THE ALGER FUNDSAdministration Agreement • February 26th, 2007 • Alger Funds
INVESTMENT MANAGEMENT AGREEMENT THE ALGER FUNDS ALGER CORE FIXED-INCOME FUND March 1, 2006 Fred Alger Management, Inc. 111 Fifth Avenue New York, NY 10003 Dear Sirs: The Alger Funds (the "Fund"), an unincorporated business trust organized under the...Investment Management Agreement • February 28th, 2006 • Alger Funds • New York
Exhibit 13(b) PURCHASE AGREEMENT ------------------ The Alger Fund (the "Fund"), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, and Fred Alger Management, Inc. ("Alger"), hereby agree as follows: 1. The...Purchase Agreement • June 2nd, 1997 • Alger Fund
CUSTODIAN CONTRACT BETWEEN THE ALGER FUND AND STATE STREET BANK AND TRUST COMPANY -----------------------------------Custodian Contract • June 2nd, 1997 • Alger Fund • Massachusetts
BETWEENAgency and Service Agreement • February 18th, 2005 • Alger Funds • Massachusetts
Exhibit 6(b) SHAREHOLDER SERVICING AGREEMENT ------------------------------- Fred Alger & Company, Incorporated 75 Maiden Lane New York, NY 10038 Dear Sirs: The Alger Fund (the "Fund") confirms its agreement with Fred Alger & Company, Incorporated...Shareholder Servicing Agreement • June 2nd, 1997 • Alger Fund
BY-LAWSAlger Fund • June 2nd, 1997
Exhibit 13(d) PURCHASE AGREEMENT The Alger Fund (the "Fund"), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, and Fred Alger Management, Inc. ("Alger"), hereby agree as follows: 1. The Fund hereby offers...Purchase Agreement • June 2nd, 1997 • Alger Fund
Exhibit 1(a) THE ALGER FUND AGREEMENT AND DECLARATION OF TRUST Dated: March 20, 1986 X WASHINGTON, D.C. 1025 CONNECTICUT AVENUE, N.W. WASHINGTON, D.C. 20038 (808) 778-8180 TELECOPIER NO. XXXXXXXXXXX SULLIVAN & WORCESTER ONE POST OFFICE SQUARE BOSTON...Agreement and Declaration of Trust • June 2nd, 1997 • Alger Fund
Exhibit d-9 INVESTMENT MANAGEMENT AGREEMENT THE ALGER FUND ALGER SMALLCAP AND MIDCAP PORTFOLIO MAY ____, 2002 Fred Alger Management, Inc. 111 Fifth Avenue New York, NY 10003 Dear Sirs: The Alger Fund (the "Fund"), an unincorporated business trust...Investment Management Agreement • May 8th, 2002 • Alger Fund • New York
Exhibit 5(f) INVESTMENT MANAGEMENT AGREEMENT ------------------------------- THE ALGER FUND Alger Growth Portfolio October 24, 1986 Fred Alger Management, Inc. 75 Maiden Lane New York, New York 10038 Dear Sirs: The Alger Fund (the "Fund"), an...Investment Management Agreement • June 2nd, 1997 • Alger Fund • New York
THE ALGER FUNDSInvestment Advisory Agreement • February 26th, 2007 • Alger Funds • New York
EXHIBIT hExhibit H • February 18th, 2005 • Alger Funds
Exhibit g-1 AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of October 29, 2004, by and between THE ALGER FUNDS (the "Fund"), a Massachusetts business trust, and State Street Bank and Trust Company (the...Custodian Contract • February 18th, 2005 • Alger Funds
THE ALGER FUNDS FUND ADMINISTRATION AGREEMENTFund Administration Agreement • September 23rd, 2021 • Alger Funds
THE ALGER FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: September 13, 2012Agreement and Declaration of Trust • February 22nd, 2013 • Alger Funds
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2020 • Alger Funds
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of December 20, 2017 , by and between each of the management investment companies (each, the “Fund”) set fo1th on Exhibit I to the Agreement (defined below) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each, a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
FIRST AMENDMENT To Transfer Agency and Service Agreement between Certain Investment Companies Managed by Fred Alger Management Inc., as listed on Schedule A thereto and State Street Bank and Trust CompanyAgency and Service Agreement • February 22nd, 2012 • Alger Funds
This First Amendment is made as of this 9th day of March, 2006, between each of the investment management companies managed by Fred Alger Management Inc., as listed on Schedule A to the Transfer Agency and Service Agreement (the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between each of the Funds and the Transfer Agent dated as of November 22, 2004, (the “Agreement”) the parties desire to amend the Agreement, to, among other things, reflect that effective May 1, 2006, State Street Bank and Trust Company shall serve as custodian for the Retirement Accounts defined in Section 1.1(o)(i).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Funds
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of August 17, 2017, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
AMENDMENT NO. 6 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTShareholder Administrative Services Agreement • December 18th, 2020 • Alger Funds
WHEREAS, Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007, May 18, 2010, December 29, 2010, August 1, 2016, and December 28, 2017 (the “Agreement”); and
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • February 28th, 2020 • Alger Funds • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 5th day of October, 2019, by and between The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, The Alger Funds II, and Alger Global Focus Fund, each a Massachusetts Business Trust (each a “Trust” collectively, the “Trusts”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
SECOND AMENDMENT To Transfer Agency and Service Agreement between Certain Investment Companies Managed by Fred Alger Management Inc., as listed on Schedule A thereto and State Street Bank and Trust CompanyAgency and Service Agreement • February 22nd, 2012 • Alger Funds
This Second Amendment is made as of this 21 day of November, 2009, between each of the investment management companies managed by Fred Alger Management Inc., as listed on Schedule A to the Transfer Agency and Service Agreement (the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between each of the Funds and the Transfer Agent dated as of November 22, 2004, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
AMENDMENT NO. 3 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 22nd, 2012 • Alger Funds
Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. (“Alger Management”) entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007 and May 18, 2010 (the “Agreement”), and wish to amend the Agreement as follows:
December 7, 2007 SM&R Investments, Inc.Alger Funds • December 20th, 2007
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 22nd, 2012 • Alger Funds
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of June 1, 2009, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Funds
THIS AMENDMENT TO ACCOUNTING AGENCY AGREEMENT (this “Amendment”) is made as of June 1, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership the (“Administrator”), and the management investment companies set forth on Appendix A to the Agreement (as defined below) (the “Funds”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 22nd, 2012 • Alger Funds
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of October 24, 2011, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And Each Customer Listed on Appendix ICustody Agreement • February 27th, 2024 • Alger Funds • New York
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and each investment company identified on Appendix I and each investment company which becomes a party to this Agreement in accordance with the terms hereof, including, if applicable, each series of the investment companies identified on Appendix I and each series which becomes a party to this Agreement in accordance with the terms hereof (each such investment company, or series thereof, severally, and not jointly (the “Customer”). BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
SUB-INVESTMENT ADVISORY AGREEMENT FRED ALGER MANAGEMENT, LLCSub-Investment Advisory Agreement • February 27th, 2024 • Alger Funds
As you are aware, The Alger Funds, The Alger Funds II and Alger Global Focus Fund (the “Funds”) desire to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a “Series”), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Series’ Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by each Fund’s Board. Each Fund employs Fred Alger Management, LLC (the “Adviser”) to act as the Series’ investment adviser pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Series’ sub-investment adviser with respect to that portion of eac
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • February 27th, 2024 • Alger Funds • New York
THIS AGREEMENT is made as of June 1, 2023 by and between each investment company referenced on the signature page hereto (each, a “Fund” and collectively, the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • February 27th, 2024 • Alger Funds
AGREEMENT made as of June 1, 2023 by and between each entity listed on Annex I attached hereto (each such entity severally, not jointly, the “Fund”) and The Bank of New York Mellon (“BNY”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2020 • Alger Funds
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of October 15, 2018, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
FORM OF SUB-INVESTMENT ADVISORY AGREEMENT FRED ALGER MANAGEMENT, INC. 360 Park Avenue South New York, New York 10010Sub-Investment Advisory Agreement • March 1st, 2017 • Alger Funds • New York
As you are aware, The Alger Funds, The Alger Funds II and The Alger Portfolios (the “Funds”) desire to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a “Series”), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Series’ Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by each Fund’s Board. Each Fund employs Fred Alger Management, Inc. (the “Adviser”) to act as the Series’ investment adviser pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Series’ sub-investment adviser with respect to that portion of each
THE ALGER FUNDS FUND ADMINISTRATION AGREEMENTFund Administration Agreement • April 23rd, 2019 • Alger Funds
Exhibit h-1 SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENT This Agreement is made and entered into between each of the investment companies listed in Schedule A hereto (each, a "Fund" and collectively, the "Funds") and Alger Shareholder Services, Inc....Shareholder Administrative Services Agreement • February 18th, 2005 • Alger Funds • New York
