EXHIBIT (e)(4) MANAGEMENT AGREEMENT -------------------- This Management Agreement (the "Agreement"), is made as of the ___ day of June, 2001, by and between Katy Industries, Inc., a Delaware corporation (the "Company"), and KOHLBERG & CO., L.L.C., a...Management Agreement • April 25th, 2001 • Katy Industries Inc • Special industry machinery, nec • New York
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • August 13th, 2002 • Katy Industries Inc • Special industry machinery, nec • New York
THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment"), dated as of March 22, 2000, is entered into between KATY INDUSTRIES, INC., a Delaware corporation (the "Company"), the several financial institutions party to the...Credit Agreement • November 14th, 2000 • Katy Industries Inc • Special industry machinery, nec • California
Exhibit 4.1b ------------Rights Agreement • March 18th, 1999 • Katy Industries Inc • Special industry machinery, nec • Delaware
AMONGAsset Purchase Agreement • October 1st, 2003 • Katy Industries Inc • Special industry machinery, nec • New York
FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • August 15th, 2005 • Katy Industries Inc • Special industry machinery, nec • Illinois
KATY INDUSTRIES, INC., WOODS INDUSTRIES (CANADA) INC. AND CEH LIMITEDLoan Agreement • May 10th, 2004 • Katy Industries Inc • Special industry machinery, nec • Illinois
This AMENDED AND RESTATED CREDIT AGREEMENT is entered into as of December 11, 1998, among Katy Industries, Inc., a Delaware corporation (the "Company"), the several financial institutions from time to time party to this Agreement (collectively, the...Credit Agreement • March 18th, 1999 • Katy Industries Inc • Special industry machinery, nec • California
RECITALS WHEREAS, the Company, the Banks, and the Agent are parties to the Amended and Restated Credit Agreement dated as of December 11, 1998 (the "Credit Agreement"), pursuant to which the Banks have extended certain credit facilities to the...Credit Agreement • November 14th, 2000 • Katy Industries Inc • Special industry machinery, nec • California
EXECUTION COPY THIRD AMENDMENT TO RIGHTS AGREEMENT This Third Amendment to Rights Agreement (the "Amendment"), dated as of March 30, 2001, is entered into by and between Katy Industries, Inc., a Delaware corporation (the "Company"), and La Salle Bank...Rights Agreement • April 25th, 2001 • Katy Industries Inc • Special industry machinery, nec • Delaware
EXHIBIT 10.2 THIS EMPLOYMENT AGREEMENT dated as of June 28, 2001 ("Agreement"), is by and between Katy Industries, Inc., a Delaware corporation ("Katy") and C. Michael Jacobi ("Executive"). WHEREAS, Katy desires to employ Executive as President and...Employment Agreement • August 14th, 2001 • Katy Industries Inc • Special industry machinery, nec • Delaware
RECITALSCredit Agreement • April 1st, 2002 • Katy Industries Inc • Special industry machinery, nec • New York
KATY INDUSTRIES, INC. FOURTH AMENDMENT AND CONSENT TO CREDIT AGREEMENTCredit Agreement • April 15th, 2003 • Katy Industries Inc • Special industry machinery, nec • New York
FORM 10-KKaty Industries Inc • April 25th, 2001 • Special industry machinery, nec
EXHIBIT 2Asset Purchase Agreement • August 14th, 1998 • Katy Industries Inc • Special industry machinery, nec • Illinois
EXHIBIT 10.1 CREDIT AGREEMENT DATED AS OF JUNE 28, 2001Credit Agreement • August 14th, 2001 • Katy Industries Inc • Special industry machinery, nec • New York
REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS LENDER AND AS AGENT) WITH CONTINENTAL COMMERCIAL PRODUCTS, LLC AND GLIT/GEMTEX, LTD. (BORROWERS) AND KATY INDUSTRIES, INC. (GUARANTOR) May 26, 2010Security Agreement • June 2nd, 2010 • Katy Industries Inc • Special industry machinery, nec • New York
Revolving Credit, Term Loan and Security Agreement dated as of May 26, 2010 among Continental Commercial Products, LLC, a limited liability company formed under the laws of the State of Delaware (“Continental”), Glit/Gemtex, Ltd., a corporation organized under the laws of the Province of Ontario (“Glit/Gemtex”) (Continental, Glit/Gemtex and each Person joined hereto as a borrower from time to time, collectively, the “Borrowers”, and each a “Borrower”), Katy Industries, Inc., a corporation organized under the laws of Delaware (“Katy”), as guarantor, the financial institutions which are now or which hereafter become a party hereto (collectively, the “Lenders” and each individually a “Lender”) and PNC Bank, National Association (“PNC”), as agent for Lenders (PNC, in such capacity, the “Agent”).
ii) the date on which all outstanding indebtedness for borrowed money incurred by Katy in connection with the Transaction has been paid in full and the lenders owed such indebtedness have released any and all security interests in connection with such...Members Agreement • May 15th, 2001 • Katy Industries Inc • Special industry machinery, nec • Delaware
AMONGStock Purchase Agreement • December 17th, 1996 • Katy Industries Inc • Special industry machinery, nec • Indiana
Exhibit 2(a) ------------ CONTRIBUTION AGREEMENT Dated as of December 31, 1998 by and between CII ACQUISITION, L.L.C.Contribution Agreement • January 15th, 1999 • Katy Industries Inc • Special industry machinery, nec • Delaware
RECITALSCredit Agreement • November 14th, 2001 • Katy Industries Inc • Special industry machinery, nec • New York
AGREEMENTAgreement • August 15th, 2005 • Katy Industries Inc • Special industry machinery, nec • Connecticut
KATY INDUSTRIES, INC.Katy Industries Inc • August 13th, 2009 • Special industry machinery, nec • Delaware
ContractKaty Industries Inc • March 31st, 2011 • Special industry machinery, nec • New York
THIS NOTE WAS ISSUED IN A PRIVATE PLACEMENT, WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN OPINION OF COUNSEL ACCEPTABLE TO THE ISSUER THAT SUCH REGISTRATION UNDER THE ACT IS NOT REQUIRED.
amongCredit Agreement • March 25th, 1998 • Katy Industries Inc • Special industry machinery, nec • California
Exhibit 10.11 AMENDED AND RESTATED PREFERRED UNIT REPURCHASE AGREEMENT THIS AMENDED AND RESTATED PREFERRED UNIT REPURCHASE AGREEMENT (this "Agreement") is dated as of December 30, 2002 between Contico International, L.L.C., a Delaware limited...Preferred Unit Repurchase Agreement • March 29th, 2004 • Katy Industries Inc • Special industry machinery, nec
EHXIBIT A TO FIFTH AMENDMENT TO SECOND LIEN CREDIT AND SECURITY AGREEMENT DATED NOVEMBER 16, 2016 SECOND LIEN CREDIT AND SECURITY AGREEMENT Dated as of April 7, 2015 among KATY INDUSTRIES, INC., A DELAWARE CORPORATION CONTINENTAL COMMERCIAL PRODUCTS,...Credit and Security Agreement • November 21st, 2016 • Katy Industries Inc • Special industry machinery, nec • Illinois
This SECOND LIEN CREDIT AND SECURITY AGREEMENT (this “Agreement”) is entered into as of April 7, 2015, among Katy Industries, Inc., a Delaware corporation (the “Company;”), Continental Commercial Products, LLC, a Delaware limited liability company, FTW Holdings, Inc., a Delaware corporation, Fort Wayne Plastics, Inc., an Indiana corporation (each of the foregoing, together with each other Person that joins this Agreement as a “Borrower”, individually and collectively, “Borrower” or “Borrowers”), the other Persons that are or hereafter become parties to this Agreement as Guarantors, VPC SBIC I, LP (in its individual capacity, “VPC”), as a Lender, the other financial institutions and other entities that are or hereafter become parties to this Agreement as Lenders, and Victory Park Management, LLC (in its individual capacity, “VPM”), as administrative agent and collateral agent for the Lenders (in such capacity, together with its successors and permitted assigns, “Agent”).
THIS WAIVER AND FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Waiver and Amendment"), dated as of March 30, 2001, is entered into by -------------------- and among Katy Industries, Inc., a Delaware corporation (the "Company"), the...Waiver and Fourth • May 15th, 2001 • Katy Industries Inc • Special industry machinery, nec • New York
THIS WAIVER AND THIRD AMENDMENT TO CREDIT AGREEMENT dated as of October 27, 2000 ("Waiver and Amendment"), is entered into by and among Katy Industries, Inc. (the "Company"), BANK OF AMERICA, N.A., as agent for itself and the Banks (the "Agent"), and...Waiver and Third • November 14th, 2000 • Katy Industries Inc • Special industry machinery, nec • California
KATY INDUSTRIES, INC. EXECUTIVE INCENTIVE AND TRANSITION AGREEMENTIncentive and Transition Agreement • July 13th, 2015 • Katy Industries Inc • Special industry machinery, nec • Missouri
This AGREEMENT is made as of the date signed below by Executive (the “Effective Date”) by and between KATY INDUSTRIES, INC. (“Company”) and Brian Nichols (“Executive”).
CREDIT AND SECURITY AGREEMENT Dated as of February 19, 2014 among KATY INDUSTRIES, INC., A DELAWARE CORPORATION CONTINENTAL COMMERCIAL PRODUCTS, LLC, A DELAWARE LIMITED LIABILITY COMPANY 2155735 ONTARIO INC., AN ONTARIO CORPORATION, AND CCP CANADA...Credit and Security Agreement • February 25th, 2014 • Katy Industries Inc • Special industry machinery, nec • Illinois
This CREDIT AND SECURITY AGREEMENT (this “Agreement”) is entered into as of February 19, 2014, among Katy Industries, Inc., a Delaware corporation (the “Company;”), Continental Commercial Products, LLC, a Delaware limited liability company, 2155735 Ontario Inc., an Ontario corporation, and CCP Canada Inc., an Ontario corporation (each of the foregoing, together with each other Person that joins this Agreement as a “Borrower”, individually and collectively, “Borrower” or “Borrowers”), and BMO Harris Bank N.A., as lender (the “Lender”).
STOCK PURCHASE AGREEMENTStock Purchase Agreement • January 30th, 2014 • Katy Industries Inc • Special industry machinery, nec • Delaware
This STOCK PURCHASE AGREEMENT (this “Agreement”) is dated as of January 24, 2014 by and among Continental Commercial Products, LLC, a Delaware limited liability company (the “Purchaser”), the shareholders of FTW Holdings, Inc., a Delaware corporation (“FTW Holdings”) listed on Annex II who have executed this Agreement (including by execution of a Joinder) (the “Shareholders”), and Fort Wayne Plastics, Inc., an Indiana corporation (“FWP” and together with FTW Holdings, the “Companies”). The Purchaser, the Companies and the Shareholders will collectively be referred to as the “Parties.”
andPreferred Stock Purchase and Recapitalization Agreement • April 13th, 2001 • Katy Industries Inc • Special industry machinery, nec • Delaware
DATED 6 June 2007 andAgreement • June 11th, 2007 • Katy Industries Inc • Special industry machinery, nec • England
CONSENT AND FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 6th, 2012 • Katy Industries Inc • Special industry machinery, nec • New York
THIS CONSENT AND FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is executed and delivered as of May 31, 2012, by and among CONTINENTAL COMMERCIAL PRODUCTS, LLC, a Delaware limited liability company (“Continental”), GLIT/GEMTEX, LTD, a corporation formed under the laws of the Province of Ontario (“Glit/Gemtex”), 3254018 NOVA SCOTIA LIMITED, a company formed under the laws of the Province of Nova Scotia (“Nova Scotia Limited”; Nova Scotia Limited, Continental and Glit/Gemtex collectively, the “Borrowers”), KATY INDUSTRIES, INC., a Delaware corporation (“Holdings”), as a Loan Party, and THE PRIVATEBANK AND TRUST COMPANY (the “Lender”).
