EXHIBIT 99(d)(9) TAMARACK FUNDS TRUST -------------------- INVESTMENT ADVISORY AGREEMENT [RBC] TAMARACK PRIME MONEY MARKET FUND [RBC] TAMARACK U.S. GOVERNMENT MONEY MARKET FUND [RBC] TAMARACK TAX-FREE MONEY MARKET FUND This Agreement, made this 1st...Tamarack Funds Trust • December 19th, 2007
Company FiledDecember 19th, 2007
EXHIBIT 4.6.1 SECOND SUPPLEMENTAL MASTER ISSUER TRUST DEED DATED [*] OCTOBER 2007 PERMANENT MASTER ISSUER PLC (AS MASTER ISSUER)Permanent Funding (No. 2) LTD • September 28th, 2007 • Asset-backed securities • New York
Company FiledSeptember 28th, 2007 Industry Jurisdiction
Exhibit 10.6 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS AND MAY ONLY BE ACQUIRED FOR...HC Innovations, Inc. • December 13th, 2006 • Services-health services
Company FiledDecember 13th, 2006 Industry
AGREEMENT OF LIMITED PARTNERSHIP OF REDI-MIX, L.P.Us Concrete Inc • November 21st, 2006 • Concrete products, except block & brick • Texas
Company FiledNovember 21st, 2006 Industry Jurisdiction
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF SEPTEMBER 12, 2006,...Advanced BioPhotonics Inc. • September 15th, 2006 • Measuring & controlling devices, nec • New York
Company FiledSeptember 15th, 2006 Industry Jurisdiction
WITNESSETH,Security Capital Assurance LTD • September 15th, 2006 • Surety insurance • New York
Company FiledSeptember 15th, 2006 Industry Jurisdiction
OFMedical Media Television, Inc. • August 21st, 2006 • Services-educational services • Florida
Company FiledAugust 21st, 2006 Industry Jurisdiction
WARRANTAmerican Leisure Holdings, Inc. • August 21st, 2006 • Real estate • Nevada
Company FiledAugust 21st, 2006 Industry Jurisdiction
WARRANT -------Cirtran Corp • July 6th, 2006 • Printed circuit boards • Utah
Company FiledJuly 6th, 2006 Industry Jurisdiction
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAW, AND MAY NOT BE SOLD,...HSN General Managers Holdings Limited Partnership • March 31st, 2006 • Services-computer integrated systems design
Company FiledMarch 31st, 2006 Industry
EXHIBIT 10.8 THIS WARRANT IS NON-TRANSFERABLE, SUBJECT TO LIMITED EXCEPTIONS. NEITHER THIS WARRANT NOR THE SECURITIES ACQUIRABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF...Chilco River Holdings Inc • February 21st, 2006 • Metal mining
Company FiledFebruary 21st, 2006 Industry
MICROISLET, INC. 2005 EQUITY INCENTIVE PLAN FORM: STOCK AWARD AGREEMENT APPROVED BY: COMPENSATION COMMITTEE VERSION: JANUARY 2006 MICROISLET, INC. 2005 EQUITY INCENTIVE PLAN STOCK AWARD AGREEMENT --------------------- Unless otherwise defined herein,...Microislet Inc • January 19th, 2006 • Biological products, (no disgnostic substances) • California
Company FiledJanuary 19th, 2006 Industry Jurisdiction
EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Edentify, Inc. • January 18th, 2006 • Services-prepackaged software
Company FiledJanuary 18th, 2006 Industry
EXHIBIT 10.10 NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON ITS EXERCISE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED,...Century Pacific Financial Corp • November 25th, 2005 • Security brokers, dealers & flotation companies • Delaware
Company FiledNovember 25th, 2005 Industry Jurisdiction
EXHIBIT 4.4 NEITHER THIS AMENDED AND RESTATED WARRANT NOR THE SECURITIES UNDERLYING THIS AMENDED AND RESTATED WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NO SALE OR DISPOSITION MAY BE EFFECTED EXCEPT IN COMPLIANCE WITH...SGX Pharmaceuticals, Inc. • November 14th, 2005 • Pharmaceutical preparations • California
Company FiledNovember 14th, 2005 Industry Jurisdiction
EXHIBIT 4.2 BEIJING MED-PHARM CORPORATION FORM OF SERIES [A/B] WARRANT FOR COMMON STOCK THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THIS WARRANT MAY NOT BE SOLD OR...Beijing Med Pharm Corp • October 20th, 2005 • Wholesale-drugs, proprietaries & druggists' sundries
Company FiledOctober 20th, 2005 Industry
Exhibit 10.1 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Jane Butel Corp • October 3rd, 2005 • Services-educational services • Florida
Company FiledOctober 3rd, 2005 Industry Jurisdiction
Exhibit 2 Warrant No. CN05- - --- --- NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN...Edentify, Inc. • September 9th, 2005 • Services-business services, nec
Company FiledSeptember 9th, 2005 Industry
EXHIBIT 4.33 THIS WARRANT HAS BEEN, AND THE SHARES OF COMMON STOCK WHICH MAY BE RECEIVED PURSUANT TO THE EXERCISE OF THIS WARRANT WILL BE, ACQUIRED SOLELY FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR RESALE IN CONNECTION WITH, ANY DISTRIBUTION...Adventrx Pharmaceuticals Inc • August 26th, 2005 • Pharmaceutical preparations • California
Company FiledAugust 26th, 2005 Industry Jurisdiction
EXHIBIT 4.31 THIS WARRANT HAS BEEN, AND THE SHARES OF COMMON STOCK WHICH MAY BE RECEIVED PURSUANT TO THE EXERCISE OF THIS WARRANT WILL BE, ACQUIRED SOLELY FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR RESALE IN CONNECTION WITH, ANY DISTRIBUTION...Adventrx Pharmaceuticals Inc • August 26th, 2005 • Pharmaceutical preparations • California
Company FiledAugust 26th, 2005 Industry Jurisdiction
TO JPMORGAN CHASE BANK, N.A., Corporate Trustee AND THOMAS J. FOLEY, Individual TrusteePotomac Edison Co • August 17th, 2005 • Electric services • New York
Company FiledAugust 17th, 2005 Industry Jurisdiction
EXHIBIT 10.2 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Voip Inc • August 9th, 2005 • Telephone & telegraph apparatus • Texas
Company FiledAugust 9th, 2005 Industry Jurisdiction
SCHEDULE "A" FORM OF COMMON SHARE PURCHASE WARRANTSViventia Biotech Inc. • June 17th, 2005 • Ontario
Company FiledJune 17th, 2005 Jurisdiction
Exhibit (e)(12) PURE WORLD, INC. STOCK OPTION Option granted as of _________________,20____ (the "Date of Grant") by Pure World, Inc. (the "Company") to _______________________ (the "Grantee"). 1. The Option. The Company grants to the Grantee,...Pure World Inc • June 17th, 2005 • Investors, nec
Company FiledJune 17th, 2005 Industry
77Q1. Exhibits (e) Amended Advisory Agreement between Touchstone Advisors, Inc. and the Trust. Amended Sub-Advisory Agreement between Touchstone Advisors, Inc. and Navellier & Associates, Inc. INVESTMENT ADVISORY AGREEMENT TOUCHSTONE STRATEGIC TRUST...Touchstone Strategic Trust • May 27th, 2005
Company FiledMay 27th, 2005
EXHIBIT 10.39 ------------- NESTOR, INC. Incentive Stock Option Agreement Granted Under 2004 Stock Incentive Plan 1. Grant of Option. --------------- This agreement evidences the grant by Nestor, Inc. a Delaware corporation (the "Company"), on March...Nestor Inc • March 30th, 2005 • Services-prepackaged software
Company FiledMarch 30th, 2005 Industry
HEARTLAND NATIONAL BANK SPLIT DOLLAR PLANHeartland Bancshares Inc/Fl • February 10th, 2005 • National commercial banks • Florida
Company FiledFebruary 10th, 2005 Industry Jurisdiction
VECTREN CORPORATION AT RISK COMPENSATION PLAN RESTRICTED STOCK GRANT AGREEMENT (OFFICER)Vectren Corp • January 6th, 2005 • Gas & other services combined
Company FiledJanuary 6th, 2005 Industry
NEITHER THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Dermisonics, Inc • December 9th, 2004 • Pharmaceutical preparations • Nevada
Company FiledDecember 9th, 2004 Industry Jurisdiction
Regency Centers, L.P. Amendment Dated November 11, 2004 to the Fourth Amended and Restated Agreement of Limited Partnership This Amendment Dated November 11, 2004 to the Fourth Amended and Restated Agreement of Limited Partnership (this "Amendment")...Regency Centers Lp • November 17th, 2004 • Real estate
Company FiledNovember 17th, 2004 Industry
EXHIBIT 10.7 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON...Front Porch Digital Inc • October 29th, 2004 • Services-business services, nec • New York
Company FiledOctober 29th, 2004 Industry Jurisdiction
JUNE 10, 2007Voyager One Inc • August 26th, 2004 • Photographic equipment & supplies • New Jersey
Company FiledAugust 26th, 2004 Industry Jurisdiction
EXHIBIT 10.3 ENERGY PARTNERS, LTD. AMENDED AND RESTATED 2000 LONG TERM STOCK INCENTIVE PLAN NONQUALIFIED STOCK OPTION [GRANT DATE] GRANTEnergy Partners LTD • August 5th, 2004 • Crude petroleum & natural gas
Company FiledAugust 5th, 2004 Industry
Exhibit 10(fb) THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED...NCT Group Inc • July 28th, 2004 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledJuly 28th, 2004 Industry Jurisdiction
and -Granite Mortgages 04-2 PLC • June 29th, 2004 • Asset-backed securities
Company FiledJune 29th, 2004 Industry