November 14, 1997 Chase Global Funds Services Company 73 Tremont Street Boston, MA 02108-3913 Gentlemen: United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to a Mutual Funds...Excelsior Funds Inc • March 16th, 1998
United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to a Mutual Funds Sub-Transfer Agency Agreement made as of September 1, 1995 (the "Agreement"). Excelsior Funds, Inc. (the "Company"), has retained U.S. Trust to serve as the Company's transfer agent, registrar and dividend disbursing agent. U.S. Trust, by way of the Agreement, has assigned its duties and obligations to CGFSC.
WITNESSETH:Administration Agreement • July 31st, 1997 • Excelsior Funds Inc • New York
To The Credit Agreement Dated as of December 27, 1999 ____________________Agreement • July 30th, 2001 • Excelsior Funds Inc • New York
WITNESSETH:Investment Advisory Agreement • July 31st, 2000 • Excelsior Funds Inc • New York
WITNESSETH:Custody Agreement • October 8th, 1997 • Excelsior Funds Inc
Exhibit (l)(8) PURCHASE AGREEMENT ------------------ Excelsior Funds, Inc. (the "Company"), a Maryland corporation, and Edgewood Services, Inc. ("Edgewood"), a New York corporation, hereby agree as follows: 1. The Company hereby offers Edgewood and...Purchase Agreement • July 30th, 2001 • Excelsior Funds Inc
LOGO [LOGO OF EXCELSIOR FUNDS]Excelsior Funds Inc • December 2nd, 2002
AMENDMENT NO. 1 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 30th, 2001 • Excelsior Funds Inc
WITNESSETH:Investment Advisory Agreement • July 31st, 1997 • Excelsior Funds Inc • New York
WITNESSETH:Investment Advisory Agreement • March 29th, 2000 • Excelsior Funds Inc • New York
December 29, 2000 Chase Global Funds Services Company 73 Tremont Street Boston, MA 02108-3913 Gentlemen: United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to an Amended and Restated...Excelsior Funds Inc • July 30th, 2001
United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to an Amended and Restated Mutual Funds Sub-Transfer Agency Agreement made as of July 31, 1998 (the "Agreement"). Excelsior Funds, Inc. (the "Company") has retained U.S. Trust to serve as the Company's transfer agent, registrar and dividend disbursing agent. U.S. Trust, by way of the Agreement, has assigned its duties and obligations to CGFSC.
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 1st, 2007 • Excelsior Funds Inc • Massachusetts
This Agreement is made as of September 17, 2007 between each registered investment company identified on Appendix A hereto (each such registered investment company and each registered investment company made subject to this Agreement in accordance with Section 18 below shall hereinafter be referred to as the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
WITNESSETH:Administration Agreement • April 5th, 1999 • Excelsior Funds Inc • New York
250,000,000 CREDIT AGREEMENTCredit Agreement • January 4th, 2000 • Excelsior Funds Inc • New York
EXECUTION VERSION FIFTH AMENDMENT AGREEMENT Dated as of March 10, 2004Credit Agreement • July 29th, 2004 • Excelsior Funds Inc • New York
EXHIBIT (G)(7) AMENDED EXHIBIT A ----------------- Portfolios covered by the Custody Agreement effective as of September 1, 1995, as amended, between The Chase Manhattan Bank and Excelsior Funds, Inc.Excelsior Funds Inc • December 27th, 2000
Portfolios covered by the Custody Agreement effective as of September 1, 1995, as amended, between The Chase Manhattan Bank and Excelsior Funds, Inc.
FORM OF PURCHASE AGREEMENT ------------------Form of Purchase Agreement • January 4th, 2000 • Excelsior Funds Inc
WITNESSETH:Custody Agreement • July 30th, 2001 • Excelsior Funds Inc
Exhibit (h)(14) WAIVER AND REIMBURSEMENT AGREEMENT Agreement ("Agreement") dated as of the 31st day of July, 2003 by and among Excelsior Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company Act of 1940,...Waiver and Reimbursement Agreement • July 30th, 2004 • Excelsior Funds Inc • New York
Agreement ("Agreement") dated as of the 31st day of July, 2003 by and among Excelsior Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended ("Excelsior"), and United States Trust Company of New York, a state-chartered bank and trust company ("United States Trust") and U.S. Trust Company, N.A., a national bank organized under the laws of the United States ("U.S. Trust" and together with United States Trust, the "Advisers").
Exhibit (13)(a) PURCHASE AGREEMENT ------------------ U.S.T. Master Funds, Inc. (the "Fund"), a Maryland corporation, and Shearson Lehman, Brothers Inc. ("Shearson"), a Delaware corporation, hereby agree with each other as follows: 1. The Fund hereby...Purchase Agreement • March 16th, 1998 • Excelsior Funds Inc
Exhibit 9(d) AMENDMENT No. 2, dated as of May 22, 1998, to the September 1, 1995 custody agreement (as amended and restated on August 1, 1997) ("Agreement"), between Excelsior Funds, Inc. ("Fund") on behalf of the investment portfolios of the Fund...Excelsior Funds Inc • April 5th, 1999
December 29, 2000 United States Trust Company of New York 114 West 47th Street New York, NY 10036 Gentlemen: Excelsior Funds, Inc., formerly UST Master Funds, Inc. (the "Company"), and United States Trust Company of New York ("U.S. Trust") are parties...Excelsior Funds Inc • July 30th, 2001
Excelsior Funds, Inc., formerly UST Master Funds, Inc. (the "Company"), and United States Trust Company of New York ("U.S. Trust") are parties to an Amended and Restated Mutual Funds Transfer Agency Agreement made as of July 31, 1998 (the "Agreement").
Exhibit (h)(12) FOURTH AMENDMENT AGREEMENT Dated as of February 26, 2003Credit Agreement • July 29th, 2004 • Excelsior Funds Inc • New York
WITNESSETH:Fund Accounting and Administration Agreement • July 30th, 2001 • Excelsior Funds Inc • New York
EXHIBIT (13)(e) AMENDED AND RESTATED MUTUAL FUNDS TRANSFER AGENCY AGREEMENT AGREEMENT made as of July 31, 1998 by and between Excelsior Funds, Inc. (the "Company") a Maryland corporation, and United States Trust Company of New York ("U.S. Trust"), a...Mutual Funds Transfer Agency Agreement • April 5th, 1999 • Excelsior Funds Inc • New York
EXHIBIT (13)(f) AMENDED AND RESTATED MUTUAL FUNDS SUB-TRANSFER AGENCY AGREEMENT AGREEMENT made as of July 31, 1998 by and between United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("Sub- Transfer Agent")....Mutual Funds Sub-Transfer Agency Agreement • April 5th, 1999 • Excelsior Funds Inc • New York
United States Trust Company of New York 114 West 47th Street New York, NY 10036 Chase Global Funds Services Company 73 Tremont Street Boston, MA 02108-3913 Gentlemen: United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds...Excelsior Funds Inc • December 27th, 2000
United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to an Amended and Restated Mutual Funds Sub-Transfer Agency Agreement made as of July 31, 1998 (the "Agreement"). Excelsior Funds, Inc. (the "Company") has retained U.S. Trust to serve as the Company's transfer agent, registrar and dividend disbursing agent. U.S. Trust, by way of the Agreement, has assigned its duties and obligations to CGFSC.
AMENDMENT TO PRICING AND BOOKKEEPING OVERSIGHT AND SERVICES AGREEMENTPricing and Bookkeeping Oversight and Services Agreement • December 17th, 2007 • Columbia Funds Series Trust
THIS AMENDMENT TO PRICING AND BOOKKEEPING OVERSIGHT AND SERVICES AGREEMENT, dated June 29, 2007 (this “Amendment”), amends the Pricing and Bookkeeping and Oversight and Services dated December 15, 2006, (the “Agreement”), by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A thereto, including the Massachusetts business trusts listed on Exhibit A hereto (each a “Colonial Fund” and, together, the “Colonial Funds”) and Columbia Management Advisors, LLC (“CMA”). Capitalized terms used herein but not defined herein shall have the meanings given to such terms in the Agreement.
FINANCIAL REPORTING SERVICES AGREEMENT Agreement Number: Effective Date: December 15, 2006 Expiration Date: June 13, 2010 Supplier Name: STATE STREET BANK AND TRUST COMPANY Supplier Address: Lafayette Corporate Center, Two Avenue de Lafayette, LCC/6,...Financial Reporting Services Agreement • December 17th, 2007 • Columbia Funds Series Trust • Massachusetts
This FINANCIAL REPORTING SERVICES AGREEMENT (“Agreement”) is entered into as of the Effective Date by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A to this Agreement, each either a Massachusetts business trust or a Delaware statutory trust or series thereof, Columbia Management Advisors, LLC, a Delaware limited liability company, severally and not jointly, and the above-named Supplier, a Massachusetts trust company, and consists of this signature page and the attached Terms and Conditions, Schedules and all other documents attached hereto, which are incorporated in full by this reference.
Exhibit (e) AMENDED AND RESTATED DISTRIBUTION CONTRACT Edgewood Services, Inc. Clearing Operations P.O. Box 897 Pittsburgh, Pennsylvania 15230-0897 Gentlemen: This is to confirm that, in consideration of the agreements hereinafter contained, the...Distribution Contract • July 29th, 2004 • Excelsior Funds Inc
AMENDED AND RESTATED CREDIT AGREEMENT for the COLUMBIA FUNDS dated as of October 19, 2006 STATE STREET BANK AND TRUST COMPANY, as Operations Agent and Administrative AgentCredit Agreement • December 17th, 2007 • Columbia Funds Series Trust
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of October 19, 2006 (as amended, modified, supplemented and in effect from time to time, the “Agreement”), by and among the entities listed on Schedule 2 attached hereto (collectively, the “Entities”), the lending institutions listed on the signature pages hereof, and State Street Bank and Trust Company, as operations agent and administrative agent for itself and such other lending institutions. Each Entity is entering into this Agreement on behalf of certain of its Series (as defined below), as set forth on Schedule 2 attached hereto.
ACCOUNTING SERVICES AGREEMENT Agreement Number: Effective Date: December 15, 2006 Expiration Date: June 13, 2010 Supplier Name: STATE STREET BANK AND TRUST COMPANY Supplier Address: Lafayette Corporate Center, Two Avenue de Lafayette, LCC/4S, Boston,...Accounting Services Agreement • December 17th, 2007 • Columbia Funds Series Trust • Massachusetts
This ACCOUNTING SERVICES AGREEMENT (“Agreement”) is entered into as of the Effective Date by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A to this Agreement, each either a Massachusetts business trust or a Delaware statutory trust or series thereof, Columbia Management Advisors, LLC, a Delaware limited liability company, severally and not jointly, and the above-named Supplier, a Massachusetts trust company, and consists of this signature page and the attached Terms and Conditions, Schedules and all other documents attached hereto, which are incorporated in full by this reference.
JPMorgan Chase Bank, N.A. New York, New York 10017Master Pledge Security Agreement • June 29th, 2007 • Excelsior Funds Inc
JPMorgan Chase Bank, N.A. (the “Bank”) hereby offers to each of the investment companies (each individually, a “Borrower” and collectively, the “Borrowers”) registered under the Investment Company Act of 1940 (the “Act”) a secured line of credit for advances in an amount not to exceed the least of (i) $150,000,000, (ii)10% of its total market assets determined at the time the request for an advance is made, (iii) the maximum amount that such Borrower is permitted to borrow under its fundamental policies and operating policies in effect at the time of the request for an advance is made and (iv) the maximum amount that the Bank is permitted to loan to such Borrower in conformance with regulations (the “Regulations”) promulgated by the Board of Governors of the Federal Reserve System (the “Maximum Amount”); provided that, notwithstanding the foregoing, in no event shall the aggregate amount of outstanding advances extended to all Borrowers at any time exceed $150,000,000.
Item 77Q1(e) TRANSFER AGREEMENT This Transfer Agreement ("Agreement") is made as of February 15, 2008 by and among EXCELSIOR FUNDS, INC. and EXCELSIOR TAX- EXEMPT FUNDS, INC., each a Maryland corporation, EXCELSIOR FUNDS TRUST, a Delaware business...E) Transfer Agreement • May 30th, 2008 • Excelsior Funds Inc • New York
Columbia Funds Master Investment Trust, LLC One Financial Center Boston, MA 02110 March 30, 2007Columbia Funds Series Trust • December 17th, 2007
Reference is made to that certain Pricing and Bookkeeping Oversight and Services Agreement dated December 15, 2006 (the “Agreement”), between Columbia Management Advisors, LLC and the registered investment companies set forth in Schedule A to the Agreement, including Columbia Funds Master Investment Trust, a registered investment company in the Columbia Funds family of funds. We hereby give notice that, effective as of the date hereof, Columbia Funds Master Investment Trust has converted from a Delaware statutory trust to a Delaware limited liability company (“LLC”) and has changed its name from Columbia Funds Master Investment Trust to Columbia Funds Master Investment Trust, LLC.
