Underwriter’s Warrant Agreement Sample Contracts

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UNDERWRITERS’ WARRANT AGREEMENT
Underwriters’ Warrant Agreement • December 19th, 2023 • SinglePoint Inc. • Retail-nonstore retailers • New York

THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED AND EIGHTY (180) DAYS FOLLOWING THE COMMENCEMENT OF SALES OF THE OFFERING TO ANYONE OTHER THAN (I) ALEXANDER CAPITAL, L.P., OR A REPRESENTATIVE OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF ALEXANDER CAPITAL, L.P., OR OF ANY SUCH UNDERWRITERS OR SELECTED DEALER.

UNDERWRITERS’ WARRANT AGREEMENT
Underwriters’ Warrant Agreement • May 18th, 2007 • Us Dry Cleaning Corp • Services-personal services • California

THIS UNDERWRITER’S WARRANT AGREEMENT (the “Agreement”), dated as of May 14, 2007, is made and entered into by and between U.S. Dry Cleaning Corporation, a Delaware corporation (the “Company”) and US EURO Securities, Inc., a California Corporation (the “Underwriter” and, once it has received the Warrants, the “Warrantholder”).

UNDERWRITER’S WARRANT AGREEMENT
Underwriter’s Warrant Agreement • January 16th, 2009 • VirnetX Holding Corp • Patent owners & lessors • New York

Underwriter’s Warrant Agreement (the “Agreement”), dated as of January ___, 2009, between VirnetX Holding Corporation (the “Company”) and Gilford Securities Incorporated (the “Underwriter”).

UNDERWRITER’S WARRANT AGREEMENT
Underwriter’s Warrant Agreement • June 22nd, 2005 • JMG Exploration, Inc. • Crude petroleum & natural gas • New York

Underwriter’s Warrant Agreement (the "Agreement"), dated as of _______________, 2005, between JMG Exploration, Inc. (the "Company") and Gilford Securities Incorporated (the "Underwriter").

FORM OF UNDERWRITERS’ WARRANT AGREEMENT
Underwriters’ Warrant Agreement • July 24th, 2020 • WiMi Hologram Cloud Inc. • Services-prepackaged software • New York

THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) THE BENCHMARK COMPANY LLC OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF THE BENCHMARK COMPANY LLC OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.

FORM OF UNDERWRITERS’ WARRANT AGREEMENT
Underwriters’ Warrant Agreement • December 5th, 2019 • AnPac Bio-Medical Science Co., Ltd. • Services-medical laboratories • New York

THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) WESTPARK CAPITAL, INC. (“WESTPARK”), UNIVEST SECURITIES LLC (“UNIVEST”) OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF WESTPARK, UNIVEST OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.

UNDERWRITERS’ WARRANT AGREEMENT
Underwriters’ Warrant Agreement • February 22nd, 2024 • Chromocell Therapeutics Corp • Biological products, (no disgnostic substances)

THE REGISTERED HOLDER OF THIS WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) A.G.P./ ALLIANCE GLOBAL PARTNERS OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF A.G.P./ ALLIANCE GLOBAL PARTNERS OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.

UNDERWRITER'S WARRANT AGREEMENT
Underwriter's Warrant Agreement • October 8th, 1999 • Infinite Technology Group LTD • New York
UNDERWRITER’S WARRANT AGREEMENT
Underwriter’s Warrant Agreement • October 4th, 2010 • Electromed, Inc. • Electromedical & electrotherapeutic apparatus • Minnesota

UNDERWRITER’S WARRANT AGREEMENT dated as of September 28, 2010 (this “Agreement”), between Electromed, Inc., a Minnesota corporation (the “Company”), and Feltl and Company, Inc. (hereinafter referred to as the “Underwriter”).

Noninvasive Medical Technologies, Inc. Underwriters' Warrant Agreement
Underwriters' Warrant Agreement • February 13th, 2007 • Noninvasive Medical Technologies Inc • Delaware

Underwriters' Warrant Agreement dated as of __________, 2007 by and between Noninvasive Medical Technologies, Inc., a Delaware corporation (the "Company") and US Euro Securities, Inc. (“US Euro”), as Representative of the several Underwriters (the “Underwriters”).

Underwriters’ Warrant Agreement
Underwriters’ Warrant Agreement • June 23rd, 2022 • Lytus Technologies Holdings PTV. Ltd. • Services-computer processing & data preparation

THIS WARRANT TO PURCHASE COMMON SHARES (the “Warrant”) certifies that, for value received, ____________or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after December 17, 2022 (the “Initial Exercise Date”)1 and, in accordance with FINRA Rule 5110(f)(2)(G)(i), prior to at 5:00 p.m. (New York time) on June 17, 20272 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Lytus Technologies Holdings PTV. LTD., a British Virgin Islands corporation (the “Company”), up to ____________ common shares, par value $0.01 per share (the “Common Shares”), of the Company (the “Warrant Shares”), as subject to adjustment hereunder. The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

FORM OF UNDERWRITERS’ WARRANT AGREEMENT
Underwriters’ Warrant Agreement • October 7th, 2019 • YayYo, Inc. • Services-computer processing & data preparation • New York

THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.

UNDERWRITER’S WARRANT AGREEMENT
Underwriter’s Warrant Agreement • June 27th, 2007 • NeoStem, Inc. • Services-misc health & allied services, nec • New York

THIS AGREEMENT, made as of June , 2007 between NeoStem, Inc., a Delaware corporation, with offices at 420 Lexington Avenue, Suite 450, New York, New York 10170 (“Company”), and Mercer Capital Ltd., a , with offices at 40 Wall Street, 31st Floor, New York, NY 10005 (“Underwriter”).

UNDERWRITERS' WARRANT AGREEMENT
Underwriters' Warrant Agreement • May 14th, 2003 • Jovian Energy Inc • Oil & gas field services, nec • Colorado

Jovian Energy, Inc., a Delaware corporation (the "Company"), hereby agrees to sell to you, the underwriter, and you hereby agree to purchase from the Company at a purchase price of $1,500.00, unit purchase warrants (the "Underwriters' Warrants") covering 150,000 of the Company's units (the "Units"), each Unit consisting of one share of the Company's Common Stock and one Redeemable Common Stock Purchase Warrant (the "Redeemable Warrants") issued in accordance with the terms of a warrant agreement (the "Public Warrant Agreement") dated as of ___________ __, 2003, between the Company and Computer Share Investor Services, as warrant agent (the "Warrant Agent"). The Underwriters' Warrants will be exercisable by you as to all or any lesser number of Units covered thereby, at the Purchase Price per Unit as defined below, at any time and from time to time on and after the first anniversary of the date hereof and ending at 5:00 p.m. on the fifth anniversary of the date hereof.

EXHIBIT 4.5
Underwriters Warrant Agreement • January 29th, 1999 • U S Laboratories Inc • Services-testing laboratories • Florida
Underwriter’s Warrant Agreement
Underwriter’s Warrant Agreement • December 13th, 2022 • Coya Therapeutics, Inc. • Pharmaceutical preparations

THIS WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [Chardan Capital Markets, LLC] [Newbridge Securities Corporation] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [•]1, 2023 (the “Initial Exercise Date”) and, in accordance with FINRA Rule 5110(f)(2)(G)(i), prior to at 5:00 p.m. (New York time) on the date that is four (4) years following the Effective Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Coya Therapeutics, Inc., a Delaware corporation (the “Company”), up to [______] shares of Common Stock, par value $0.0001 per share, of the Company (the “Warrant Shares”), as subject to adjustment hereunder. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

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