Common Stock Warrant Sample Contracts

AutoNDA by SimpleDocs
COMMON STOCK WARRANT
Common Stock Warrant • October 1st, 2009 • Opko Health, Inc. • Surgical & medical instruments & apparatus • Florida

THIS SECURITY AND THE SHARES (AS DEFINED BELOW) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY SHARE MAY BE SOLD OR TRANSFERRED ABSENT SUCH REGISTRATION OR AN EXEMPTION THEREFROM.

INTERMOLECULAR, INC. COMMON STOCK WARRANT
Common Stock Warrant • July 29th, 2011 • Intermolecular Inc • Delaware

Intermolecular, Inc. (the “Company”) hereby grants to the Holder set forth in Article I below (“Holder”), a warrant (a “Warrant”) to purchase the number of shares of the Company’s Common Stock (“Shares”) set forth below, subject to the terms and conditions of this Warrant, including the terms of the Notice attached hereto as Exhibit A.

AUDIOEYE, INC. COMMON STOCK WARRANT
Common Stock Warrant • August 16th, 2019 • Audioeye Inc • Services-prepackaged software • Delaware

This Common Stock Warrant (this “Warrant”) is issued as of August 14, 2019 (the “Original Issue Date”), by AudioEye, Inc., a Delaware corporation (the “Company”), to Sero Capital LLC, a Delaware limited liability company (the “Holder”), in connection with that certain Loan Agreement, dated as of August 14, 2019, by and between the Company and the Holder (as the same may from time to time be amended, modified, extended, renewed or restated, the “Loan Agreement” and, together with this Warrant, the “Transaction Agreements”).

FIRST AMENDMENT TO COMMON STOCK WARRANT
Common Stock Warrant • April 27th, 2009 • Florham Consulting Corp • Services-management consulting services

This FIRST AMENDMENT TO COMMON STOCK WARRANT (“First Amendment”) is made and entered into as of the 27 th day of April, 2009, by and among FLORHAM CONSULTING CORP., a Delaware corporation (“FCC”) and _____________ (“Holder”).

AMENDMENT TO COMMON STOCK WARRANT
Common Stock Warrant • January 7th, 2011 • Environmental Tectonics Corp • Miscellaneous electrical machinery, equipment & supplies

This Amendment to Common Stock Warrant (the “Amendment”) is entered into as of this ____ day of January, 2011, and effective February 20, 2009, by and between Environmental Tectonics Corporation, a Pennsylvania corporation (the “Company”), and H.F. Lenfest (“Holder”).

GREENACREAGE REAL ESTATE CORP. COMMON STOCK WARRANT
Common Stock Warrant • June 21st, 2021 • NewLake Capital Partners, Inc. • Real estate investment trusts • Maryland

This Warrant (this “Warrant”), dated as of March 17, 2021 (the “Date of Grant”), is delivered by GreenAcreage Real Estate Corp. (the “Company”) to NLCP Holdings, LLC (“NL Holdco”). Capitalized terms used in the text of this Warrant but not defined shall have the meanings set forth in Section 10 of this Warrant.

AUDIOEYE, INC. COMMON STOCK WARRANT
Common Stock Warrant • March 27th, 2019 • Audioeye Inc • Services-prepackaged software • Delaware

This Common Stock Warrant (this “Warrant”) is issued as of September 26, 2018, by AudioEye, Inc., a Delaware corporation (the “Company”), to Equity Trust Custodian, FBO Alexandre Zyngier IRA (the “Holder”) in connection with that certain Convertible Promissory Note No. PM-31 dated as of September 26, 2018, (the “Note”), according to the terms of that certain Note and Warrant Purchase Agreement, dated as of October 9, 2015, by and between the Company and the other parties thereto (as the same may from time to time be amended, modified, extended, renewed or restated, the “Purchase Agreement”). Capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Purchase Agreement.

THIRD AMENDMENT TO COMMON STOCK WARRANT
Common Stock Warrant • June 7th, 2011 • Chocolate Candy Creations, Inc. • Sugar & confectionery products

This THIRD AMENDMENT TO COMMON STOCK WARRANT ("Third Amendment") is made and entered into as of the 7th day of June, 2011, by and between CHOCOLATE CANDY CREATIONS, INC., a Delaware corporation ("CCC") and _____________________ ("Holder").

COMMON STOCK WARRANT RINO INTERNATIONAL CORPORATION
Common Stock Warrant • December 2nd, 2009 • RINO International CORP • General industrial machinery & equipment, nec

THIS COMMON STOCK WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ________ (the “Initial Exercise Date”) and on or prior to the close of business on _________ (the “Termination Date”) but not thereafter, to subscribe for and purchase from RINO International Corporation, a Nevada corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Contract
Common Stock Warrant • February 24th, 2009 • Genius Products Inc • Services-allied to motion picture production

NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES.

COMMON STOCK WARRANT
Common Stock Warrant • December 28th, 2018 • Tcr2 Therapeutics Inc. • Biological products, (no disgnostic substances) • Delaware

THIS WARRANT CERTIFIES THAT, for value received, [ ] (the “Holder”) is entitled to purchase from TCR2 Therapeutics Inc., a Delaware corporation (the “Company”), up to [ ] fully paid and nonassessable shares (the “Shares”) (as adjusted pursuant to Section 2 below) of Common Stock, $0.0001 par value (“Common Stock”), of the Company, at the price of $[ ] per share (the “Exercise Price”) (as adjusted pursuant to Section 2 below), subject to the provisions and upon the terms and conditions set forth below. This Warrant shall expire on [ ] (the “Expiration Date”).

WARRANT TO PURCHASE SHARES OF COMMON STOCK OF ID PERFUMES, INC. Expires: August 31, 2018 Date of Issuance: August 12, 2013 Number of Shares: 500,000
Common Stock Warrant • August 14th, 2013 • ID Perfumes, Inc. • Perfumes, cosmetics & other toilet preparations • Florida

This certifies that Commonwealth Wholesale Corporation ("Holder") is entitled to purchase, subject to the terms and conditions of this Warrant, from ID Perfumes, Inc.. a Nevada corporation with a principal place of business located at 1250 E. Hallandale Beach Blvd. Suite 402, Hallandale Beach, Florida 33009 (the "Company"), rive hundred thousand (500.000) fully paid and non assessable shares of the Company's Common Stock. par value $0.001 per Share ("Common Stock"). in accordance with Section 2 during the period commencing on the date of issuance and ending at 5:00 p.m. EST. on August 31, 2018 (the "Expiration Date"), at which time this Warrant will expire and become void unless earlier terminated as provided herein. The shares of Common Stock of the Company for which this Warrant is exercisable, as adjusted from time to time pursuant to the terms hereof, are hereinafter referred to as the "Shares."

Warrant – No.: [●]
Common Stock Warrant • June 13th, 2018 • Mateon Therapeutics Inc • Biological products, (no disgnostic substances) • New York

THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT.

COMMON STOCK WARRANT
Common Stock Warrant • December 29th, 2021 • SHARING SERVICES GLOBAL Corp • Services-computer processing & data preparation • Nevada

THIS WARRANT AND THE SHARES OF COMMON STOCK WHICH MAY BE PURCHASED UPON THE EXERCISE OF THIS WARRANT HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY AND ITS COUNSEL THAT SUCH SALE, OFFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF THE ACT AND OF ANY APPLICABLE STATE SECURITIES LAWS.

COMMON STOCK WARRANT
Common Stock Warrant • October 26th, 2011 • Intermolecular Inc • Semiconductors & related devices • California

THIS CERTIFIES THAT, for value received, [·] (“Holder”) shall be, subject to the provisions and upon the terms and conditions hereinafter set forth, at any time on or after the Exercise Date (as hereinafter defined) and on or prior to the close of business on the last day of the Exercise Period (as hereinafter defined), entitled to purchase up to the Warrant Amount (as hereinafter defined) of shares (the “Warrant Shares”) of common stock, par value $0.001 per share (the “Common Stock”) of Intermolecular, Inc., a Delaware corporation (the “Company”), at the Warrant Price (as hereinafter defined). This warrant is one of two warrants (each a “Warrant” and collectively the “Warrants”) being issued by the Company on the date hereof pursuant to Section 7 of the Collaborative Development Program Agreement (the “Agreement”) entered into as of the date hereof by and among the Company, Toshiba Corporation (together with its affiliates, “Toshiba”) and SanDisk Corporation (together with its affili

COMMON STOCK WARRANT
Common Stock Warrant • March 27th, 2006 • Basin Water, Inc. • Water supply • California

THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT.

Contract
Common Stock Warrant • December 22nd, 2015 • Synergy CHC Corp. • Medicinal chemicals & botanical products • Delaware

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS WARRANT AND SUCH UNDERLYING SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO DISTRIBUTION OR RESALE, AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY APPLICABLE STATE SECURITIES LAWS, OR THE AVAILABILITY OF AN EXEMPTION FROM THE REGISTRATION PROVISIONS OF THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECURITIES LAWS.

COMMON STOCK WARRANT
Common Stock Warrant • June 10th, 2011 • Premier Power Renewable Energy, Inc. • Electric & other services combined • California

Premier Power Renewable Energy, Inc., a Delaware corporation (the “Company”), hereby grants Genalta Power Inc., a British Columbia corporation (the “Holder”), for value received, the right to purchase from the Company at any time and from time to time commencing on the date first appearing above (the “Issuance Date”), up to and through the earlier of: (a) the consummation of a Change of Control (as defined in the Certificate of Designation of Preferences, Rights, and Limitations of Series C Convertible Preferred Stock, filed by the Company on _____________, creating the Series C Preferred Stock) in which at least 95% of the outstanding shares of common stock of the Company have been sold or exchanged or the common shareholders of the Company, as constituted prior to such Change of Control, own no more than thirty percent (30%) of the surviving or resulting company, after the transaction(s), subject to the Company having provided notice to the Holder at least 45 days in advance of such

S1 BIOPHARMA, INC. COMMON STOCK WARRANT
Common Stock Warrant • November 26th, 2014 • S1 Biopharma, Inc. • Pharmaceutical preparations • New York

This Common Stock Warrant (this “Warrant”) certifies that, for value received, the Holder is entitled to purchase, and S1 Biopharma, Inc., a Delaware corporation (the “Company”), promises and agrees to sell and issue to the Holder, at any time, or from time to time, during the Exercise Period, up to shares of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), at the Exercise Price, subject to the provisions and upon the terms and conditions hereinafter set forth.

Time is Money Join Law Insider Premium to draft better contracts faster.