CONVERTIBLE NOTE ----------------Convertible Note • January 31st, 2008 • Bridgetech Holdings International Inc • Services-testing laboratories • California
ARTICLE I GENERAL PROVISIONSConvertible Note • August 15th, 2005 • Eternal Technologies Group Inc • Agricultural prod-livestock & animal specialties • New York
CONVERTIBLE NOTEConvertible Note • November 13th, 2013 • MySkin, Inc. • Services-health services
MySkin, Inc., a company organized under the laws of the State of California with its registered office at 410 32nd St. Ste. 203, Newport Beach, CA 92663 ("Obligor", which term, as used herein, shall include any successor thereto), for value received, hereby executes and delivers this Convertible Note in favor of NYX Capital Advisors, Inc. or its assignee ("Holder"), and hereby promises to pay to Holder, its designees or its successors and permitted assigns, the principal sum of Fifty Thousand Dollars (US$50,000) (the "Principal Amount") on the Maturity Date (as defined below), without interest. This Convertible Note is issued in connection with cash, cash equivalents, professional services or a combination thereof paid and to be paid by Holder from July 1, 2013 through September 30, 2013. This supersedes any previous Convertible Notes or Security Purchase Agreements between MySkin, Inc. and NYX Capital Advisors, Inc.
AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENTConvertible Note • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Delaware
THIS AMENDMENT AGREEMENT (this “Agreement”) dated _August 1__, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and _Jeffrey Hail__ (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder may each be referred to herein as a “Party” and collectively as the “Parties.”
CONVERTIBLE NOTEConvertible Note • January 25th, 2016 • BTCS Inc. • Services-prepackaged software • New York
This Convertible Note Purchase Agreement (the “Agreement”) is entered into as of July 10, 2014, by and among Express Technologies, Inc., a Delaware corporation (the “Company”), Bitcoin Shop Inc. a Nevada corporation (“BTCS”), and each of the investors listed on the signature page hereto (each, a “Purchaser” and together, the “Purchasers”).
CONVERTIBLE NOTEConvertible Note • August 20th, 2007 • Voip Inc • Telephone & telegraph apparatus • New York
This Note has been entered into pursuant to the terms of a subscription agreement between the Borrower and the Holder, dated of even date herewith (the “Subscription Agreement”), and shall be governed by the terms of such Subscription Agreement. Unless otherwise separately defined herein, all capitalized terms used in this Note shall have the same meaning as is set forth in the Subscription Agreement. The following terms shall apply to this Note:
ContractConvertible Note • October 12th, 2011 • Venta Global Inc • Wholesale-motor vehicles & motor vehicle parts & supplies • Texas
THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR
CONVERTIBLE NOTE DUE DECEMBER 18, 2018Convertible Note • December 28th, 2017 • Integrated Ventures, Inc. • Retail-miscellaneous retail • New York
THIS CONVERTIBLE NOTE (the “Note”) is issued INTEGRATED VENTURES, INC., a Nevada corporation, (the “Borrower”), pursuant to that certain Exchange Agreement between the Borrower and the Holder dated December 18, 2017 (the “Exchange Agreement”).
THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED...Convertible Note • November 27th, 2007 • Hyperion Energy, Inc. • Services-help supply services • New Jersey
FOR VALUE RECEIVED, Accountabilities, Inc., a Delaware corporation (hereinafter called "Borrower"), hereby promises to pay to the order of North Atlantic Resources LTD (the "Holder") with an address at 425 Broad Hollow Road, Melville, New York 11747, without demand, the sum of Two Hundred Fifty Thousand Dollars ($250,000) with simple interest accruing thereon, on the earlier of (i) February 16, 2008 or (ii) the date that is five (5) days after the Borrower has received gross proceeds of $1,500,000 or more from a private placement of securities (the "Maturity Date").
EXHIBIT 10.42 CONVERTIBLE NOTE ------------------------------------------------ -------------------------------- BORROWER: SEDONA CORPORATION 1003 WEST NINTH AVENUE 2ND FLOOR KING OF PRUSSIA, PENNSYLVANIA 19406 LENDER: DAVID R. VEY RICHARD T. HARTLEY...Convertible Note • February 12th, 2003 • Sedona Corp • Services-prepackaged software • Pennsylvania
AMENDMENT TO CONVERTIBLE NOTEConvertible Note • February 9th, 2021 • GT Biopharma, Inc. • Pharmaceutical preparations
This Amendment to Convertible Note (this “Amendment”) is entered into as of January 31, 2021 (the “Effective Date”), by and between GT Biopharma, Inc., a Delaware corporation (the “Borrower”) and Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B (the “Holder” and together with the Borrower, the “Parties”) with respect to that certain Convertible Note Due January 31, 2021, dated December 22, 2020, in the original principal amount of $500,000 (the “Note”). Any capitalized term used in this Amendment and not otherwise defined shall have the meaning ascribed to it in the Note.
AMENDMENT TO CONVERTIBLE NOTEConvertible Note • August 26th, 2009 • Lithium Technology Corp • Miscellaneous electrical machinery, equipment & supplies • Delaware
CONVERTIBLE NOTEConvertible Note • February 27th, 1997 • Country Star Restaurants Inc • Retail-eating places
CONVERTIBLE NOTEConvertible Note • November 18th, 2011 • Quantum Fuel Systems Technologies Worldwide, Inc. • Motor vehicle parts & accessories • Delaware
THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. THIS SECURITY HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OR CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, ASSIGNED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR AN OPINION OF COUNSEL SATISFACTORY TO COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
Amendment to Convertible NoteConvertible Note • May 14th, 2018 • Biolargo, Inc. • Chemicals & allied products
THIS AMENDMENT TO CONVERTIBLE NOTE (the “Amendment”) is entered into as of January 25, 2018 (the “Effective Date”), by and among BioLargo, Inc., a Delaware corporation (“BioLargo”), and Bruce Kelber (“Kelber”), with reference to the following described “Convertible Note”:
CONVERTIBLE NOTEConvertible Note • May 30th, 2003 • Film Roman Inc • Services-motion picture & video tape production • Delaware
FILM ROMAN, INC., a Delaware corporation (“Borrower”), for value received, hereby promises to pay to DIGITAL PRODUCTION SOLUTIONS, INC., or to its order (together with any assignee, jointly or severally, “Holder”), the principal sum of TWO MILLION FIFTY NINE THOUSAND ONE HUNDRED TWENTY FIVE AND 87/100 DOLLARS ($2,059,125.87), or, if different, the aggregate unpaid principal amount of all loans made by Lender to Borrower pursuant to and under the Loan Agreement (the “Loan Agreement”), dated as of the date hereof between Borrower and Holder, on the date of termination of the Loan Agreement or on the date the amounts hereunder otherwise become due and payable in accordance with the terms of such Agreement, together with interest upon any net balance outstanding at the close of each day at the rate specified below, which shall, subject to the other terms and conditions hereof, be due and payable on May 22, 2008 (the “Maturity Date”), unless earlier converted into shares of capital stock of
AMENDMENT NO. 1 TO CONVERTIBLE NOTEConvertible Note • October 11th, 2006 • Creative Enterprises International Inc • Wholesale-groceries, general line
THIS AMENDMENT NO. 1 TO THE CONVERTIBLE (the ‘‘Amendment’’), is dated as of the 29th day of September, 2006, and is made by and among CREATIVE ENTERPRISES INTERNATIONAL, INC. (the ‘‘Company’’), and Mr. James Robb (the ‘‘Holder’’). Capitalized terms not defined herein have the meanings given to them in the Note.
AMENDMENT TO CONVERTIBLE NOTEConvertible Note • February 2nd, 2021 • GT Biopharma, Inc. • Pharmaceutical preparations
This Amendment to Convertible Note (this “Amendment”) is entered into as of January [●], 2021 (the “Effective Date”), by and between GT Biopharma, Inc., a Delaware corporation (the “Borrower”) and [●] (the “Holder” and together with the Borrower, the “Parties”) with respect to that certain Convertible Note Due January 31, 2021, dated November 9, 2020, in the original principal amount of $303,726.40 (the “Note”). Any capitalized term used in this Amendment and not otherwise defined shall have the meaning ascribed to it in the Note.
AMENDMENT NO. 1 TO 8% CONVERTIBLE NOTEConvertible Note • July 1st, 2016 • MyDx, Inc. • Plastic material, synth resin/rubber, cellulos (no glass) • New York
This Amendment No. 1 to the 8% Convertible Promissory Note (this “Amendment”) is made effective as of June 22, 2016, by MYDX, INC., a Nevada corporation (the “Company”); and ADAR BAYS, LLC, a Florida limited liability company, or its assigns (the “Holder”).
ContractConvertible Note • September 2nd, 2010 • Voice Mobility International Inc • Telegraph & other message communications • British Columbia
NEITHER THIS CONVERTIBLE NOTE (THE “NOTE”) OR THE SECURITIES INTO WHICH THE NOTE IS CONVERTIBLE HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY U.S. STATE SECURITIES LAWS, AND, UNLESS SO REGISTERED, IT MAY NOT BE OFFERED OR SOLD, DIRECTLY OR INDIRECTLY, IN THE UNITED STATES OR TO A U.S. PERSONS EXCEPT IN ACCORDANCE WITH THE PROVISIONS OF REGULATION S UNDER THE 1933 ACT, PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT, OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE 1933 ACT AND IN EACH CASE ONLY IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. HEDGING TRANSACTIONS INVOLVING THE NOTE MAY NOT BE CONDUCTED UNLESS IN COMPLIANCE WITH THE 1933 ACT. “UNITED STATES” AND "U.S. PERSON" ARE AS DEFINED BY REGULATION S UNDER THE 1933 ACT.
CONVERTIBLE NOTEConvertible Note • December 14th, 2017 • Activecare, Inc. • Communications equipment, nec • Nevada
FOR VALUE RECEIVED, ActiveCare, Inc., a Delaware corporation (the “Issuer” of this Security) with at least 239,000,000 common shares issued and outstanding, issues this Security and promises to pay to __________________., a Cayman Islands company, or its Assignees (the “Investor”) the Principal Sum along with the Interest Rate and any other fees according to the terms herein. This Note will become effective only upon execution by both parties and delivery of the first payment of Consideration by the Investor (the “Effective Date”).
AMENDMENT NO. 1 TO CONVERTIBLE NOTEConvertible Note • February 4th, 2011 • BigString CORP • Services-business services, nec • New Jersey
This Amendment No. 1 to Convertible Note (this “Amendment”) is made this 31st day of January, 2011, by and between BigString Corporation, a Delaware corporation (the “Borrower”), and Whalehaven Capital Fund Limited (the “Holder”), and amends that certain Convertible Note dated February 29, 2008 in the principal amount of $250,000 issued by the Borrower to the Holder (the “Note”). The Borrower and the Holder are each occasionally referred to herein as a “Party” and together as the “Parties.”
AMENDMENT No. 1 To MDWERKS, INC. FIRST AMENDED AND RESTATED SENIOR SECURED CONVERTIBLE NOTEConvertible Note • March 27th, 2008 • MDwerks, Inc. • Services-business services, nec • New York
This AMENDMENT No. 1 to the MDwerks, Inc. First Amended and Restated Senior Secured Convertible Note, dated September 28, 2007 (this “Amendment”) is dated as of March 1, 2008, by and between MDWERKS, INC., a Delaware corporation (the “Company”), and GOTTBETTER CAPITAL MASTER, LTD. (IN LIQUIDATION), a Cayman Islands company (the “Consenting Holder”).
Convertible NoteConvertible Note • October 4th, 2007 • Metaswarm Inc. • Florida
THIS PROMISSORY NOTE is entered into on this 11th day of September 2007 (this "Agreement"), by and among MetaSwarm, Inc., a Florida corporation ("Borrower"), and xxx, ("Lender").
Convertible NoteConvertible Note • February 8th, 2007 • Freedom Financial Holdings Inc • Indiana
THIS NOTE AND THE SECURITIES ISSUABLE UPON ITS CONVERSION HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS. NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE UPON ITS CONVERSION MAY BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR THE AVAILABILITY OF AN EXEMPTION FROM REGISTRATION UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
FIRST AMENDMENT TO CONVERTIBLE NOTEConvertible Note • August 11th, 2009 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
THIS FIRST AMENDMENT TO CONVERTIBLE NOTE (the “First Amendment”) is entered into on August 10, 2009 effective as of July 31, 2009, among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (“Borrower”) and PEGASUS PARTNERS IV, L.P., a Delaware limited partnership (“Lender”). Unless stated otherwise, each term defined in the Note has the same meaning when used in this First Amendment.
THIRD AMENDMENT TO SENIOR SECURED CONVERTIBLE NOTEConvertible Note • January 16th, 2024 • Chromocell Therapeutics Corp • Biological products, (no disgnostic substances)
This Third Amendment to Senior Secured Convertible Note (this “Amendment”) dated as of November 13, 2023 (the “Effective Date”) is entered into by and between Chromocell Therapeutics Corporation, a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each, a “Purchaser” and together, the “Purchasers”).
Amendment to 11% Senior Secured Convertible NoteConvertible Note • May 7th, 2007 • Emisphere Technologies Inc • Pharmaceutical preparations
Amendment No. 1, dated as of March 30, 2007 (this “Amendment”), to the 11% Senior Secured Convertible Note (the “Note”), dated as of September 26, 2005, between Emisphere Technologies, Inc., a Delaware corporation (the “Company”), as issuer, and [MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership, as successor by assignment from MHR Capital Partners (500) LP, a Delaware limited partnership] [MHR Capital Partners (100) LP, a Delaware limited partnership] [MHR Institutional Partners II LP, a Delaware limited partnership] [MHR Institutional Partners IIA LP, a Delaware limited partnership] (the “Holder”), as payee. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Note.
ContractConvertible Note • March 9th, 2004 • Atx Group Inc • Texas
THE SALE, PLEDGE, HYPOTHECATION OR TRANSFER OF THIS NOTE IS SUBJECT TO THE TERMS AND CONDITIONS OF A CERTAIN AMENDED AND RESTATED AGREEMENT, DATED AS OF JULY 13, 2001. THIS NOTE MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, HYPOTHECATED OR OTHERWISE DISPOSED OF OR ENCUMBERED, EXCEPT IN STRICT ACCORDANCE WITH THE TERMS OF SUCH AGREEMENT. A TRANSFEREE OF THIS NOTE SHALL BE BOUND BY SUCH AGREEMENT. A COPY OF SUCH AGREEMENT MAY BE OBTAINED FROM THE HOLDER OF THIS NOTE.
ContractConvertible Note • January 26th, 2010 • Omnimmune Holdings, Inc. • Pharmaceutical preparations • New York
THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE OR THE COMMON SHARES ISSUABLE UPON CONVERSION OF THE NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO OMNIMMUNE HOLDINGS, INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
Convertible NoteConvertible Note • April 12th, 2024 • Assure Holdings Corp. • Surgical & medical instruments & apparatus • Nevada
THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED, DIRECTLY OR INDIRECTLY, EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER AND ITS TRANSFER AGENT THAT SUCH OFFER, SALE OR TRANSFER, PLEDGE OR HYPOTHECATION OTHERWISE COMPLIES WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
AMENDMENT NO. 1 TO CONVERTIBLE NOTEConvertible Note • October 28th, 2013 • Rightscorp, Inc. • Retail-apparel & accessory stores
This Amendment No. 1 to Convertible Note (this “Amendment”) dated this __ day of October, 2013, by and among Rightscorp, Inc., a Delaware corporation (“Rightscorp Delaware”), Rightscorp, Inc., a Nevada corporation (“Pubco”) and _________ (the “Investor”).
Exhibit 10.14 CONVERTIBLE NOTE ----------------Convertible Note • June 23rd, 2011 • Monster Offers • Services-business services, nec
AMENDMENT NO. 1 TO CONVERTIBLE NOTEConvertible Note • February 4th, 2011 • BigString CORP • Services-business services, nec • New Jersey
This Amendment No. 1 to Convertible Note (this “Amendment”) is made this 31st day of January, 2011, by and between BigString Corporation, a Delaware corporation (the “Borrower”), and Alpha Capital Anstalt (the “Holder”), and amends that certain Convertible Note dated February 29, 2008 in the principal amount of $250,000 issued by the Borrower to the Holder (the “Note”). The Borrower and the Holder are each occasionally referred to herein as a “Party” and together as the “Parties.”
CONVERTIBLE NOTEConvertible Note • January 8th, 2007 • BioMETRX • Wholesale-miscellaneous nondurable goods • New York
This Note is issued in lieu of the payment in cash of liquidated damages due to Holder from Borrower for the period of July 14, 2006 through March 31, 2007 (the “Liquidated Damages”), under the terms of the Subscription Agreement dated as of June 29, 2006 between the Holder and the Borrower (the “Subscription Agreement”). The Liquidated Damages shall be paid with shares of common stock received upon conversion of this Note (the “Shares”), such that the Liquidated Damages shall be deemed to be paid in full when this Note is fully converted. The following terms shall apply to this Note:
