WITNESSETH:Management Agreement • June 30th, 2005 • Citizens Funds
Exhibit 9(a) ADMINISTRATIVE SERVICES AGREEMENT To: Working Assets Capital Management The Undersigned, Working Assets Common Holding (the "Fund"), requests that you, Working Assets Capital Management, the Investment Advisor to the Fund ("WACM"), assume...Administrative Services Agreement • August 28th, 1998 • Citizens Investment Trust • California
Exhibit (h)(2) Letter Agreement adding Citizens Value Fund to the Administrative and Shareholder Services AgreementLetter Agreement • October 26th, 2001 • Citizens Funds
Pursuant to Section 5 of the Administrative and Shareholder Services Agreement dated as of May 22, 2000 (the "Agreement"), between Citizens Funds (the "Trust") and Citizens Advisers, Inc. (the "Administrator"), we hereby request that Citizens Value Fund (the "Fund") be added to the list of series of the Trust to which the Administrator renders services as administrator under the terms of the Agreement.
EXHIBIT (e) DISTRIBUTION AGREEMENT Agreement made as of May 16, 1992, amended and restated as of May 10, 2004 between CITIZENS FUNDS, a Massachusetts business trust (the "Fund"), and CITIZENS SECURITIES, INC., a New Hampshire Corporation (the...Distribution Agreement • July 1st, 2004 • Citizens Funds
Citizens FundsExpense Limitation Agreement • July 1st, 2004 • Citizens Funds
WITNESSETH:Custody Agreement • October 6th, 2000 • Citizens Funds • Ohio
EXHIBIT (H)(3) AMENDMENT TO TRANSFER AGENCY AGREEMENT AMENDMENT made as of March 8, 2007, and effective March 1, 2007, to that certain Transfer Agency Agreement, dated as of March 1, 2004, as amended (the "Agreement"), between CITIZENS FUNDS (the...Transfer Agency Agreement • October 29th, 2007 • Citizens Funds
WITNESSETH:Management Agreement • October 29th, 2007 • Citizens Funds
EXHIBIT (H)(6) AMENDMENT TO FUND ACCOUNTING AGREEMENT AMENDMENT made as of March 8, 2007, and effective March 1, 2007, to that certain Fund Accounting Agreement, dated as of August 18, 2003, as amended (the "Agreement"), between CITIZENS FUNDS (the...Fund Accounting Agreement • October 29th, 2007 • Citizens Funds
October 11, 1999 CITIZENS FUNDS, INC. Re: Transfer Agency Services Fees Dear Sir/Madam: This letter constitutes our agreement with respect to compensation to be paid to PFPC Inc. ("PFPC") under the terms of a Transfer Agency Services Agreement dated...Transfer Agency Services Agreement • November 1st, 2000 • Citizens Funds
WITNESSETH:Custody Agreement • July 9th, 2001 • Citizens Funds • Ohio
Citizens Funds 230 Commerce Way Suite 300 Portsmouth, NH 03801 Citizens Advisers, Inc. 230 Commerce Way Suite 300 Portsmouth, NH 03801 RE: Citizens International Growth Fund(sm) - Administrative Services Agreement Ladies and Gentlemen: This letter...Administrative Services Agreement • October 6th, 2000 • Citizens Funds
This letter serves as notice that Citizens International Growth Fund (the "Fund") is hereby added to the list of series of Citizens Funds (the "Trust") to which Citizens Advisers, Inc. ("Citizens Advisers") renders services as administrator pursuant to the terms of the Administrative Services Agreement dated as of February 1, 1993, as amended (the "Agreement") between the Trust and Citizens Advisers.
EXHIBIT (e) PLACEMENT AGENCY AGREEMENT THIS AGREEMENT, dated as of November 17, 2002, by and between Citizens Funds (the "Trust"), a Massachusetts business trust, and Citizens Securities, Inc., a New Hampshire corporation ("Placement Agent"). WHEREAS,...Placement Agency Agreement • April 29th, 2003 • Citizens Funds • Massachusetts
EXHIBIT (e) DISTRIBUTION AGREEMENT Agreement made as of May 16, 1992, amended and restated as of May 16, 2005 between CITIZENS FUNDS, a Massachusetts business trust (the "Fund"), and CITIZENS SECURITIES, INC., a New Hampshire Corporation (the...Distribution Agreement • June 30th, 2005 • Citizens Funds
Exhibit (d)(2) RENEWAL OF MANAGEMENT AGREEMENT ------------------------------- THIS AGREEMENT, made this 17th day of May, 1999, between Citizens Funds, an open end investment company organized and existing under the laws of the Commonwealth of...Management Agreement • June 30th, 1999 • Citizens Investment Trust
November 17, 2003 Citizens Advisers, Inc. 230 Commerce Way Portsmouth, NH 03801 Re: Citizens Funds - Administrative and Shareholder Services Agreement Ladies and Gentlemen: This letter serves as notice that Citizens Small Cap Value Fund (the "Fund")...Citizens Funds • December 23rd, 2003
This letter serves as notice that Citizens Small Cap Value Fund (the "Fund") is added to the list of series to which Citizens Advisers, Inc. renders services as administrator pursuant to the terms of the Administrative and Shareholder Services Agreement dated as of May 20, 2003, amended and restated as of February 17, 2003 (the "Agreement") between Citizens Funds and Citizens Advisers, Inc.
EXHIBIT (H)(1) ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT Agreement made as of May 29, 2002, and amended and restated as of May 30, 2007, by and between the undersigned, CITIZENS FUNDS (the "Fund"), a Massachusetts business trust, and CITIZENS...Administrative and Shareholder Services Agreement • October 29th, 2007 • Citizens Funds • New Hampshire
AMENDMENTCitizens Funds • August 30th, 2002
CITIZENS FUNDSExpense Limitation Agreement • October 29th, 2007 • Citizens Funds
WITNESSETH:Distribution Agreement • August 28th, 1998 • Citizens Investment Trust
WITNESSETH ----------Agreement • November 1st, 2000 • Citizens Funds
Exhibit (d)(4) INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN CITIZENS ADVISERS, INC. AND SSGA FUNDS MANAGEMENT, INC.Sub-Advisory Agreement • August 30th, 2002 • Citizens Funds • Massachusetts
September 12, 2002 Fifth Third Bank 38 Fountain Square Plaza Cincinnati, OH 45263 Re: Citizens Funds - Custody Agreement Ladies and Gentlemen: Pursuant to Section 14.4 of the Custodian Contract dated as of September 29, 2000 (as amended and...Citizens Funds • October 31st, 2002
Pursuant to Section 14.4 of the Custodian Contract dated as of September 29, 2000 (as amended and supplemented, the "Contract"), between Citizens Funds (the "Trust") and Fifth Third Bank (the "Custodian"), we hereby request that Citizens Balanced Fund and Citizens Ultra Short Bond Fund (the "Funds") be added to the list of series of the Trust to which the Custodian renders services as custodian under the terms of the Contract.
Exhibit (d)(3) INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN CITIZENS ADVISERS, INC. AND SSGA FUNDS MANAGEMENT, INC.Sub-Advisory Agreement • August 30th, 2002 • Citizens Funds • Massachusetts
EXHIBIT (E) DISTRIBUTION AGREEMENT Agreement made as of May 16, 1992, amended and restated as of May 30, 2007 between CITIZENS FUNDS, a Massachusetts business trust (the "Fund"), and CITIZENS SECURITIES, INC., a New Hampshire Corporation (the...Distribution Agreement • October 29th, 2007 • Citizens Funds
CITIZENS FUNDS 230 Commerce Way Portsmouth, NH 03801 September 24, 2001 BISYS Fund Services Ohio, Inc. 3435 Stelzer Road Columbus, Ohio 43219-8012 Re: Citizens Funds - Fund Accounting Agreement Ladies and Gentlemen: This letter serves as notice that...Citizens Funds • September 24th, 2001
This letter serves as notice that Citizens Value Fund (the "Fund"), is added to the list of series to which BISYS Fund Services Ohio, Inc. ("BISYS") renders services as fund accounting agent pursuant to the terms of the Fund Accounting Agreement dated as of September 29, 2000 (the "Agreement") between Citizens Funds and BISYS.
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN CITIZENS ADVISERS, INC. AND DWIGHT ASSET MANAGEMENT COMPANYCitizens Funds • October 29th, 2007 • Massachusetts
WITNESSETH ----------Renewal And • November 1st, 2000 • Citizens Funds
Exhibit (h)(3) TRANSFER AGENCY AGREEMENT AGREEMENT made this __ day of February, 2004, between CITIZENS FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 230 Commerce Way, Portsmouth, New Hampshire 03801,...Transfer Agency Agreement • March 8th, 2004 • Citizens Funds • Ohio
Exhibit e(1) DISTRIBUTION AGREEMENT This Agreement, made as of the 16th day of May, 1992 between WORKING ASSETS Common Holdings, a Massachusetts business trust (the "Fund"), and Working Assets Capital Management, a California Corporation (the...Distribution Agreement • April 15th, 1999 • Citizens Investment Trust
CITIZENS FUNDS 230 Commerce Way Portsmouth, NH 03801 May 19, 2003Citizens Funds • June 13th, 2003
Pursuant to Section 14.4 of the Custodian Contract dated as of September 29, 2000 (as amended and supplemented, the “Contract”), between Citizens Funds (the “Trust”) and The Fifth Third Bank (the “Custodian”), we hereby request that Citizens 300 Fund and Citizens Investment Grade Bond Fund (the “Funds”) be added to the list of series of the Trust to which the Custodian renders services as custodian under the terms of the Contract.
WITNESSETH:Agreement • July 9th, 2001 • Citizens Funds • Massachusetts
CITIZENS FUNDS 230 Commerce Way Portsmouth, NH 03801 May 19, 2003Citizens Funds • June 13th, 2003
This letter serves as notice that Citizens 300 Fund and Citizens Investment Grade Bond Fund (the “Funds”) are added to the list of series to which BISYS Funds Services Ohio, Inc. (“BISYS”) renders services as fund accounting agent pursuant to the terms of the Fund Accounting Agreement dated as of September 29, 2000 (the “Agreement”) between Citizens Funds and BISYS.
ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENTAdministrative and Shareholder Services Agreement • June 13th, 2003 • Citizens Funds • New Hampshire
Agreement made as of May 29, 2002, and amended and restated as of February 17, 2003, by and between the undersigned, CITIZENS FUNDS (the “Fund”), a Massachusetts business trust, and CITIZENS ADVISERS, INC. (the “Adviser”), a New Hampshire Corporation and Investment Adviser to the Fund, wherein the Adviser agrees to provide certain general administrative and shareholder services on behalf of the Fund and its series (collectively, the “funds”).
Exhibit (h)(9)Citizens Funds • October 26th, 2001
As you know, we and certain of our affiliates currently provide advisory, administrative, distribution, and other services to the several series of Citizens Funds (the "Trust"). We hereby agree with the Trust that for the Standard shares of the Citizens Value Fund, we will reimburse that series for all expenses (other than Excluded Expenses, as defined below) payable by that series for such class described in the Trust's Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission and as in effect from time to time, to the extent necessary so that the series' aggregate expenses for such class, net of waivers, would not exceed on a per annum basis 1.95%. Reimbursement of the Citizens Value Fund's expenses will be made at least annually or at such other times as may be mutually agreed upon between the Trust and Citizens Advisers, Inc. Excluded Expenses means (a) taxes, (b) interest, (c) brokerage commissions, and (d) extraordinary expenses, such as litigation
