Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER GOVERNMENT SECURITIES LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware...Placement Agent Agreement • July 29th, 2009 • Master Government Securities LLC • New York
Contract Type FiledJuly 29th, 2009 Company Jurisdiction
GREAT BASIN SCIENTIFIC, INC. Units, Each Unit Consisting of One Share of Common Stock and Series G Warrants to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 24th, 2016 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMay 24th, 2016 Company Industry Jurisdiction
Exhibit 8(a) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 29th day of September 2006, between MASTER INSTITUTIONAL MONEY MARKET TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and such of its series, if any, as may be listed...Placement Agent Agreement • August 28th, 2007 • Master Institutional Money Market LLC • New York
Contract Type FiledAugust 28th, 2007 Company Jurisdiction
INDIGO-ENERGY, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 3rd, 2008 • Indigo-Energy, Inc. • Crude petroleum & natural gas • New Jersey
Contract Type FiledJanuary 3rd, 2008 Company Industry JurisdictionThe undersigned, Indigo-Energy, Inc., a Nevada corporation (the “Company”), hereby agrees with Newbridge Securities Corporation (the “Placement Agent”) as follows:
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 24th, 2001 • Boston Income Portfolio
Contract Type FiledMay 24th, 2001 Company
Exhibit 8(a) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between SHORT-TERM BOND MASTER LLC, a Delaware limited liability company (the "Company"), on behalf of itself and each of its series listed on Exhibit A (each, a...Placement Agent Agreement • September 29th, 2009 • Short Term Bond Master LLC • New York
Contract Type FiledSeptember 29th, 2009 Company Jurisdiction
FORM OF PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • June 15th, 2023 • Blue Chip Capital Group Inc. • Finance services
Contract Type FiledJune 15th, 2023 Company IndustryThis Placement Agent Agreement (“Agreement”) is made by and between Blue Chip Capital Group, Inc., a Nevada corporation (the “Company”), and __________________, each a “Placement Agent” and collectively, the “Placement Agents”), as of the date set forth on the signature page hereto. The Company hereby engages to serve as a Placement Agent, among other Placement Agents to assist the Company and its management in a non-exclusive capacity in arranging an offering (the “Offering”) of a total of 10,000,000 Units at an offering price of $2.00 per Unit, each Unit consisting of (i) one (1) share of Common Stock. par value $0.0001 per share (“Common Stock”); and (ii) one (1) common stock purchase warrant (the “Warrants”), each exercisable to purchase one (1) share of common stock, par value $0.001 per share (“Common Stock” or “Warrant Shares”), at exercisable to purchase one addition share of Common Stock (each a “Warrant Share”) at an exercise price of $2.50 (the “Exercise Price”) per Warrant
ENTORO SECURITIES, LLC – REG A - PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 17th, 2023 • Zephyr Group, Inc. • Texas
Contract Type FiledJuly 17th, 2023 Company JurisdictionAdvance on Expenses: $10,000, covers due diligence expenses, technology platform setup costs, other necessary support. Refundable to extent not used.
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 23rd, 2016 • 5-to-15 Year Laddered Municipal Bond Portfolio
Contract Type FiledMarch 23rd, 2016 CompanyThis is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, 5-to-15 Year Laddered Municipal Bond Portfolio (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a Massachusetts business trust, has agreed that Eaton Vance Distributors, Inc. (“EVD”), shall be the placement agent (the “Placement Agent”) of Interests in the Trust (“Trust Interests”).
PLACEMENT AGENT AGREEMENT December 12, 2005 Sanders Morris Harris Inc. 527 Madison Avenue, 7th Floor New York, New York 10022 Dear Sirs: 1. Introductory. SiriCOMM, Inc., a Delaware corporation (the "Company"), proposes to sell up to 4,700,000 units...Placement Agent Agreement • February 6th, 2006 • Siricomm Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 6th, 2006 Company Industry Jurisdiction
INTEGRATED PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 30th, 2007 • Integrated Pharmaceuticals Inc • In vitro & in vivo diagnostic substances • Delaware
Contract Type FiledJanuary 30th, 2007 Company Industry JurisdictionThe undersigned, Integrated Pharmaceuticals, Inc., a Idaho corporation (the “COMPANY”), hereby agrees with US EURO Securities, Inc. (the “PLACEMENT AGENT”) and Dutchess Private Equities Fund, Ltd., a a Cayman Islands exempted Company (the “INVESTOR”) as follows:
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 2nd, 2018 • Master Investment Portfolio II • New York
Contract Type FiledJuly 2nd, 2018 Company JurisdictionAGREEMENT made as of the [ ] day of [ ], 2018, between MASTER INVESTMENT PORTFOLIO II, a Delaware statutory trust (the “Trust”), on behalf of itself and each of its series listed on Appendix A, as such Appendix may be amended from time to time (each, a “Series”) and BLACKROCK INVESTMENTS, LLC, a Delaware limited liability company (the “Placement Agent”).
PLACEMENT AGENT AGREEMENT This agreement (the "Agreement"), made as of this 19th day of December 2005, by and between China Natural Gas, Inc., a Delaware corporation with a subsidiary company incorporated in the People's Republic of China ("PRC") (the...Placement Agent Agreement • May 12th, 2006 • China Natural Gas, Inc. • Natural gas transmisison & distribution • New York
Contract Type FiledMay 12th, 2006 Company Industry Jurisdiction
Exhibit 8(a) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 29th day of September 2006, between BLACKROCK MASTER TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and each of its series listed on Exhibit A (each, a "Portfolio")...Placement Agent Agreement • September 28th, 2007 • Blackrock Master LLC • New York
Contract Type FiledSeptember 28th, 2007 Company Jurisdiction
EXHIBIT 10.19 ------------- PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 13th, 2006 • Bridgeline Software, Inc. • New York
Contract Type FiledDecember 13th, 2006 Company Jurisdiction
PLACEMENT AGENT AGREEMENT August 12th, 2019Placement Agent Agreement • August 29th, 2019 • CytoDyn Inc. • Pharmaceutical preparations
Contract Type FiledAugust 29th, 2019 Company IndustryThis Placement Agent Agreement (“Agreement”) is made by and between CytoDyn Inc., a Delaware corporation (the “Company”), and Paulson Investment Company, LLC, a Delaware limited liability company (the “Placement Agent”), as of the date first above written. The Company hereby engages the Placement Agent to assist the Company as its non-exclusive placement agent in arranging an offering of its equity securities (the “Securities”) which will be subject to a registration statement (the “Registration Statement”) on Form S-3 previously declared effective by the United States Securities and Exchange Commission (the “SEC”) , on terms to be determined by the parites hereto (the “Offering”). The terms of the Offering will be more fully described in the definitive transaction documents pertaining to the Offering, to be prepared by the Company, with the assistance of the Placement Agent.
PLACEMENT AGENT AGREEMENT December 22, 2020Placement Agent Agreement • December 30th, 2020 • Transphorm, Inc. • Semiconductors & related devices • New York
Contract Type FiledDecember 30th, 2020 Company Industry Jurisdiction
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 26th, 2010 • Wells Fargo Multi-Strategy 100 Tei Fund A, LLC • Delaware
Contract Type FiledMay 26th, 2010 Company JurisdictionThis PLACEMENT AGENT AGREEMENT dated as of June 1, 2010 by and among Wells Fargo Advisors, LLC, a Delaware limited liability company registered with the Securities and Exchange Commission as a broker-dealer (“Placement Agent”), Wells Fargo Multi-Strategy 100 Fund A, LLC (“Taxable Investor Fund”) and Wells Fargo Multi-Strategy 100 TEI Fund A, LLC (“TEI Fund”), each a Delaware limited liability company (each a “Company” and, collectively, the “Companies”). Each capitalized term that is not otherwise defined in this Agreement has the meaning assigned to it in the Private Placement Memorandum (as it may from time to time be amended, the “Memorandum”) of the Companies.
Exhibit 10.13 Placement Agent Agreement This Placement Agent Agreement ("Agreement") dated as of September 15, 2003, is entered into by and among CytRx Corporation ("CytRx" or the "Company"), having its business office located at 11726 San Vincente...Placement Agent Agreement • November 12th, 2003 • Cytrx Corp • Biological products, (no disgnostic substances) • California
Contract Type FiledNovember 12th, 2003 Company Industry Jurisdiction
Midtown Partners & Co., LLCPlacement Agent Agreement • April 15th, 2009 • Certified Diabetic Services Inc • Services-misc health & allied services, nec • Florida
Contract Type FiledApril 15th, 2009 Company Industry Jurisdiction
SPEED COMMERCE, INC. 13,035,713 shares of Common Stock Series A Warrants to purchase up to 7,776,784 shares of Common Stock Series B Warrants to purchase up to 2,000,000 shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 16th, 2015 • Speed Commerce, Inc. • Wholesale-computers & peripheral equipment & software • New York
Contract Type FiledApril 16th, 2015 Company Industry Jurisdiction
ContractPlacement Agent Agreement • July 27th, 2023 • Voya Separate Portfolios Trust
Contract Type FiledJuly 27th, 2023 Company
AMENDED AND RESTATED PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 28th, 2021 • Master Large Cap Series LLC • New York
Contract Type FiledJanuary 28th, 2021 Company JurisdictionAGREEMENT made as of the 20th day of March, 2020, between MASTER LARGE CAP SERIES LLC, a Delaware limited liability company (the “Company”), on behalf of itself and each of its series listed on Exhibit A, as such Exhibit may be amended from time to time (each, a “Series”), and BLACKROCK INVESTMENTS, LLC, a Delaware corporation (the “Placement Agent”).
PAGE 1 PLACEMENT AGENT AGREEMENT THIS AGREEMENT dated , 1995 between World Trust, a Massachusetts business trust (the "Trust"), on behalf of its underlying series portfolios and American Express Financial Advisors Inc., a Delaware Corporation, the...Placement Agent Agreement • November 2nd, 1995 • World Trust
Contract Type FiledNovember 2nd, 1995 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • September 26th, 2007 • Quantum Group Inc /Fl • Services-management consulting services • Florida
Contract Type FiledSeptember 26th, 2007 Company Industry Jurisdiction
3,030,304 Shares DISCOVERY LABORATORIES, INC. Shares of Common Stock ($0.001 par value) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 14th, 2005 • Discovery Laboratories Inc /De/ • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 14th, 2005 Company Industry JurisdictionDiscovery Laboratories, Inc., a Delaware corporation (the “Company”), proposes to sell to the Purchasers, pursuant to the terms of this Placement Agent Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the Purchasers identified therein (each a “Purchaser” and, collectively, the “Purchasers”), an aggregate of 3,030,304 shares of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The aggregate of 3,030,304 shares so proposed to be sold is hereinafter referred to as the “Stock.” The Company hereby confirms its agreement with SG Cowen & Co., LLC (“SG Cowen”) as follows (certain terms used herein are defined in Section 14 hereof):
EXHIBIT 10.14 NIGHTHAWK SYSTEMS, INC. PLACEMENT AGENT AGREEMENT Dated as of: August 10, 2003. The undersigned, Nighthawk Systems, Inc., a Nevada corporation (the "COMPANY"), hereby agrees with U.S. Euro Securities, Inc. (the "PLACEMENT AGENT") and...Placement Agent Agreement • November 3rd, 2004 • Nighthawk Systems Inc • Communications services, nec • Delaware
Contract Type FiledNovember 3rd, 2004 Company Industry Jurisdiction
EX-99.(2)(H) 5 d513593dex992h.htm FORM OF PLACEMENT AGENT AGREEMENT. EX-99.(2)(h) PLACEMENT AGENT AGREEMENT between GOLDMAN SACHS PRIVATE MARKETS FUND 2018 (B) LLC and GOLDMAN SACHS & CO. LLC PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis PLACEMENT AGENT AGREEMENT, dated as of [●], 2018 (this “Agreement”), is entered into between GOLDMAN SACHS PRIVATE MARKETS FUND 2018 (B) LLC, a limited liability company formed under the laws of the State of Delaware (the “Fund”) and GOLDMAN SACHS & CO. LLC, a limited liability company organized under the laws of the State of New York (the “Placement Agent”).
OHR PHARMACEUTICAL, INC. 20,250,032 Shares of Common Stock And 14,175,059 Warrants to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 6th, 2017 • Ohr Pharmaceutical Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 6th, 2017 Company Industry JurisdictionOhr Pharmaceutical, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the purchasers (the “Offering”), pursuant to the terms and conditions of this Placement Agent Agreement (this “Agreement”) and the Securities Purchase Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”), entered into with the purchasers identified therein (each a “Purchaser” and collectively, the “Purchasers”) an aggregate of 20,250,032 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company and 14,175,059 warrants (the “Warrants”), each Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share at any time prior to the expiration thereof the five year anniversary of issuance (the “Warrant Shares”). The Shares, the Warrants and the Warrant Shares are collectively referred to as the “Securities”. The Purchasers shall receive .7 of a Warrant for each Share purchased an
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 31st, 2023 • Cadiz Inc • Water supply • New York
Contract Type FiledJanuary 31st, 2023 Company Industry Jurisdiction
PLACEMENT AGENT AGREEMENT June 28, 2006Placement Agent Agreement • September 21st, 2007 • Daybreak Oil & Gas Inc • Blank checks • Colorado
Contract Type FiledSeptember 21st, 2007 Company Industry JurisdictionThe Company proposes to offer and sell to qualified investors Units (“Units”) of the Company's securities at an offering price of $3.00 per Unit, and on terms as set forth herein. Each Unit is comprised of the one share of the Company’s convertible preferred stock (“Preferred Stock”) and two warrants (“Warrant”) to purchase a share of Common Stock. As used in this Agreement, the term "Memorandum" refers to a Private Placement Memorandum dated June 28, 2006.
PAGE 1 PLACEMENT AGENT AGREEMENT THIS AGREEMENT dated November 13, 1996 between World Trust, a Massachusetts business trust (the "Trust"), on behalf of its underlying series portfolios: Emerging Markets Portfolio and World Technologies Portfolio; and...Placement Agent Agreement • October 30th, 1996 • World Trust
Contract Type FiledOctober 30th, 1996 Company
Placement Agent Agreement ZEA CAPITAL FUND LLC (a Delaware limited liability company)Placement Agent Agreement • August 10th, 2010 • Zea Capital Fund LLC • Iowa
Contract Type FiledAugust 10th, 2010 Company JurisdictionZea Capital Fund LLC, a limited liability company organized under the Delaware Limited Liability Company Act (the “Fund”), proposes to offer publicly for subscription and to sell to subscribers acceptable to the Fund, upon the terms and subject to the conditions set forth in this Agreement and the Registration Statement (as defined in Section 1(a) hereof) and the Prospectus and Statement of Additional Information included therein, as either or both may from time to time be amended or supplemented, a minimum of 2,400,000 (the “Offering Minimum”) of the Common Units of the Fund (the “Units”) and a maximum of 6,400,000 of the Units at a price of $12.50 per Unit during the offering period of the Fund, as more fully described in the Prospectus and Statement of Additional Information.
PLACEMENT AGENT AGREEMENT May ______, 2014Placement Agent Agreement • May 21st, 2014 • Freeseas Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 21st, 2014 Company Industry Jurisdiction
eAutoclaims, Inc. PLACEMENT AGENT AGREEMENT December 14, 2004 Noble International Investments, Inc. 6501 Congress Ave., Suite 100 Boca Raton, FL 33487 Ladies and Gentlemen: This agreement (Agreement") confirms the terms on which eAutoclaims, a Nevada...Placement Agent Agreement • March 17th, 2005 • Eautoclaims, Inc • Services-business services, nec • Florida
Contract Type FiledMarch 17th, 2005 Company Industry Jurisdiction