amended from time to time by and between Company and Heritage Bank of Commerce is terminated prior to the first anniversary of the date hereof, then the number of Shares issuable upon exercise of this Warrant shall be autom

Domo, Inc. – Warrant to Purchase Stock (June 1st, 2018)

This Warrant to Purchase Stock ("Warrant") is issued by Domo, Inc., a Delaware corporation (the "Company") as of December 5, 2017 (the "Issuance Date") and certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, __________________________ ("Holder") is entitled to purchase that number of fully paid and non-assessable shares of Stock equal to the Warrant Number at a purchase price per share equal to the Exercise Price, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used but not defined herein shall have the meaning provided in the Credit Agreement.

Domo, Inc. – First Amendment to Warrant to Purchase Stock (June 1st, 2018)

This First Amendment to Warrant to Purchase Stock ("Amendment") is entered into as of April 17, 2018, by and between Domo, Inc., a Delaware corporation (the "Company") and __________________ ("Holder").

Brooklyn Cheesecake & Dessrt – Warrant to Purchase Stock (April 24th, 2018)

THIS WARRANT CERTIFIES THAT, for good and valuable consideration, Meridian Waste Acquisitions, LLC (together with any registered holder from time to time of this Warrant or any holder of the shares issuable or issued upon exercise of this Warrant, the "Holder") is entitled to purchase the number of fully paid and nonassessable shares of Common Stock of the Company (the "Shares") at the Warrant Price, all as set forth above and as adjusted pursuant to Article 2 of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant.

Domo, Inc. – First Amendment to Warrant to Purchase Stock (April 20th, 2018)

This First Amendment to Warrant to Purchase Stock ("Amendment") is entered into as of April 17, 2018, by and between Domo, Inc., a Delaware corporation (the "Company") and __________________ ("Holder").

Domo, Inc. – Warrant to Purchase Stock (April 20th, 2018)

This Warrant to Purchase Stock ("Warrant") is issued by Domo, Inc., a Delaware corporation (the "Company") as of December 5, 2017 (the "Issuance Date") and certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, __________________________ ("Holder") is entitled to purchase that number of fully paid and non-assessable shares of Stock equal to the Warrant Number at a purchase price per share equal to the Exercise Price, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used but not defined herein shall have the meaning provided in the Credit Agreement.

Evelo Biosciences, Inc. – Warrant to Purchase Stock (April 13th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS WARRANT) CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, COMERICA BANK, a Texas banking association, or its permitted assignee (Holder), is entitled to purchase up to the number of fully paid and nonassessable shares of the class of securities (the Shares) of EVELO THERAPEUTICS, INC., a Delaware corporation (the Company) at the initial exercise price per Share (the Warrant Price), all as set forth above and as adjusted from time to time pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is issued in connection with that certain Loan and Security Agreement, dated as of November 13, 2015, by and between COMERICA BANK (Bank) and the Company, as amended, modified, supplemented or restated from time to time (the Loan Agreement).

Nlight, Inc. – Warrant to Purchase Stock (March 30th, 2018)

THIS WARRANT CERTIFIES THAT, for value received, receipt of which is hereby acknowledged, MULTIPLIER GROWTH PARTNERS SPV I, LP (Holder) is entitled to purchase the number of fully paid and nonassessable shares of the Class of Stock (the Shares) of NLIGHT PHOTONICS CORPORATION, a Delaware corporation (the Company) at the initial exercise price per Share (the Warrant Price) set forth above, as constituted on the date hereof and as adjusted pursuant to the other terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is being issued pursuant to a Loan and Security Agreement between the Company and Holder dated on or about the date hereof (the Loan Agreement) (Capitalized terms used herein, which are not defined, shall have the meanings set forth in the Loan Agreement.)

Evelo Biosciences, Inc. – Warrant to Purchase Stock (March 5th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS WARRANT) CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, COMERICA BANK, a Texas banking association, or its permitted assignee (Holder), is entitled to purchase up to the number of fully paid and nonassessable shares of the class of securities (the Shares) of EVELO THERAPEUTICS, INC., a Delaware corporation (the Company) at the initial exercise price per Share (the Warrant Price), all as set forth above and as adjusted from time to time pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is issued in connection with that certain Loan and Security Agreement, dated as of November 13, 2015, by and between COMERICA BANK (Bank) and the Company, as amended, modified, supplemented or restated from time to time (the Loan Agreement).

Warrant to Purchase Stock (February 20th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS "WARRANT") CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, TCW Skyline Lending, L.P. is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of QUANTUM CORPORATION (the "Company") at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), by and among the Company, the financial institutions from time to time party thereto (collectively, the "Lenders"), the Holder, as Agent for the Lenders, and the other parties thereto.

Warrant to Purchase Stock (February 20th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS "WARRANT") CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, TCW Skyline Lending, L.P. is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of QUANTUM CORPORATION (the "Company") at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), by and among the Company, the financial institutions from time to time party thereto (collectively, the "Lenders"), the Holder, as Agent for the Lenders, and the other parties thereto.

Amendment No. 1 to Warrant to Purchase Stock (February 20th, 2018)

THIS AMENDMENT NO. 1 TO WARRANT TO PURCHASE STOCK is made as of February 14, 2018 (the "Amendment"), by and between QUANTUM CORPORATION, a Delaware corporation (the "Company") and TCW DIRECT LENDING, LLC ("Holder").

Warrant to Purchase Stock (February 20th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS "WARRANT") CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, West Virginia Direct Lending LLC is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of QUANTUM CORPORATION (the "Company") at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), by and among the Company, the financial institutions from time to time party thereto (collectively, the "Lenders"), the Holder, as Agent for the Lenders, and the other parties theret

Amendment No. 1 to Warrant to Purchase Stock (February 20th, 2018)

THIS AMENDMENT NO. 1 TO WARRANT TO PURCHASE STOCK is made as of February 14, 2018 (the "Amendment"), by and between QUANTUM CORPORATION, a Delaware corporation (the "Company") and TCW SKYLINE LENDING, L.P. ("Holder").

Warrant to Purchase Stock (February 20th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS "WARRANT") CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, West Virginia Direct Lending LLC is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of QUANTUM CORPORATION (the "Company") at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), by and among the Company, the financial institutions from time to time party thereto (collectively, the "Lenders"), the Holder, as Agent for the Lenders, and the other parties theret

Warrant to Purchase Stock (February 20th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS "WARRANT") CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, TCW Direct Lending, LLC is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of QUANTUM CORPORATION (the "Company") at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), by and among the Company, the financial institutions from time to time party thereto (collectively, the "Lenders"), the Holder, as Agent for the Lenders, and the other parties thereto.

Warrant to Purchase Stock (February 20th, 2018)

THIS WARRANT TO PURCHASE STOCK (THIS "WARRANT") CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, TCW Direct Lending, LLC is entitled to purchase the number of fully paid and nonassessable shares of the class of securities (the "Shares") of QUANTUM CORPORATION (the "Company") at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), by and among the Company, the financial institutions from time to time party thereto (collectively, the "Lenders"), the Holder, as Agent for the Lenders, and the other parties thereto.

Amendment No. 1 to Warrant to Purchase Stock (February 20th, 2018)

THIS AMENDMENT NO. 1 TO WARRANT TO PURCHASE STOCK is made as of February 14, 2018 (the "Amendment"), by and between QUANTUM CORPORATION, a Delaware corporation (the "Company") and WEST VIRGINIA DIRECT LENDING LLC ("Holder").

Inspire Medical Systems, Inc. – Warrant to Purchase Stock (February 14th, 2018)

This Warrant to Purchase Stock (Warrant) is issued in connection with that certain Loan and Security Agreement dated as of August 7, 2015 among Oxford Finance LLC, as Lender and Collateral Agent, the Lenders from time to time party thereto, and the Company (as modified, amended and/or restated from time to time, the Loan Agreement).

Nlight, Inc. – Warrant to Purchase Stock (December 20th, 2017)

THIS WARRANT CERTIFIES THAT, for value received, receipt of which is hereby acknowledged, MULTIPLIER GROWTH PARTNERS SPV I, LP (Holder) is entitled to purchase the number of fully paid and nonassessable shares of the Class of Stock (the Shares) of NLIGHT PHOTONICS CORPORATION, a Delaware corporation (the Company) at the initial exercise price per Share (the Warrant Price) set forth above, as constituted on the date hereof and as adjusted pursuant to the other terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is being issued pursuant to a Loan and Security Agreement between the Company and Holder dated on or about the date hereof (the Loan Agreement) (Capitalized terms used herein, which are not defined, shall have the meanings set forth in the Loan Agreement.)

Adma Biologics, Inc. – Warrant to Purchase Stock (October 11th, 2017)

This Warrant to Purchase Stock ("Warrant") is issued in connection with that certain Credit Agreement dated as of October 10, 2017 among Marathon Healthcare Finance Fund, L.P., as Lender and Collateral Agent, the Lenders from time to time party thereto, the Company, ADMA Plasma Biologics, Inc., ADMA Bio Centers Georgia Inc. and ADMA BioManufacturing, LLC.

Forescout Technologies, Inc – Warrant to Purchase Stock (October 2nd, 2017)

THIS WARRANT CERTIFIES THAT, for good and valuable consideration, GOLD HILL CAPITAL 2008, LP (together with any successor or permitted assignee or transferee of this Warrant or of any shares issued upon exercise hereof, "Holder") is entitled to purchase the number of fully paid and non-assessable shares (the "Shares") of the above-stated Type/Series of Stock (the "Class") of the above-named company (the "Company") at the above-stated Warrant Price, all as set forth above and as adjusted pursuant to Section 2 of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant.

First Amendment to Warrant to Purchase Stock (May 12th, 2017)

This First Amendment to Warrant to Purchase Stock (this "Amendment") is dated as of April 6, 2017 by and between COMERICA VENTURES INCORPORATED, successor by assignment to Comerica Bank (the "Holder") and ROKA BIOSCIENCE, INC., a Delaware corporation ("Company").

Second Amendment to Warrant to Purchase Stock (May 12th, 2017)

This Second Amendment to Warrant to Purchase Stock (this "Amendment") is dated as of April 6, 2017 by and between COMERICA VENTURES INCORPORATED, successor by assignment to Comerica Bank (the "Holder") and ROKA BIOSCIENCE, INC., a Delaware corporation ("Company").

Shotspotter, Inc – Warrant to Purchase Stock (May 2nd, 2017)

THIS WARRANT CERTIFIES THAT, for value received, receipt of which is hereby acknowledged, ORIX Finance Equity Investors, LP, a Delaware limited partnership (Holder) is entitled to purchase the number of fully paid and nonassessable shares of the Class of Stock (the Shares) of ShotSpotter, Inc. (the Company) at the initial exercise price per Share (the Warrant Price) set forth above, as constituted on the date hereof and as adjusted pursuant to the other terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is being issued pursuant to a Loan and Security Agreement between the Company and ORIX Venture Finance LLC, dated as of September 25, 2015 (as amended from time to time, the Loan Agreement). (Capitalized terms used herein that are not defined herein shall have the meanings set forth in the Loan Agreement.)

Shotspotter, Inc – Warrant to Purchase Stock (May 2nd, 2017)

THIS WARRANT CERTIFIES THAT, for value received, receipt of which is hereby acknowledged, ORIX Finance Equity Investors, LP, a Delaware limited partnership (Holder) is entitled to purchase the number of fully paid and nonassessable shares of the Class of Stock (the Shares) of ShotSpotter, Inc. (the Company) at the initial exercise price per Share (the Warrant Price) set forth above, as constituted on the date hereof and as adjusted pursuant to the other terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is being issued pursuant to a Loan and Security Agreement between the Company and ORIX Venture Finance LLC, dated as of September 25, 2015 (the Loan Agreement). (Capitalized terms used herein that are not defined herein shall have the meanings set forth in the Loan Agreement.)

G1 Therapeutics, Inc. – G1 Therapeutics, Inc. Warrant to Purchase Stock (April 13th, 2017)

This certifies that in consideration of sums previously paid to G1 Therapeutics, Inc., a Delaware corporation (the Company), receipt of which is hereby acknowledged, [ ] is entitled, subject to the terms and conditions of this Warrant, to purchase from the Company at any time after the issuance hereof and prior to 5:00 p.m. Pacific time on [ , ] (the Expiration Date), up to [ ] shares of Common Stock of the Company (the Warrant Stock) for an exercise price of $[ ] per share (the Warrant Price), upon surrender of this Warrant at the principal offices of the Company, together with a duly executed subscription form in the form attached hereto as Exhibit 1 and, unless this Warrant is exercised pursuant to Section 2.6 below, simultaneous payment of the full Warrant Price for the shares of Warrant Stock so purchased in lawful money of the United States. The Warrant Price and the number and character of shares of Warrant Stock are su

ZEC, Inc. – Warrant to Purchase Stock (April 12th, 2017)

This Warrant certifies that, for good and valuable consideration, the undersigned Warrant Holder (the "Holder") is entitled to purchase from the corporation named above (the "Company"), until 5:00 p.m. Hawaii time, on the Expiration Date set forth above, the number of fully paid and nonassessable shares of the class of stock (the "Shares") of the Company at the initial exercise price per Share (the "Warrant Price"), all as set forth above and as adjusted pursuant to this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant.

Form of Warrant to Purchase Stock (March 8th, 2017)

This Warrant to Purchase Stock (Warrant) is issued in connection with that certain Waiver and Amendment No. 4 to that certain Amended and Restated Term Loan Agreement, dated as of April 4, 2014, as previously amended by (i) that certain Consent and Amendment Agreement, dated as of June 20, 2014, (ii) that certain Omnibus Amendment Agreement No. 2, dated as of February 23, 2015, and (iii) that certain Amendment No. 3 to Term Loan Agreement, dated as of January 8, 2016 between the Company, as borrower, and Capital Royalty Partners II Parallel Fund A L.P., Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P. and Capital Royalty Partners II Parallel Fund B (Cayman) L.P. as lenders (the Term Loan Agreement).

Transdel Pharmaceuticals – Amendment No. 2 to Warrant to Purchase Stock (December 29th, 2016)

This Amendment No. 2 to Warrant to Purchase Stock (this "Amendment"), dated as of December 27, 2016, is being entered into between Imprimis Pharmaceuticals, Inc., a Delaware corporation (the "Company"), and IMMY Funding LLC, a Delaware limited liability company ("IMMY Funding"). Capitalized terms used in this Amendment without definition have the respective definitions ascribed to them in the Existing Warrant (as defined below).

Amyris – Warrant to Purchase Stock (December 23rd, 2016)

THIS WARRANT CERTIFIES THAT, for good and valuable consideration, NENTER & CO., INC. (together with any registered holder from time to time of this Warrant or any holder of the shares issuable or issued upon exercise of this Warrant, "Holder") is entitled to purchase the number of fully paid and nonassessable shares of the class of securities of the Company at the Warrant Price, all as set forth above and as adjusted pursuant to Article 2 of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant.

Forescout Technologies, Inc – Warrant to Purchase Stock (December 5th, 2016)

THIS WARRANT CERTIFIES THAT, for good and valuable consideration, GOLD HILL CAPITAL 2008, LP (together with any successor or permitted assignee or transferee of this Warrant or of any shares issued upon exercise hereof, "Holder") is entitled to purchase the number of fully paid and non-assessable shares (the "Shares") of the above-stated Type/Series of Stock (the "Class") of the above-named company (the "Company") at the above-stated Warrant Price, all as set forth above and as adjusted pursuant to Section 2 of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant.

Warrant to Purchase Stock (October 5th, 2016)

This Warrant to Purchase Stock ("Warrant") is issued in connection with that certain Loan and Security Agreement, dated as of the date hereof among Solar Capital Ltd., a Maryland corporation with an office located at 500 Park Avenue, 3rd Floor, New York, NY ("Solar"), as collateral agent, the lenders party thereto from time to time including Solar in its capacity as a lender, and the Company (as amended, restated, or otherwise modified from time to time, the "Loan Agreement").

iRhythm Technologies, Inc. – Irhythm Technologies, Inc. Amendment No. 1 to Warrant to Purchase Stock (September 23rd, 2016)

This Amendment No. 1 to Warrant to Purchase Stock (this Amendment) is entered into as of April 20, 2010 (the Effective Date), by and between iRhythm Technologies, Inc., a Delaware corporation (the Company), and SVB Financial Group (the Holder).

Emmaus Life Sciences, Inc. – Warrant to Purchase Stock (August 19th, 2016)

This Warrant is being issued to Holder in connection with that certain Loan Agreement by and between Agility Capital II, LLC (Agility) and the Company dated as of even date herewith and as amended from time to time (the Loan Agreement). The initial number of Shares issuable upon exercise of this Warrant as of June 30, 2016 is , with an exercise price per Share equal to the lowest of the FMV (as defined below) on March 31, 2016 or on June 30, 2016 or the lowest Public Sale Price between March 31, 2016 and June 30, 2016. In addition, if the Advances (defined in the Loan Agreement) have remained outstanding for at least thirty days during the ninety day period ending on each of the following dates (a Measurement Date), then the number of Shares issuable upon exercise of this Warrant shall automatically increase on such date by the number of shares listed below, with the applicable exercise price for such additional Shares set forth opposite the respective Measurement D