ARTICLE I.Transaction Documents • March 20th, 2001 • Cap Rock Energy Corp • Electric services
First Amendment to Transaction DocumentsTransaction Documents • September 9th, 2022 • Curative Biotechnology Inc • Biological products, (no disgnostic substances)
This First Amendment to the Transaction (this “Amendment”) is entered into as of August 18, 2022, by and between Puritan Partners LLC, a New York limited liability company (“Puritan Partners”) and Curative Biotechnology, Inc., a Florida corporation (the “Company”), having its principal place of business at 1825 NW Corporate Blvd., Suite 110 Boca Raton, FL 33431, each a “Party” and collectively the “Parties”. Capitalized terms used herein without definition shall have the meanings ascribed to them in the Securities Purchase Agreement, dated as of March 2, 2022, entered into between the Parties (the “Securities Purchase Agreement”)
THIRD AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • May 6th, 2020 • Cleanspark, Inc. • Cogeneration services & small power producers
This Third Amendment to Transaction Documents (“Amendment”) is made and entered into on May 1, 2020 (“Amendment Date”), by and between CleanSpark, Inc., a Nevada corporation, (“Company”), and the investor whose name appears below (“Investor”).
AMENDMENT NO. 7 TO TRANSACTION DOCUMENTSTransaction Documents • February 27th, 2009 • Marvel Entertainment, Inc. • Patent owners & lessors • New York
THIS AMENDMENT NO. 7 TO TRANSACTION DOCUMENTS (this “Amendment No. 7”) is entered into by and among MVL Film Finance LLC (the “Borrower”), MVL Productions LLC (“MPROD”), Marvel Studios, Inc. (“Marvel Studios” and together with the Borrower and MPROD, collectively, the “Marvel Parties” and each a “Marvel Party”) and Ambac Assurance Corporation, in its capacity as Control Party (as defined in the Credit Agreement referred to below) (“Ambac”). All capitalized terms used herein without definition shall have the meanings specified in the Credit Agreement referred to below, or, if not defined therein, in the Master Agreement referred to below.
SECOND AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • August 23rd, 2013 • UBL Interactive,Inc. • Services-business services, nec • New York
This SECOND AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 19th day of July 2013, by and between UBL INTERACTIVE, INC. f/k/a NAME DYNAMICS, INC., a Delaware corporation with its principal place of business at 6701 Carmel Road, Suite 202, Charlotte, NC 28226 (the “Borrower”), ALPHA CAPITAL ANSTALT and WHALEHAVEN CAPITAL FUND LIMITED (each a “Lender” or collectively the “Lenders”).
Sixth Amendment to Transaction DocumentsTransaction Documents • January 9th, 2023 • Curative Biotechnology Inc • Biological products, (no disgnostic substances)
This Sixth Amendment to the Transaction (this “Amendment”) is effective as of December 16, 2022 (“Effective Date”), by and between Puritan Partners LLC, a New York limited liability company (“Puritan Partners”) and Curative Biotechnology, Inc., a Florida corporation (the “Company”), having its principal place of business at 1825 NW Corporate Blvd., Suite 110 Boca Raton, FL 33431, each a “Party” and collectively the “Parties”. Capitalized terms used herein without definition shall have the meanings ascribed to them in the Securities Purchase Agreement, dated as of March 2, 2022, as amended, entered between the Parties (the “Securities Purchase Agreement”)
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • October 26th, 2009 • Microfluidics International Corp • Laboratory apparatus & furniture
This AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is entered into as of October 23, 2009 by and among MICROFLUIDICS INTERNATIONAL CORPORATION, a Delaware corporation (the “Borrower”), MICROFLUIDICS CORPORATION, a Delaware corporation (“Microfluidics Corporation” or the “Guarantor” and, together with the Borrower, each a “Loan Party” and, collectively, the “Loan Parties”), and GLOBAL STRATEGIC PARTNERS, LLC, a Delaware limited liability company (the “Lender”).
AMENDMENT NO. 1 TO TRANSACTION DOCUMENTSTransaction Documents • May 19th, 2022 • Greater Cannabis Company, Inc. • Pharmaceutical preparations
THIS AMENDMENT NO. 1 TO TRANSACTION DOCUMENTS (the “Amendment”) is entered into effective May 1, 2022 , by and between GREATER CANNABIS COMPANY, INC., a Florida corporation (the “Company”), and FIRSTFIRE GLOBAL OPPORTUNITIES FUND LLC, a Delaware limited liability company (the “Holder,” and together with the Company, collectively, the “Parties”).
AMENDMENT NO. 1 TO TRANSACTION DOCUMENTSTransaction Documents • May 27th, 2021 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc.
This AMENDMENT NO. 1 TO TRANSACTION DOCUMENTS (this “Amendment”), dated as of May 24, 2021, by and between GROM SOCIAL ENTERPRISES, Inc., a Florida corporation (the “Company”), and EMA FINANCIAL, LLC, a Delaware limited liability company (the “Lender”). Each of the Company and the Lender shall be referred to collectively as the “Parties” and individually as a “Party.”
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • January 28th, 2021 • Transportation & Logistics Systems, Inc. • Transportation services • New York
This Amendment (this “Amendment”) to that Securities Purchase Agreement, dated ___________, 20___ (the “SPA”), between Transportation and Logistics Systems, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”), and to the Registration Rights Agreement entered into in connection therewith (with the SPA, the “Transaction Documents”), is entered into by and between the Company and the Purchasers (together, the “Parties”), effective as of January 21, 2021 (the “Effective Date”).
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • January 2nd, 2024 • Trio Petroleum Corp. • Crude petroleum & natural gas
This Amendment to Securities Purchase Agreement (this “Amendment”) is dated as of December 29, 2023, between Trio Petroleum Corp., a Delaware corporation (the “Company”), and the purchaser identified on the signature pages hereto (together with its successors and assigns, the “Investor”), which amends that certain Securities Purchase Agreement between the Company and the Investor, dated as of October 4, 2023 (the “Purchase Agreement”). The Company and the Investor are sometimes each individually referred to herein as a “Party” and collectively as the “Parties.” All initially capitalized terms not otherwise defined herein shall have the meaning given to those terms in the Purchase Agreement.
ADDENDUM TO TRANSACTION DOCUMENTSTransaction Documents • July 13th, 2012 • Pure Bioscience, Inc. • Miscellaneous chemical products
FIFTH AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • January 10th, 2012 • Urigen Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
This FIFTH AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 5th day of October 2011, by and between URIGEN PHARMACEUTICALS, INC., a Delaware corporation with its principal place of business at 1700 North Broadway, Suite 330, Walnut Creek, CA 94596 (the “Borrower”), Urigen N.A., Inc., a Delaware corporation with its principal place of business at 1700 North Broadway, Suite 330, Walnut Creek, CA 94596 (the “Guarantor”), and PLATINUM-MONTAUR LIFE SCIENCES, LLC, a Delaware limited liability company (the “Lender”).
SECOND OMNIBUS AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • January 25th, 2013 • United Stationers Inc • Wholesale-paper & paper products • New York
THIS SECOND OMNIBUS AMENDMENT TO TRANSACTION DOCUMENTS, dated as of January 18, 2013 (this “Amendment”), is entered into by and among (i) UNITED STATIONERS RECEIVABLES, LLC (the “SPV”), (ii) UNITED STATIONERS SUPPLY CO., as Originator (the “Originator”), (iii) UNITED STATIONERS FINANCIAL SERVICES LLC, as Seller (the “Seller”) and as Servicer (the “Servicer”), (iv) BANK OF AMERICA, NATIONAL ASSOCIATION (“Bank of America”), as a terminating Class Agent, a terminating Alternate Investor and the outgoing Agent and (v) PNC BANK, NATIONAL ASSOCIATION (“PNC Bank”), as a new Class Agent, a new Alternate Investor and the successor Agent. Capitalized terms used and not otherwise defined herein are used as defined in the Transfer and Administration Agreement, including by reference therein, dated as of March 3, 2009 (as amended, amended and restated, supplemented or otherwise modified through the date hereof, the “Transfer Agreement”), among the SPV, the Originator, the Seller, the Alternate Inve
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • September 4th, 2018 • Sears Holdings Corp • Retail-department stores • New York
This AMENDMENT TO TRANSACTION DOCUMENTS, dated as of August 30, 2018, (this “Amendment”), is entered into by and among the undersigned in connection with (i) that certain Pension Plan Protection and Forbearance Agreement, dated as of March 18, 2016 (as amended, extended, restated, replaced, supplemented or otherwise modified from time to time, the “PPPFA”), by and among Sears Holdings Corporation, a Delaware corporation (the “Company”), certain Subsidiaries of the Company party thereto (together with the Company, the “Sears Parties”) and Pension Benefit Guaranty Corporation (“PBGC”, and collectively with the Sears Parties, the “Parties”), (ii) the Craftsman Consent (as defined below) and (iii) the REMIC Amendment (as defined below). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings ascribed to such terms in the PPPFA.
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • July 2nd, 2018 • Summit Semiconductor Inc. • Semiconductors & related devices • New York
This AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) dated as of March 20, 2018, and effective as of February 28, 2018 (the “Effective Date”) is entered into by Summit Semiconductor, Inc., a Delaware corporation (the “Company”), and Meriwether Mezzanine Partners, L.P. or its assigns (the “Holder”).
SECOND AMENDMENT OF TRANSACTION DOCUMENTSTransaction Documents • June 7th, 2010 • Horizon Technology Finance Corp
THIS SECOND AMENDMENT OF TRANSACTION DOCUMENTS (this “Amendment”), made as of October 7, 2008, by and among HORIZON CREDIT I LLC, a Delaware limited liability company (the “Borrower”), WESTLB AG, NEW YORK BRANCH, as the Lender (in such capacity, together with its successors and assigns, the “Lender”) and as the Agent for the Lender (in such capacity, together with its successors and assigns, the “Agent”), and U.S. BANK NATIONAL ASSOCIATION, as the Custodian (in such capacity, the “Custodian”), and as the Paying Agent (in such capacity, the “Paying Agent”),
ContractTransaction Documents • May 5th, 2021 • Owl Rock Capital Corp • New York
OMNIBUS AMENDMENT TO TRANSACTION DOCUMENTS, dated as of March 17, 2021 (this “Amendment”), among ORCC Financing III LLC, a Delaware limited liability company (the “Borrower”), Owl Rock Capital Corporation, as services provider (in such capacity, the “Services Provider”) and as equityholder (in such capacity, the “Equityholder”), Deutsche Bank AG, New York Branch (“DBNY”), as the facility agent (in such capacity, the “Facility Agent”), as an agent (in such capacity, an “Agent”) and as a committed lender (in such capacity, a “Lender”), State Street Bank and Trust Company, as collateral agent (the “Collateral Agent”), and Cortland Capital Market Services LLC, as collateral custodian (the “Collateral Custodian”).
AMENDMENT NO. 1 TO TRANSACTION DOCUMENTSTransaction Documents • May 27th, 2021 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc.
This AMENDMENT NO. 1 TO TRANSACTION DOCUMENTS (this “Amendment”), dated as of May 20, 2021, by and between GROM SOCIAL ENTERPRISES, INC., a Florida corporation (the “Company”), and FIRSTFIRE GLOBAL OPPORTUNITIES FUND, LLC, a Delaware limited liability company (the “Lender”). Each of the Company and the Lender shall be referred to collectively as the “Parties” and individually as a “Party.”
AMENDMENT NO. 1 TO TRANSACTION DOCUMENTSTransaction Documents • June 13th, 2008 • FTS Group, Inc. • Knit outerwear mills
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • April 8th, 2024 • Trio Petroleum Corp. • Crude petroleum & natural gas
This Amendment to Securities Purchase Agreement and Senior Secured Original Issue 7% Discount Convertible Promissory Note (this “Amendment”) is dated as of April 5, 2024, between Trio Petroleum Corp., a Delaware corporation (the “Company”), and the purchaser identified on the signature pages hereto (together with its successors and assigns, the “Investor”), which amends (i) that certain Securities Purchase Agreement between the Company and the Investor, dated as of October 4, 2023 (the “Purchase Agreement”) and (ii) that certain Senior Secured Original Issue 7% Discount Convertible Promissory Note, with an original issuance date of January 2, 2024, issued by the Company to the Investor (the “Second Tranche Note”). The Company and the Investor are sometimes each individually referred to herein as a “Party” and collectively as the “Parties.” All initially capitalized terms not otherwise defined herein shall have the meaning given to those terms in the Purchase Agreement.
FIFTH AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • April 2nd, 2015 • UBL Interactive,Inc. • Services-business services, nec • New York
This FIFTH AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 27th day of March 2015, by and among UBL INTERACTIVE, INC. f/k/a NAME DYNAMICS, INC., a Delaware corporation with its principal place of business at 6701 Carmel Road, Suite 202, Charlotte, NC 28226 (the “Borrower”), ALPHA CAPITAL ANSTALT (“Alpha”), WHALEHAVEN CAPITAL FUND LIMITED (“Whalehaven”) and SABLE RIDGE CAPITAL OPPORTUNITY FUND L.P. (“Sable Ridge”) (each a “Lender” or collectively the “Lenders”).
AMENDMENT NO. 1 TO TRANSACTION DOCUMENTSTransaction Documents • June 9th, 2016 • Cannasys Inc • Services-business services, nec
THIS AMENDMENT NO. 1 TO TRANSACTION DOCUMENTS ("Amendment No.1"), is entered into on May 20, 2016 ("Effective Date"), by and among CANNASYS, INC., a Nevada corporation ("CannaSys"), B44, LLC, a Colorado limited liability company ("B44"), and Kodiak Capital Group, LLC, a Delaware limited liability company ("Kodiak") and amends (i) the Assignment of Promissory Notes dated as of March 24, 2016, by and between Kodiak and B44 (the "APN"), (ii) the Wrap-Around Agreement dated as of March 24, 2016, by and between Kodiak and CannaSys (the "WAA") and (iii) the Amended and Restated Promissory Note dated March 24, 2016 issued by CannaSys to Kodiak (the "AARSPN"); the APN, WAA, and the AARSPN are referred to as the "Transaction Documents").
SIXTH OMNIBUS AMENDMENTTransaction Documents • February 22nd, 2022 • BrightSpire Capital, Inc. • Real estate investment trusts • New York
OMNIBUS AMENDMENT TO TRANSACTION DOCUMENTS, dated as of January 24, 2022 (this “Amendment”), by and between BRIGHTSPIRE CAPITAL OPERATING COMPANY, LLC, a Delaware limited liability company (formerly known as “CREDIT RE OPERATING COMPANY, LLC”, “Guarantor”), and MORGAN STANLEY BANK, N.A., a national banking association (“Buyer”). Capitalized terms used but not otherwise defined herein shall have the meanings given to them in the Repurchase Agreement (as hereinafter defined).
AMENDMENT NO. 1 TO TRANSACTION DOCUMENTSTransaction Documents • August 24th, 2016 • Cannasys Inc • Services-business services, nec
THIS AMENDMENT NO. 1 TO TRANSACTION DOCUMENTS ("Amendment No. 1"), is entered into effective as of the date of the last signature, by and between CANNASYS, INC., a Nevada corporation ("CannaSys"), and Kodiak Capital Group, LLC, a Delaware limited liability company ("Kodiak") and amends: (i) the Securities Purchase Agreement dated as of March 18, 2016, by and between Kodiak and CannaSys (the "SPA"); (ii) the Collateralized Secured Promissory Note dated March 18, 2016, issued by Kodiak to CannaSys (the "Buyer Note"); and (iii) the 12% Convertible Redeemable Promissory Note dated March 18, 2016, issued by CannaSys to Kodiak (the "Second Note"); the SPA, Buyer Note, and Second Note are referred to herein as the "Transaction Documents").
Second Amendment to Transaction DocumentsTransaction Documents • November 30th, 2022 • Curative Biotechnology Inc • Biological products, (no disgnostic substances)
This Second Amendment to the Transaction (this “Amendment”) is effective as of October 2, 2022 (“Effective Date”), by and between Puritan Partners LLC, a New York limited liability company (“Puritan Partners”) and Curative Biotechnology, Inc., a Florida corporation (the “Company”), having its principal place of business at 1825 NW Corporate Blvd., Suite 110 Boca Raton, FL 33431, each a “Party” and collectively the “Parties”. Capitalized terms used herein without definition shall have the meanings ascribed to them in the Securities Purchase Agreement, dated as of March 2, 2022, as amended, entered between the Parties (the “Securities Purchase Agreement”)
FOURTH AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • December 29th, 2014 • UBL Interactive,Inc. • Services-business services, nec • New York
This FOURTH AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 28th day of November 2014, by and among UBL INTERACTIVE, INC. f/k/a NAME DYNAMICS, INC., a Delaware corporation with its principal place of business at 6701 Carmel Road, Suite 202, Charlotte, NC 28226 (the “Borrower”), ALPHA CAPITAL ANSTALT (“Alpha”), WHALEHAVEN CAPITAL FUND LIMITED (“Whalehaven”) and SABLE RIDGE CAPITAL OPPORTUNITY FUND L.P. (“Sable Ridge”) (each a “Lender” or collectively the “Lenders”).
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • May 25th, 2017 • First Harvest Corp. • Services-prepackaged software
THIS AMENDMENT (“Amendment”), is entered into on May 23, 2017 (“Effective Date”), by and between FIRST HARVEST CORP., a Nevada corporation (“Borrower”), and EMA FINANCIAL, LLC, a Delaware limited liability company (“Holder”) or its registered assigns or successor in interest. The Borrower and Holder each referred to herein as a “Party” or collectively as the “Parties”.
AMENDMENT NO. 8 TO TRANSACTION DOCUMENTSTransaction Documents • February 27th, 2009 • Marvel Entertainment, Inc. • Patent owners & lessors • New York
THIS AMENDMENT NO. 8 TO TRANSACTION DOCUMENTS (this “Amendment No. 8”) is entered into by and among MVL Film Finance LLC (the “Borrower”), MVL Productions LLC (“MPROD”), Marvel Entertainment, Inc. (“MEI”), Marvel Studios, Inc. (“Marvel Studios” and together with the Borrower, MPROD and MEI, collectively, the “Marvel Parties” and each a “Marvel Party”) HSBC Bank USA, National Association, in its capacities as Collateral Agent and Collection Account Bank (the “Collateral Agent”) and Ambac Assurance Corporation, in its capacity as Control Party (as defined in the Credit Agreement referred to below) (“Ambac”). All capitalized terms used herein without definition shall have the meanings specified in the Credit Agreement referred to below, or, if not defined therein, in the Master Agreement referred to below.
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • April 29th, 2009 • Urigen Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
This AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 28th day of April 2009, by and between URIGEN PHARMACEUTICALS, INC., a Delaware corporation with its principal place of business at 27 Maiden Lane, Suite 595, San Francisco, California 94108 (the “Borrower”), Urigen N.A., Inc., a Delaware corporation with its principal place of business at 27 Maiden Lane, Suite 595, San Francisco, CA 94108 (the “Guarantor”), and PLATINUM-MONTAUR LIFE SCIENCES, LLC, a Delaware limited liability company (the “Lender”).
AMENDMENT NO. 2 TO TRANSACTION DOCUMENTSTransaction Documents • April 27th, 2016 • Cannasys Inc • Services-business services, nec
THIS AMENDMENT ("Amendment No. 2"), is entered into on April 27, 2016 ("Effective Date"), by and between CANNASYS, INC., a Nevada corporation ("CannaSys"), and EMA FINANCIAL, LLC, a Delaware limited liability company ("EMA") and amends the 12% Convertible Note issued by CannaSys to EMA on or about October 14, 2015, in the original principal amount of $28,000 (the "Note"), and the Securities Purchase Agreement entered into by and between CannaSys and EMA on or about October 14, 2015 (the "SPA").
THIRD AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • October 24th, 2013 • UBL Interactive,Inc. • Services-business services, nec • New York
This THIRD AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 18th day of October 2013, by and between UBL INTERACTIVE, INC. f/k/a NAME DYNAMICS, INC., a Delaware corporation with its principal place of business at 6701 Carmel Road, Suite 202, Charlotte, NC 28226 (the “Borrower”), ALPHA CAPITAL ANSTALT (“Alpha”), WHALEHAVEN CAPITAL FUND LIMITED (“Whalehaven”) and SABLE RIDGE CAPITAL OPPORTUNITY FUND L.P. (“Sable Ridge”) (each a “Lender” or collectively the “Lenders”).
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • December 31st, 2018 • Reed's, Inc. • Bottled & canned soft drinks & carbonated waters • New York
THIS AMENDMENT TO TRANSACTION DOCUMENTS is entered into and effective as of December 18, 2018 (the “Amendment”) by and between Raptor/ Harbor Reeds SPV LLC, a Delaware limited liability company (“Raptor”), and Reed’s Inc., a Delaware corporation (“Reed’s”).
AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • March 10th, 2020 • Cleanspark, Inc. • Cogeneration services & small power producers
This Amendment to Transaction Documents (“Amendment”) is made and entered into on March 4, 2020 (“Amendment Date”), by and between CleanSpark, Inc., a Nevada corporation, (“Company”), and the investor whose name appears below (“Investor”).
SECOND AMENDMENT TO TRANSACTION DOCUMENTSTransaction Documents • August 20th, 2009 • Urigen Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
This SECOND AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of the 13th day of August 2009, by and between URIGEN PHARMACEUTICALS, INC., a Delaware corporation with its principal place of business at 27 Maiden Lane, Suite 595, San Francisco, California 94108 (the “Borrower”), Urigen N.A., Inc., a Delaware corporation with its principal place of business at 27 Maiden Lane, Suite 595, San Francisco, CA 94108 (the “Guarantor”), and PLATINUM-MONTAUR LIFE SCIENCES, LLC, a Delaware limited liability company (the “Lender”).
