Note Sample Contracts

Signature Group Hold – Note (January 26th, 2018)
Toyota Motor Credit Corp – *** [ ] Check if a Principal Indexed Note *** if Checked, Calculation Agent: _____________ (January 25th, 2018)

If this is a Principal Indexed Note, references herein to "principal" shall be deemed to be the face amount hereof, except that the amount payable upon Maturity of this Note shall be determined in accordance with the formula or formulas set forth below or in an attached Addendum hereto.

Toyota Motor Credit Corp – *** [ ] Check if a Principal Indexed Note *** if Checked, Calculation Agent: _____________ (January 25th, 2018)

If this is a Principal Indexed Note, references herein to "principal" shall be deemed to be the face amount hereof, except that the amount payable upon Maturity of this Note shall be determined in accordance with the formula or formulas set forth below or in an attached Addendum hereto.

Note Purchase and Private Shelf Agreement (January 17th, 2018)

To MetLife Investment Advisors, LLC ("MetLife"), and each other MetLife Party which becomes bound by this agreement as hereinafter provided (together with MetLife each a "Purchaser" and collectively, the "Purchasers"):

Municipal Mortgage & Equity, LLC – Purchase Money Note (January 9th, 2018)

In partial consideration of the transfer to the undersigned Maker by MMA Capital Management, LLC ("Payee") and certain of its Affiliates of the Transferred Assets described in Master Transaction Agreement (as herein defined), Maker promises to pay to the order of Payee the principal sum of FIFTY-SEVEN MILLION DOLLARS ($57,000,000) (subject to adjustments in accordance with the terms of the Master Transaction Agreement and reduction pursuant to Section 24 below), together with interest on the outstanding principal balance hereunder from the date hereof at the rate and in the manner set forth below. The following terms shall apply to this Purchase Money Note (this "Note").

Cleaner Yoga Mat, Inc. – Amended and Restated Note (January 8th, 2018)

THIS AMENDED AND RESTATED NOTE (this "Note") is a duly authorized issue of notes of Valeritas, Inc., a Delaware corporation (the "Issuer"), designated as its 10% Notes Due September 8, 2021 (the "Maturity Date"), in an aggregate principal amount of Five Million U.S. Dollars (U.S. $5,000,000) (the "Note").

Regen BioPharma Inc – 8% Convertible Redeemable Note Due September 7, 2018 Back End Note (January 5th, 2018)

FOR VALUE RECEIVED, Regen Biopharma, Inc. (the "Company") promises to pay to the order of LG CAPITAL FUNDING, LLC and its authorized successors and permitted assigns ("Holder"), the aggregate principal face amount of Forty Thousand Dollars (U.S. $40,000.00) on September 7, 2018 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on September 7, 2017. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regard ing registration and transfers of this Note. The principal of, and interest on, this Note are payable at 1218 Union Street, Suite #2, Brooklyn, NY 11225, initially, and if changed, last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and the outstanding principal due upon this Note before or on the Maturity Date, less any amounts required by law to be deducte

Regen BioPharma Inc – 8% Convertible Redeemable Note Due September 7, 2018 (January 5th, 2018)

FOR VALUE RECEIVED, Regen Biopharma, Inc. (the "Company") promises to pay to the order of LG CAPITAL FUNDING, LLC and its authorized successors and permitted assigns ("Holder"), the aggregate principal face amount of Forty Thousand Dollars (U.S. $40,000.00) on September 7, 2018 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on September 7, 2017. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regard ing registration and transfers of this Note. The principal of, and interest on, this Note are payable at 1218 Union Street, Suite #2, Brooklyn, NY 11225, initially, and if changed, last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and the outstanding principal due upon this Note before or on the Maturity Date, less any amounts required by law to be deducte

Regen BioPharma Inc – 8% Convertible Redeemable Note Due December 6, 2018 (January 5th, 2018)

FOR VALUE RECEIVED, Regen Biopharma, Inc. (the "Company") promises to pay to the order of GS CAPITAL PARTNERS, LLC and its authorized successors and permitted as signs ("Holder"), the aggregate principal face amount of One Hundred Fifteen Thousand Dollars exactly (U.S. $115,000.00) on December 6, 2018 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 6, 2017. The Company acknowledges this Note was issued with a $1,750 original issue discount (OID) and as such the issuance price was $113,250.00. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 110 Wall Street, New York, NY 10005, initially, and if changed, last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay e

Regen BioPharma Inc – 8% Convertible Redeemable Note Due August 23, 2018 (January 5th, 2018)

FOR VALUE RECENED, Regen Biopharma, Inc. (the "Company'') promises to pay to the order of GS CAPITAL PARTNERS, LLC and its authorized successors and permitted as signs ("Holder"), the aggregate principal face amount of Eighty Five Thousand Dollars exactly (U.S. $85,000.00) on August 23, 2018 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on August 23, 2017. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 110 Wall Street, Suite 5-070 New York, NY 10005, initially, and if changed, last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and the outstanding principal due upon this Note before or on the Maturity Date, less any amounts required by law to

Regen BioPharma Inc – 8% Convertible Redeemable Note Due August 23, 2018 Back End (January 5th, 2018)

FOR VALUE RECEIVED, Regen Biopharma, Inc. (the "Company") promises to pay to the order of GS CAPITAL PARTNERS, LLC and its authorized successors and permitted as signs ("Holder"), the aggregate principal face amount of Eighty Five Thousand Dollars exactly (U.S. $85,000.00) on August 23, 2018 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on August 23, 2017. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 110 Wall Street, Suite 5-070 New York, NY 10005, initially, and if changed, last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and the outstanding principal due upon this Note before or the Maturity Date, less any amounts required by law to be

Regen BioPharma Inc – 8% Convertible Redeemable Note Due June 16, 2018 (January 5th, 2018)

FOR VALUE RECEIVED; Regen Biopharma, Inc. (the "Company")-promises-to-pay to the order of GS CAPITAL PARTNERS, LLC and its authorized successors and permitted as signs ("Holder"), the aggregate principal face amount of Seventy Five Thousand Dollars exactly (U.S. $75,000.00) on June 16, 2018* ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on June 16, 2017. The interest will be paid to the Holder in whose name this Note is registered on- the records- of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 110 Wall Street, Suite 5-070 New York, NY 10005, initially, and if changed, last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and the outstanding principal due upon this Note before or on the Maturity Date, less any amounts required by law to

The Ensign Group – Form of Hud Healthcare Facility Note and Schedule of Individual Loans (January 3rd, 2018)

Public reporting burden for this collection of information is estimated to average 1 hour. This includes the time for collecting, reviewing, and reporting the data. The information is being collected to obtain the supportive documentation which must be submitted to HUD for approval, and is necessary to ensure that viable projects are developed and maintained. The Department will use this information to determine if properties meet HUD requirements with respect to development, operation and/or asset management, as well as ensuring the continued marketability of the properties. This agency may not collect this information, and you are not required to complete this form, unless it displays a currently valid OMB control number.

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 5 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of ADAR BAYS, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 3411 Indian Creek Drive, Suite 403, Miami Beach, FL 33140, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment

Birner Dental Management Services, Inc. – This Note and Any Securities Into Which This Note Is Convertible Have Been Acquired for Investment and Have Not Been Registered Under the Securities Act of 1933, as Amended, or Qualified Under Any State Securities Laws. Such Securities May Not Be Sold or Transferred in the Absence of Such Registration or Qualification or an Exemption Therefrom Under Said Act and Any Applicable State Securities Laws. (January 2nd, 2018)

THIS NOTE AND ANY SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE ARE SUBJECT TO THE TERMS OF A SUBORDINATION AGREEMENT DATED AS OF DECEMBER 27, 2017, IN FAVOR OF GUARANTY BANK AND TRUST COMPANY, A COLORADO BANK, WHICH AGREEMENT (AS AMENDED IN ACCORDANCE WITH ITS TERMS) IS INCORPORATED HEREIN BY REFERENCE.

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 3 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of ADAR BAYS, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 3411 Indian Creek Drive, Suite 403, Miami Beach, FL 33140, initially, and if changed, at the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest paym

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 1 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of ADAR BAYS, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 3411 Indian Creek Drive, Suite 403, Miami Beach, FL 33140, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 4 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of ADAR BAYS, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 3411 Indian Creek Drive, Suite 403, Miami Beach, FL 33140, initially, and if changed, at the addresss last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest pay

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 3 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of EAGLE EQUITIES, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 91 Shelton Ave, Suite 107, New Haven, CT 06511, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and t

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 5 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of EAGLE EQUITIES, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 91 Shelton Ave, Suite 107, New Haven, CT 06511, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and t

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 4 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of EAGLE EQUITIES, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 91 Shelton Ave, Suite 107, New Haven, CT 06511, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and t

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 2 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of ADAR BAYS, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 3411 Indian Creek Drive, Suite 403, Miami Beach, FL 33140, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of ADAR BAYS, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of Two Hundred Seventy Seven Thousand Five Hundred Dollars exactly (U.S. $277,500.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $27,500 OID such that the purchase price is $250,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 3411 Indian Creek Drive, Suite 403, Miami Beach, FL 33140, initially, and if changed, at the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pa

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 2 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of EAGLE EQUITIES, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 91 Shelton Ave, Suite 107, New Haven, CT 06511, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and t

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note 1 (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of EAGLE EQUITIES, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of One Hundred Eleven Thousand Dollars exactly (U.S. $111,000.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $11,000 OID such that the purchase price is $100,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 91 Shelton Ave, Suite 107, New Haven, CT 06511, initially, and if changed, the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each interest payment and t

Ample-Tee, Inc. – Airborne Wireless Network 8% Convertible Redeemable Note Due December 29, 2019 Back End Note (January 2nd, 2018)

FOR VALUE RECEIVED, Airborne Wireless Network (the "Company") promises to pay to the order of EAGLE EQUITIES, LLC and its authorized successors and Permitted Assigns, defined below, ("Holder"), the aggregate principal face amount of Two Hundred Seventy Seven Thousand Five Hundred Dollars exactly (U.S. $277,500.00) on December 29, 2019 ("Maturity Date") and to pay interest on the principal amount outstanding hereunder at the rate of 8% per annum commencing on December 29, 2017. The Note contains a $27,500 OID such that the purchase price is $250,000. The interest will be paid to the Holder in whose name this Note is registered on the records of the Company regarding registration and transfers of this Note. The principal of, and interest on, this Note are payable at 91 Shelton Ave, Suite 107, New Haven, CT 06511, initially, and if changed, at the address last appearing on the records of the Company as designated in writing by the Holder hereof from time to time. The Company will pay each

Aurora Creative Group – Second Amended and Restated Note (December 29th, 2017)

FOR VALUE RECEIVED, ENERJEX KANSAS, INC., BLACK RAVEN ENERGY, INC., WORKING INTEREST, LLC, ADENA, LLC, KANSAS HOLDINGS, LLC and BLACK SABLE ENERGY, LLC (collectively, "Borrowers"), jointly and severally, hereby promise to pay to the order of PASS CREEK RESOURCES LLC, a Delaware limited liability company, or its registered assigns ("Bank"), in accordance with the provisions of the Agreement (as hereinafter defined) the principal amount of up to FOUR MILLION EIGHT HUNDRED THOUSAND AND NO/100 DOLLARS ($4,800,000.00) or so much thereof as may be advanced and outstanding from time to time, pursuant to the terms and conditions of that certain Second Amended and Restated Credit Agreement dated as of May 10, 2017 (as amended by that certain First Amendment to Second Amended and Restated Credit Agreement dated as of even date herewith, and as the same may be amended, restated, extended, or supplemented from time to time, collectively, the "Agreement"), among Borrowers, Cortland Capital Market S

Aurora Creative Group – Second Amended and Restated Note (December 29th, 2017)

FOR VALUE RECEIVED, ENERJEX KANSAS, INC., BLACK RAVEN ENERGY, INC., WORKING INTEREST, LLC, ADENA, LLC, KANSAS HOLDINGS, LLC and BLACK SABLE ENERGY, LLC (collectively, "Borrowers"), jointly and severally, hereby promise to pay to the order of PASS CREEK RESOURCES LLC, a Delaware limited liability company, or its registered assigns ("Bank"), in accordance with the provisions of the Agreement (as hereinafter defined) the principal amount of up to FOUR MILLION EIGHT HUNDRED THOUSAND AND NO/100 DOLLARS ($4,800,000.00) or so much thereof as may be advanced and outstanding from time to time, pursuant to the terms and conditions of that certain Second Amended and Restated Credit Agreement dated as of May 10, 2017 (as amended by that certain First Amendment to Second Amended and Restated Credit Agreement dated as of even date herewith, and as the same may be amended, restated, extended, or supplemented from time to time, collectively, the "Agreement"), among Borrowers, Cortland Capital Market S

[Face of Security] FEDERAL REALTY INVESTMENT TRUST 3.25% Note Due 2027 (December 27th, 2017)

UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) (THE DEPOSITORY) TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND SUCH NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO., OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY, ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL, SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

This Note Has Not Been Registered Under the Securities Act of 1933, as Amended (The Act), or Under the Securities Laws of Any States in the United States. This Note Is Subject to Restrictions on Transferability and Resale and May Not Be Transferred or Resold Except as Permitted Under the Act and the Applicable State Securities Laws, Pursuant to Registration or Exemption Therefrom. (December 14th, 2017)

THIS NOTE IS SUBJECT TO THAT CERTAIN SUBORDINATION AGREEMENT ENTERED INTO BY AND AMONG BORROWER (AS DEFINED BELOW), LENDER (AS DEFINED BELOW), AND HERCULES GROWTH CAPITAL, INC., A MARYLAND CORPORATION, DATED JUNE 29, 2017 (THE SUBORDINATION AGREEMENT).

SMG Indium Resources Ltd. – Real Estate Lien Note (December 11th, 2017)
CION Investment Corp – RULE 144A GLOBAL NOTE Representing CLASS a NOTES DUE 2027 (December 7th, 2017)

THIS NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES, AND MAY BE REOFFERED, RESOLD, PLEDGED OR OTHERWISE TRANSFERRED ONLY (A) TO A PERSON (1) THAT IS A "QUALIFIED PURCHASER" (WITHIN THE MEANING OF THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED (THE "INVESTMENT COMPANY ACT") AND THE RULES THEREUNDER) OR AN ENTITY BENEFICIALLY OWNED EXCLUSIVELY BY QUALIFIED PURCHASERS (AS DEFINED FOR PURPOSES OF SECTION 3(c)(7) OF THE INVESTMENT COMPANY ACT), (2) THAT IS (X) A "QUALIFIED INSTITUTIONAL BUYER" (AS DEFINED IN RULE 144A UNDER THE SECURITIES ACT, AS AMENDED ("RULE 144A")) OR (Y) AN "ACCREDITED INVESTOR" (AS DEFINED IN RULE 501(A) OF REGULATION D UNDER THE SECURITIES ACT, AS AMENDED) WHO IS PURCHASING THIS NOTE IN A NON-PUBLIC TRANSACTION, (3) THAT WAS NOT FORMED FOR THE PURPOSE OF INVESTING IN THE ISSUER (EXCEPT WHEN EACH BENEFICIAL OWNER OF THE HOLDER IS A Q

Newmark Group, Inc. – Amended and Restated Note (December 4th, 2017)

Reference is made to that Promissory Note (the Original Note), effective as of December 9, 2014, between BGC Partners, Inc., a Delaware corporation (BGC Inc.) and BGC Partners, L.P., a Delaware limited partnership (the Company), pursuant to which the Company agreed to pay to the order of BGC Inc. the principal sum of TWO HUNDRED NINETY-FIVE MILLION NINE HUNDRED THIRTY-FIVE THOUSAND DOLLARS ($295,935,000) on December 9, 2019 and to pay interest thereon at a rate per annum equal to (a) 5.375%, or (b) if higher, the interest rate then-applicable to BGC Inc.s 5.375% Senior Notes due 2019 issued under the Second Supplemental Indenture, dated as of December 9, 2014, to that certain Indenture, dated as of June 26, 2012, among BGC Inc., as Issuer and U.S. Bank National Association, as Trustee (the 2019 Senior Notes). The parties hereto acknowledge and agree that the purpose of the Original Note was for the Company to be economically responsible for and bear the obligations of BGC Inc. under th

File Note (December 4th, 2017)
File Note (December 4th, 2017)