PARTICIPATION AGREEMENTParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL • Massachusetts
THIS AGREEMENT, dated as of the ___10th__day of December, 2020 by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (the “Company”), an insurance company organized under the laws of the State of Alabama, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each separate account hereinafter referred to as the “Account”), DEUTSCHE DWS VARIABLE SERIES I, DEUTSCHE DWS VARIABLE SERIES II and DEUTSCHE DWS INVESTMENTS VIT FUNDS (individually, a “Fund”), each a Massachusetts business trust created under a Declaration of Trust, as amended, DWS DISTRIBUTORS, INC. (the “Underwriter”), a Delaware corporation, and DWS INVESTMENT MANAGEMENT AMERICAS, INC., a Delaware corporation (the “Adviser”). The parties agree that a single document is being used for ease of administration and that this Agreement shall be treated as if it were a separate agreement with respect to each Fund, and each series thereof
FUND PARTICIPATION AGREEMENTFund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • Massachusetts
This Fund Participation Agreement (the "Agreement"), effective as of December 11, 2020, is made by and among Protective Life and Annuity Insurance Company_("Company"), JPMorgan Insurance Trust (the "Trust"), and J. P. Morgan Investment Management Inc., the Trust’s investment adviser in its role as investment adviser, the “Adviser”) and administrator (in its role as administrator, the "Administrator”).
PARTICIPATION AGREEMENTParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL • Pennsylvania
THIS AGREEMENT, made and entered into as of the 23rd day of November, 2020, by and among VANGUARD VARIABLE INSURANCE FUND (hereinafter the “Fund”), a Delaware business trust, THE VANGUARD GROUP, INC. (hereinafter the “Sponsor”), a Pennsylvania corporation, VANGUARD MARKETING CORPORATION (hereinafter the “Distributor”), a Pennsylvania corporation, and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (hereinafter the “Company”), an insurance company organized under the laws of the State of Tennessee , on its own behalf and on behalf of each segregated asset account of the Company named in Schedule A hereto as may be amended from time to time (each such account hereinafter referred to as the “Account”).
AMENDED AND RESTATED PARTICIPATION AGREEMENT AMONG MFS VARIABLE INSURANCE TRUST, MFS VARIABLE INSURANCE TRUST II, MFS VARIABLE INSURANCE TRUST III, PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY AND MFS FUND DISTRIBUTORS, INC.Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • Massachusetts
THIS AGREEMENT, made and entered into effective as of the 1ST day of May 2012, by and among MFS VARIABLE INSURANCE TRUST, a Massachusetts business trust (the “Trust I”), MFS VARIABLE INSURANCE TRUST II, a Massachusetts business trust (the “Trust II”), MFS VARIABLE INSURANCE TRUST III, a Delaware statutory trust (“Trust III”) (Trust I, Trust II and Trust III each referred to, individually, as the “Trust” and, collectively, as the “Trusts”), Protective Life and Annuity Insurance Company, an Alabama corporation (the “Company”), and on behalf of each of the segregated asset accounts of the Company set forth in Schedule A hereto, as may be amended from time to time (the “Accounts”), and MFS Fund Distributors, Inc., a Delaware corporation (“MFD”). This Agreement shall amend and supersede the following Participation Agreements:
PARTICIPATION AGREEMENT Among PUTNAM VARIABLE TRUST PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIPParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL • Massachusetts
THIS AGREEMENT, made and entered into as of this 9th day of November 2020, among Protective Life and Annuity Insurance Company (the "Company"), an insurance company organized under Alabama law, on its own behalf and on behalf of each separate account of the Company set forth on Schedule A hereto, as such Schedule may be amended from time to time (each such account hereinafter referred to as the "Account"), PUTNAM VARIABLE TRUST (the "Trust"), a Massachusetts business trust, and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (the "Underwriter"), a Massachusetts limited partnership.
JANUS ASPEN SERIES FUND PARTICIPATION AGREEMENT (Institutional Shares)Fund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • Colorado
THIS AGREEMENT is entered into as of the 15th day of November 2020, between JANUS ASPEN SERIES, an open-end management investment company organized as a Delaware statutory trust (the “Trust”), and Protective Life and Annuity Insurance Company, a life insurance company organized under the laws of the State of Alabama (the “Company”), on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A, as may be amended from time to time (the “Accounts”).
PARTICIPATION AGREEMENT Among VAN ECK WORLDWIDE INSURANCE TRUST VAN ECK SECURITIES CORPORATION VAN ECK ASSOCIATES CORPORATION and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANYParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL • New York
THIS AGREEMENT, made and entered into to be effective on May 1, 1999, by and among Protective Life and Annuity Insurance Company, (hereinafter the “Company”), an Alabama corporation, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto and incorporated herein by this reference, as such Schedule A may from time to time be amended by mutual written agreement of the parties hereto (each such account hereinafter referred to as the “Account”), and VAN ECK WORLDWIDE INSURANCE TRUST, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (hereinafter the “Fund”), VAN ECK SECURITIES CORPORATION (hereinafter the “Underwriter”), a Delaware corporation and VAN ECK ASSOCIATES CORPORATION (hereinafter the “Adviser”), a Delaware corporation.
FUND PARTICIPATION AGREEMENTFund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • New York
THIS FUND PARTICIPATION AGREEMENT ("Agreement") made as of the 9th day of November, 2020, by and between Eaton Vance Variable Trust (the "Trust"), a Massachusetts business trust, on its behalf and on behalf of each separate investment series thereof, whether existing as of the date above or established subsequent thereto, (each a "Portfolio" and collectively, the "Portfolios"), Eaton Vance Distributors, Inc. (the "Distributor"), and Protective Life and Annuity Insurance Company (the "Company"), a life insurance company organized under the laws of Alabama.
PARTICIPATION AGREEMENT AMONG VICTORY VARIABLE INSURANCE FUNDS, VICTORY CAPITAL MANAGEMENT INC., VICTORY CAPITAL SERVICES, INC., AND PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANYParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL • New York
THIS PARTICIPATION AGREEMENT is made and entered into this 1st day of December 2020, by and among Victory Variable Insurance Funds, a Delaware statutory trust (the “Trust”); Victory Capital Management Inc., a New York Corporation (the “Adviser”); for purposes of Sections 2.4, 2.9 and 5.1 and Article VIII only, Victory Capital Services, Inc. (“VCS”); and Protective Life and Annuity Insurance Company, an Alabama insurance company (the “Company”) on its own behalf and on behalf of each of the segregated asset accounts of the Company set forth on Schedule A hereto, as may be amended from time to time (the “Accounts”).
Form of Broker-Dealer Selling AgreementProtective NY COLI VUL • June 14th, 2021 • New York
Protective Life and Annuity Insurance Company (“Protective”) has appointed Investment Distributors, Inc. (“IDI,” and together with Protective, the “Company”), a registered broker-dealer under the Securities and Exchange Act of 1934, as amended, and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), as the principal underwriter of the variable life insurance contracts that are issued by Protective. This Broker-Dealer Selling Agreement (the “Agreement”) allows IDI to compensate Selling Firm for the sale by Selling Firm and Licensed Personnel (defined below) of certain Protective life corporate owned variable universal life insurance contracts (individually, a “Contract” and collectively, the “Contracts”) set forth on the Product and Compensation Schedule(s), Schedule A, of this Agreement. The Product and Compensation Schedule is subject to change at any time upon notice to Selling Firm.
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 25th, 2023 • Protective NY COLI VUL
THIS AMENDMENT TO PARTICIPATION AGREEMENT (this “Amendment”) is made as of the 11th day of August, 2022, by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, an Alabama corporation (the “Company”), acting herein for and on behalf of itself and on behalf of each segregated asset account set forth in Schedule A to the Participation Agreement between the parties (the “Separate Accounts”); MFS VARIABLE INSURANCE TRUST, a Massachusetts business trust, MFS VARIABLE INSURANCE TRUST II, a Massachusetts business trust, and MFS VARIABLE INSURANCE TRUST III, a Delaware statutory trust (collectively, the “Trusts”); and MFS FUND DISTRIBUTORS, INC., a Delaware corporation (“MFD”, and together with the Trusts, “MFS”).
AMENDMENT TO FUND PARTICIPATION AGREEMENT Regarding RULE 498A And FUND DISCLOSURE DOCUMENTSParticipation Agreement • April 25th, 2023 • Protective NY COLI VUL
Protective Life and Annuity Insurance Company (the “Company”), BlackRock Variable Series Funds, Inc. and BlackRock Variable Series Funds II, Inc. (each, the “Fund”), each an open-end management investment company organized as a Maryland corporation, and BlackRock Investments, LLC (the “Underwriter”), entered into a certain participation agreement dated December 1, 2020 (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of April 1, 2022, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund and the Underwriter (collectively, the “Parties”).
FUND PARTICIPATION AGREEMENTFund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • New York
This Agreement is entered into as of the 1st day of September, 2021, among Protective Life and Annuity Insurance Company, a life insurance company organized under the laws of the State of Alabama (“Insurance Company”), on behalf of itself and on behalf of the separate accounts set forth on Exhibit A, each Participating Fund (as defined below) and, with respect to Article X of this Agreement, the Adviser (as defined below).
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL
This Amendment (the “Amendment”) to the Participation Agreement dated December 8, 2020, as amended (the “Agreement”) among T. Rowe Price Equity Series, Inc., T. Rowe Price Fixed Income Series, Inc. and T. Rowe Price International Series, Inc. (collectively, the “Funds”), T. Rowe Price Investment Services, Inc. (the “Underwriter”), and Protective Life and Annuity Insurance Company (the “Company”), is effective as of May 3, 2021.
FUND PARTICIPATION AGREEMENTFund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • New York
THIS AGREEMENT, made as of the 30th day of November 2020, by and between NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST ("TRUST"), NEUBERGER BERMAN BD LLC ("NB BD"), a Delaware limited liability company, and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (the “LIFE COMPANY”).
SCHEDULE A SEPARATE ACCOUNTS AND ASSOCIATED CONTRACTSProtective NY COLI VUL • September 21st, 2021
This Schedule A to the Participation Agreement dated November 23, 2020 by and between the parties identified below is updated and effective as of April 30, 2021, and replaces all prior versions of this Schedule A.
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • August 31st, 2022 • Protective NY COLI VUL
THIS AMENDMENT TO PARTICIPATION AGREEMENT (this “Amendment”) is made as of the 11th day of August, 2022, by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, an Alabama corporation (the “Company”), acting herein for and on behalf of itself and on behalf of each segregated asset account set forth in Schedule A to the Participation Agreement between the parties (the “Separate Accounts”); MFS VARIABLE INSURANCE TRUST, a Massachusetts business trust, MFS VARIABLE INSURANCE TRUST II, a Massachusetts business trust, and MFS VARIABLE INSURANCE TRUST III, a Delaware statutory trust (collectively, the “Trusts”); and MFS FUND DISTRIBUTORS, INC., a Delaware corporation (“MFD”, and together with the Trusts, “MFS”).
INDIVIDUAL FLEXIBLE PREMIUM VARIABLE UNIVERSAL LIFE INSURANCE POLICYPolicy Number • June 14th, 2021 • Protective NY COLI VUL
This is a legal contract (the “Policy”) between the Owner (also referred to as “you” or “your”) and Protective Life & Annuity Insurance Company (also referred to as the “Company”, “we”, “us”, or “our”). Please read it carefully.
RULE 22c-2 AGREEMENTProtective NY COLI VUL • September 21st, 2021
This Rule 22c-2 Agreement dated November 9, 2020 is entered into by and between Putnam Investor Services, Inc. (“PSERV”), transfer agent, dividend-disbursing agent and shareholder servicing agent for the Fund, Putnam Retail Management Limited Partnership (“PRM”), underwriter and distributor of the Fund, and Protective Life and Annuity Insurance Company (“Intermediary”).
FUND PARTICIPATION AGREEMENTFund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL
THIS AGREEMENT is effective as of this 8th day of December, 2020 by and among Protective Life and Annuity insurance Company, a life insurance company organized under the laws of the State of Alabama (the ”Company”), acting herein for and on behalf of the Company and on behalf of each separate account set forth on attached Schedule A, as the same may be amended from time to time (the “Separate Accounts”); American Century Investment Services, Inc., (the “Distributor”); and American Century Services, LLC, (the “Transfer Agent” and collectively with Distributor, “American Century”).
FIRST AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL
This First Amendment is, dated and effective as of December 11, 2020, to the Participation Agreement (the “Agreement”), effective May 1, 1999, between VAN ECK WORLWIDE INSURANCE TRUST (THE “FUND”), VAN ECK SECURITIES CORPRATION (The “Underwriter”), VAN ECK ASSOCIATES CORPORATION (the “Adviser”) and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (the “Company”).
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 25th, 2023 • Protective NY COLI VUL
THIS AMENDMENT TO PARTICIPATION AGREEMENT (this “Amendment”) is made as of the 21st day of September, 2022, by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (the “Company”), acting herein for and on behalf of itself and on behalf of each segregated asset account set forth in Schedule A to the Participation Agreement between the parties (the “Separate Accounts”); PUTNAM VARIABLE TRUST (“Trust”), a Massachusetts business trust, and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (“Underwriter”, and together with the Trust, “Putnam”), a Massachusetts limited partnership.
FUND PARTICIPATION AGREEMENTFund Participation Agreement • September 21st, 2021 • Protective NY COLI VUL • Massachusetts
THIS FUND PARTICIPATION AGREEMENT (the “Agreement”) is made and entered into as of this 1st day of November, 2020 (the “Effective Date”) by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (hereinafter “PLAIC”), on its own behalf and on behalf of its accounts listed on Schedule B (collectively referred to as the “Accounts”) attached hereto; PIONEER VARIABLE CONTRACTS TRUST (hereinafter the “Fund”);, a trust organized under the laws of Delaware; AMUNDI PIONEER ASSET MANAGEMENT, INC. (hereinafter the “Adviser”), a corporation organized under the laws of Delaware; and AMUNDI PIONEER DISTRIBUTOR, INC. (hereinafter the “Distributor”) a corporation organized under the laws of Massachusetts. Each of PLAIC, the Accounts, the Fund, the Adviser, and the Distributor may be referred to herein as a “Party” or collectively as the “Parties”).
PARTICIPATION AGREEMENTParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL • Maryland
THIS AGREEMENT, made and entered into this 1st day of November, 2020, by and among Protective Life and Annuity Insurance Company (hereinafter the "Insurance Company"), an Alabama corporation, on its own behalf and on behalf of each segregated asset account of the Insurance Company set forth on Schedule A hereto as may be amended from time to time (each such account hereinafter referred to as the "Account"), DAVIS VARIABLE ACCOUNT FUND, INC., a Maryland Corporation (the "Company") and Davis Distributors, LLC, a Delaware Limited Liability Company ("Davis Distributors").
AMENDMENT NO. 1 TO PARTICIPATION AGREEMENTParticipation Agreement • September 21st, 2021 • Protective NY COLI VUL
THIS AMENDMENT NO. 1 TO THE AMENDED AND ReSTATED PARTICIPATION AGREEMENT is made as of this 1st day of October, 2020 by and among MFS VARIABLE INSURANCE TRUST, a Massachusetts business trust (the “Trust I”), MFS VARIABLE INSURANCE TRUST II, a Massachusetts business trust (the “Trust II”), MFS VARIABLE INSURANCE TRUST III, a Delaware statutory trust (the “Trust III”)( (Trust I, Trust II and Trust III each referred to individually, as the “Trust” and, collectively the "Trusts"), MFS FUND DISTRIBUTORS, INC., a Delaware corporation ("MFD"), and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, an Alabama corporation (the “Company”), on its own behalf and on behalf of each segregated asset accounts of the Company as set forth on Schedule A of the Agreement (defined below) (the "Accounts"). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Agreement (defined below).
