Common Contracts
56 similar Underwriting Agreement contracts by Paycom Software, Inc., Rice Energy Inc., Td Synnex Corp, others
7,625,000 Shares TD Synnex Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 31st, 2024 • Td Synnex Corp • Wholesale-computers & peripheral equipment & software • New York
Sun Country Airlines Holdings, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 14th, 2023 • Sun Country Airlines Holdings, Inc. • Air transportation, scheduled • New York
UNDERWRITING AGREEMENT 46,264,168 SHARES LAS VEGAS SANDS CORP. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2023 • Las Vegas Sands Corp • Hotels & motels • New York
Certain stockholders of Las Vegas Sands Corp., a Nevada corporation (the “Company”) named in Schedule II attached hereto (the “Selling Stockholders”) propose to sell an aggregate of 46,264,168 shares (the “Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”), for whom Goldman Sachs & Co. LLC (“Goldman Sachs”) and BofA Securities, Inc. (“BofA Securities”) are acting as representatives (in such capacity, the “Representatives”).
shares of Common Stock SKYWARD SPECIALTY INSURANCE GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2023 • Skyward Specialty Insurance Group, Inc. • Fire, marine & casualty insurance • New York
Skyward Specialty Insurance Group, Inc., a Delaware corporation (the “Company”), and The Westaim Corporation, a stockholder of the Company, (the “Selling Stockholder”), propose to sell an aggregate of shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the shares of the Firm Stock, are being sold by the Company and are being sold by the Selling Stockholder. In addition, the Selling Stockholder proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 675,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholder by the Underwriters.
6,750,000 Shares TD Synnex Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2023 • Td Synnex Corp • Wholesale-computers & peripheral equipment & software • New York
shares of Common Stock SKYWARD SPECIALTY INSURANCE GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 5th, 2023 • Skyward Specialty Insurance Group, Inc. • Fire, marine & casualty insurance • New York
The Westaim Corporation (the “Firm Selling Stockholder”), a stockholder of Skyward Specialty Insurance Group, Inc., a Delaware corporation (the “Company”), proposes to sell an aggregate of shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Firm Selling Stockholder proposes, together with Stephen L. Way, J Wayne LLC, and Philip Schuyler LLC (each an “Option Selling Stockholder” and together with the Firm Selling Stockholder, the “Selling Stockholders”) propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) options to purchase up to an aggregate of additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders b
14,000,000 shares of Class A Common Stock THE AZEK COMPANY INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2023 • AZEK Co Inc. • Plastics products, nec • New York
The selling stockholders listed in Schedule II hereto (the “Selling Stockholders”), each a shareholder of The AZEK Company Inc., a Delaware corporation (the “Company”), propose to sell to the Underwriter named in Schedule I hereto (the “Underwriter”) an aggregate of 14,000,000 shares (the “Firm Stock”) of the Company’s Class A common stock, par value $0.001 per share (the “Common Stock”). In addition, the Selling Stockholders propose to grant to the Underwriter an option to purchase up to an aggregate of 2,100,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” The Company and the Selling Stockholders understand that the Underwriter proposes to make a public offering of the Stock as soon as the Underwriter deems advisable after this agreement (this “Agreement”) has been executed and delivered.
4,500,000 Shares TD Synnex Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 26th, 2023 • Td Synnex Corp • Wholesale-computers & peripheral equipment & software • New York
Archaea Energy Inc. Class A Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2022 • Archaea Energy Inc. • Gas & other services combined • New York
Aria Renewable Energy Systems LLC, a Delaware limited liability company (the “Selling Stockholder”), a stockholder of Archaea Energy Inc., a Delaware corporation (the “Company”), proposes to sell an aggregate of 12,993,603 shares (the “Firm Stock”) of the Company’s Class A Common Stock, par value $0.0001 per share (the “Common Stock”). In addition, the Selling Stockholder proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 1,949,040 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholder by the Underwriters.
] shares First Advantage Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2021 • First Advantage Corp • Services-business services, nec • New York
Certain stockholders of First Advantage Corporation, a Delaware corporation (the “Company”), named in Schedule II attached hereto (the “Selling Stockholders”) propose to sell an aggregate of [ ] shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [ ] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the Underwriters.
7,500,000 Shares of Common Stock ALLEGRO MICROSYSTEMS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2021 • Allegro Microsystems, Inc. • Semiconductors & related devices • New York
The stockholder named in Schedule II attached hereto (the “Selling Stockholder”) of Allegro MicroSystems, Inc., a Delaware corporation (the “Company”), propose to sell, severally and not jointly, to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”), an aggregate of 7,500,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) and, at the election of the Underwriters, up to an aggregate of 1,125,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholder by the Underwriters. To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as the Underwriter, an
3,155,000 Shares of Common Stock BIOXCEL THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2021 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York
BioXcel Therapeutics, Inc., a Delaware corporation (the “Company”) and BioXcel LLC, a Delaware limited liability company (the “Selling Stockholder”), confirm their respective agreements with BofA Securities, Inc. (“BofA”) and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom BofA is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of the number of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), set forth in Schedule I hereto, and (ii) the grant by the Selling Stockholder to the Underwriters, of the option described in Section 3 hereof to purchase all or any part of 473,250 shares of Common Stock. The aforesaid share of Common Stock (the “Firm Stock”) to be purchased by the Underwriters and all or any part of the 473,250 shares of Co
15,000,000 shares of Common Stock ALLEGRO MICROSYSTEMS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 2nd, 2021 • Allegro Microsystems, Inc. • Semiconductors & related devices • New York
The stockholders named in Schedule II attached hereto (the “Selling Stockholders”) of Allegro MicroSystems, Inc., a Delaware corporation (the “Company”), propose to sell, severally and not jointly, to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”), an aggregate of 15,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) and, at the election of the Underwriters, up to an aggregate of 2,250,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the Underwriters.
4,000,000 Shares of Common Stock BIOXCEL THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 31st, 2020 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York
BioXcel Therapeutics, Inc., a Delaware corporation (the “Company”), proposes to sell 4,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, certain stockholders of the Company named in Schedule II attached hereto (each, a “Selling Stockholder” and collectively, the “Selling Stockholders”), acting severally and not jointly, propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 600,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”), with the maximum number of shares of Option Shares being sold by each Selling Stockholder set forth in Schedule II hereto. The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the S
5,000,000 Shares of Common Stock Palomar Holdings, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • January 7th, 2020 • Palomar Holdings, Inc. • Fire, marine & casualty insurance • New York
Palomar Holdings, Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II-A attached hereto (the “Genstar Selling Stockholders”) and Schedule II-B attached hereto (the “Management Selling Stockholders” and together with the Genstar Selling Stockholders, the “Selling Stockholders”), propose to sell an aggregate of 5,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). Of the 5,000,000 shares of the Firm Stock, 750,000 are being sold by the Company and 4,250,000 are being sold by the Selling Stockholders. In addition, the Genstar Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to 750,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectiv
Palomar Holdings, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • September 23rd, 2019 • Palomar Holdings, Inc. • Fire, marine & casualty insurance • New York
Certain stockholders of Palomar Holdings, Inc., a Delaware corporation (the “Company”) named in Schedule II-A attached hereto (the “Genstar Selling Stockholders”) and Schedule II-B attached hereto (the “Management Selling Stockholders” and together with the Genstar Selling Stockholders, the “Selling Stockholders”), propose to sell an aggregate of [·] shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). In addition, the Genstar Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to [ · ] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the Underwriters.
AdvancePierre Foods Holdings, Inc. Common Stock, par value $0.01 per share UNDERWRITING AGREEMENTUnderwriting Agreement • April 5th, 2017 • AdvancePierre Foods Holdings, Inc. • Food and kindred products • New York
The stockholders of AdvancePierre Foods Holdings, Inc., a Delaware corporation (the “Company”), named in Schedule II-A attached hereto (the “Non-Management Selling Stockholders”) and the stockholders of the Company named in Schedule II-B attached hereto (the “Management Selling Stockholders” and, together with the Non-Management Selling Stockholders, the “Selling Stockholders”) propose to sell an aggregate of [●] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Non-Management Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) options to purchase up to an aggregate of [●] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the p
AdvancePierre Foods Holdings, Inc. Common Stock, par value $0.01 per share UNDERWRITING AGREEMENTUnderwriting Agreement • January 17th, 2017 • AdvancePierre Foods Holdings, Inc. • Food and kindred products • New York
The stockholders of AdvancePierre Foods Holdings, Inc., a Delaware corporation (the “Company”), named in Schedule II-A attached hereto (the “Non-Management Selling Stockholders”) and the stockholders of the Company named in Schedule II-B attached hereto (the “Management Selling Stockholders” and, together with the Non-Management Selling Stockholders, the “Selling Stockholders”) propose to sell an aggregate of [●] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Non-Management Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) options to purchase up to an aggregate of [●] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the p
4,500,000 shares PAYCOM SOFTWARE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2015 • Paycom Software, Inc. • Services-prepackaged software • New York
4,500,000 shares PAYCOM SOFTWARE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 21st, 2015 • Paycom Software, Inc. • Services-prepackaged software • New York
CIVITAS SOLUTIONS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 17th, 2015 • Civitas Solutions, Inc. • Services-home health care services • New York
Certain stockholders of Civitas Solutions, Inc., a Delaware corporation (the “Company”), named in Schedule II-A hereto (the “Vestar Selling Stockholders”) and Schedule II-B hereto (the “Management Selling Stockholders”, and together with the Vestar Selling Stockholders, the “Selling Stockholders”) propose to sell to the Underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an aggregate of [3,000,000] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, certain of the Selling Stockholders propose to grant the Underwriters an option to purchase up to an aggregate of 450,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling S
8,000,000 shares PAYCOM SOFTWARE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 20th, 2015 • Paycom Software, Inc. • Services-prepackaged software • New York
RSP Permian, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2015 • RSP Permian, Inc. • Crude petroleum & natural gas • New York
RSP Permian, Inc., a Delaware corporation (the “Company”), and the stockholders of the Company named in Schedule I attached hereto (each individually a “Selling Stockholder” and, collectively, the “Selling Stockholders”), propose to sell an aggregate of 9,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the 9,000,000 shares of Firm Stock, 5,000,000 are being sold by the Company and 4,000,000 are being sold by the Selling Stockholders. In addition, the Company and the Selling Stockholders propose to grant to Barclays Capital Inc. (the “Underwriter”) an option to purchase up to an aggregate of 1,350,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). Of the 1,350,000 shares of Option Stock, 750,000 are being sold by the Company and 600,000 are being sold by the Selling Stockholders, with each Selling Stockholder selling the Option Stock set forth opposite such Selling Stockh
— shares PAYCOM SOFTWARE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 12th, 2015 • Paycom Software, Inc. • Services-prepackaged software • New York
2,185,130 Shares MATTRESS FIRM HOLDING CORP. Common Stock, Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • December 15th, 2014 • Mattress Firm Holding Corp. • Retail-furniture stores • New York
Certain stockholders of Mattress Firm Holding Corp., a Delaware corporation (the “Company”), named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to Barclays Capital Inc. (the “Underwriter”) an aggregate of 2,185,130 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Selling Stockholders propose to grant to the Underwriter options to purchase up to an aggregate of 327,769 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the Underwriter.
VANTAGE ENERGY INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2014 • Vantage Energy Inc. • Crude petroleum & natural gas • New York
BARCLAYS CAPITAL INC. As Representative of the several Underwriters named in Schedule I attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019
RICE ENERGY INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 19th, 2014 • Rice Energy Inc. • Crude petroleum & natural gas • New York
Rice Energy Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), propose to sell an aggregate of 11,938,826 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the 11,938,826 shares of the Firm Stock, 7,500,000 are being sold by the Company and 4,438,826 are being sold by the Selling Stockholders. In addition, the Selling Stockholders identified in Schedule II attached hereto propose to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 1,790,824 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Co
RICE ENERGY INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2014 • Rice Energy Inc. • Crude petroleum & natural gas • New York
Rice Energy Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), propose to sell an aggregate of 10,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the 10,000,000 shares of the Firm Stock, 7,500,000 are being sold by the Company and 2,500,000 are being sold by the Selling Stockholders. In addition, the Selling Stockholders identified in Schedule II attached hereto propose to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 1,500,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Co
RICE ENERGY INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 29th, 2014 • Rice Energy Inc. • Crude petroleum & natural gas • New York
Rice Energy Inc., a Delaware corporation (the “Company”), and NGP Rice Holdings LLC, a Delaware limited liability company (the “Selling Stockholder”), propose to sell an aggregate of 44,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the 44,000,000 shares of the Firm Stock, 30,000,000 are being sold by the Company and 14,000,000 are being sold by the Selling Stockholder. In addition, the Selling Stockholder proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 6,600,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholder by the Underwriters.
RICE ENERGY INC. Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • January 8th, 2014 • Rice Energy Inc. • Crude petroleum & natural gas • New York
Rice Energy Inc., a Delaware corporation (the “Company”), and NGP Rice Holdings LLC, a [ ] limited liability company (the “Selling Stockholder”), propose to sell an aggregate of [•] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the [•] shares of the Firm Stock, [•] are being sold by the Company and [•] are being sold by the Selling Stockholder. In addition, the Selling Stockholder proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [•] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholder by the Underwriters.
Lumos Networks Corp. 2,512,121 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2013 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Certain stockholders of Lumos Networks Corp., a Delaware corporation (the “Company”) named in Schedule 2 attached hereto (the “Selling Stockholders”), propose to sell an aggregate of 2,512,121 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Selling Stockholders propose to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 376,818 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the Underwriters.
RESOLUTE ENERGY CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 9th, 2013 • Resolute Energy Corp • Crude petroleum & natural gas • New York
Resolute Energy Corporation, a Delaware corporation (the “Company”) and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), propose to sell an aggregate of 16,250,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). Of the 16,250,000 shares of the Firm Stock, 13,250,000 are being sold by the Company and 3,000,000 are being sold by the Selling Stockholders. In addition, the Selling Stockholders propose to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to 2,437,500 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholders by the Und
·] Shares MATTRESS FIRM HOLDING CORP. Common Stock, Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 2nd, 2012 • Mattress Firm Holding Corp. • Retail-furniture stores • New York
BARCLAYS CAPITAL INC. UBS SECURITIES LLC As Representatives of the several Underwriters named in Schedule 1 attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019
10,000,000 SHARES OF THERMON GROUP HOLDINGS, INC. COMMON STOCK Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2012 • Thermon Group Holdings, Inc. • Electrical industrial apparatus • New York
Certain stockholders of Thermon Group Holdings, Inc., a Delaware corporation (the “Company”) named in Schedule 2 attached hereto (the “Selling Stockholders”), propose, severally and not jointly, to sell an aggregate of 10,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Selling Stockholders propose to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 1,500,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholders by the Underwriters.
35,000,000 Shares HALCÓN RESOURCES CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 18th, 2012 • Halcon Resources Corp • Crude petroleum & natural gas • New York
EnCap Energy Capital Fund VIII, L.P. (the “Selling Stockholder”) proposes to sell 35,000,000 shares (the “Firm Stock”) of common stock of Halcón Resources Corporation, a Delaware corporation (the “Company”), par value $0.0001 per share (the “Common Stock”) to the underwriters named in Schedule 1 (the “Underwriters”) attached to this agreement (this “Agreement”). In addition, the Selling Stockholder proposes to grant to the Underwriters an option to purchase up to 5,250,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholder by the Underwriters.
