MANAGEMENT AGREEMENTManagement Agreement • December 21st, 2007 • Miller Investment Trust • Delaware
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers one series of shares to investors, which series is divided into two classes of shares.
ContractUnderwriting Agreement • February 28th, 2020 • Miller Investment Trust • Nebraska
[Certain identified information has been excluded from this exhibit because it is not material and would likely cause competitive harm to the registrant if publicly disclosed]
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration of Trust • December 21st, 2007 • Miller Investment Trust • Delaware
FUND SERVICES AGREEMENT between MILLER INVESTMENT TRUST andFund Services Agreement • February 23rd, 2011 • Miller Investment Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 15th day of October 2010, by and between MILLER INVESTMENT TRUST a Delaware statutory trust having its principal office and place of business at 20 William Street, Wellesley, MA 02481 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
ADMINISTRATION SERVICE AGREEMENT between MILLER INVESTMENT TRUST andService Agreement • December 21st, 2007 • Miller Investment Trust • Nebraska
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • December 21st, 2007 • Miller Investment Trust • Nebraska
AGREEMENT made as of the 19th day of December, 2007, between MILLER INVESTMENT TRUST, a Delaware statutory trust, having its principal office and place of business at 20 William Street, Wellesley, MA 02481, and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT between MILLER INVESTMENT TRUST and INDEXService Agreement • December 21st, 2007 • Miller Investment Trust • Nebraska
AGREEMENT made as of the 19th day of December, 2007, between MILLER INVESTMENT TRUST, a Delaware statutory trust, having its principal office and place of business at 20 William Street, Wellesley, MA 02481, and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
UNDERWRITING AGREEMENT Between MILLER INVESTMENT TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • December 21st, 2007 • Miller Investment Trust • Nebraska
AGREEMENT made this 21st day of December 2007, by and between MILLER INVESTMENT TRUST, a Delaware statutory trust, having its principal office and place of business at 20 William Street, Suite G5, Wellesley, Massachusetts 02481 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
NORTHERN LIGHTS COMPLIANCE SERVICES & LLC CONSULTING AGREEMENTConsulting Agreement • February 25th, 2009 • Miller Investment Trust • New York
This Consulting Agreement (the “Agreement”) is effective January 1, 2009 as amended on November 24, 2008, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and MILLER INVESTMENT TRUST, a registered investment company organized as a Delaware business trust, located at The Wellesley Office Park, 20 William Street, Wellesley, Massachusetts 02481, on behalf of each portfolio series listed on the attached Appendix A (each a “Fund” and collectively “Funds”).
FUND SERVICES AGREEMENT between MILLER INVESTMENT TRUSTFund Services Agreement • October 21st, 2021 • Miller Investment Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 20th day of October 2021, by and between MILLER INVESTMENT TRUST a Delaware statutory trust having its principal office and place of business at 20 William Street, Wellesley, MA 02481 (the "Trust") and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
AGREEMENTAgreement • December 21st, 2007 • Miller Investment Trust • New York
AGREEMENT, dated as of December 18, 2007 between Miller Investment Trust, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at The Wellesley Office Park, 20 William Street, Wellesley, MA 02481 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FUND SERVICES AGREEMENT between MILLER INVESTMENT TRUST andFund Services Agreement • February 27th, 2017 • Miller Investment Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 15th day of October 2010, by and between MILLER INVESTMENT TRUST a Delaware statutory trust having its principal office and place of business at 20 William Street, Wellesley, MA 02481 (the “Trust”) and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
CONSULTING AGREEMENTConsulting Agreement • December 21st, 2007 • Miller Investment Trust • New York
This Consulting Agreement (the “Agreement”) is effective December 19, 2007, between FUND COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“FCS”), and MILLER INVESTMENT TRUST, a registered investment company organized as a Delaware business trust, located at The Wellesley Office Park, 20 William Street, Wellesley, Massachusetts 02481, on behalf of each portfolio series listed on the attached Appendix A (each a “Fund” and collectively “Funds”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 1st, 2014 • Miller Investment Trust • Delaware
Miller Investment Trust (the “Trust”), with respect to its series, the Miller Intermediate Bond Fund (the “Fund”), herewith confirms our agreement with you.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 15th, 2014 • Miller Investment Trust
Miller Investment Trust (the “Trust”), with respect to its series, the Miller Convertible Plus Fund (the “Fund”), herewith confirms our agreement with you.
FIRST AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • February 28th, 2020 • Miller Investment Trust
This First Amendment (the “Amendment”) is made on this 24th day of June, 2014 to the Agreement, dated as of December 18, 2007 (the “Agreement”), by and between the Miller Investment Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its Series listed on Schedule II hereto, and The Bank of New York Mellon (formerly The Bank of New York), a bank organized under the laws of the state of New York (the “Custodian”). Capitalized terms used herein and not otherwise defined shall have the respective meanings ascribed to such terms in the Agreement.
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORS MILLER CONVERTIBLE FUND A SERIES OF THE MILLER INVESTMENT TRUST LETTER OF INVESTMENT INTENTSubscription Agreement • December 21st, 2007 • Miller Investment Trust
The undersigned (the “Purchaser”) hereby subscribes to purchase a beneficial interest (the “Interest”) of the Miller Convertible Fund, a series of the Miller Investment Trust, in the amount of $100,000 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.
Addendum to Management AgreementManagement Agreement • February 28th, 2020 • Miller Investment Trust
DERIVATIVES RISK MANAGEMENT PROGRAM SUPPORT SERVICES ADDENDUMMiller Investment Trust • February 28th, 2024
This Derivatives Risk Management Program Support Services Addendum (this “Addendum”) with an effective date of December 13, 2023 shall be attached to and governed by that certain Fund Services Agreement between Ultimus Fund Solutions, LLC (“Ultimus”) and Miller Investment Trust (the “Trust”) dated October 20, 2021 (the “Agreement). All capitalized terms used herein, unless otherwise defined, have the meaning ascribed to them in the Agreement as it may be supplemented or amended from time to time.
Expense Limitation AgreementExpense Limitation Agreement • July 15th, 2014 • Miller Investment Trust
EXPENSE LIMITATION AGREEMENT, made as of this 24th day of June, 2014, by and between Wellesley Investment Advisors, Inc. (the “Adviser”) and Miller Investment Trust (the “Trust”), on behalf of each series identified and from time to time set forth on Schedule A attached hereto (each, a “Fund”).
UNDERWRITING AGREEMENTUnderwriting Agreement • October 21st, 2021 • Miller Investment Trust
This Fee Schedule is part of the Underwriting Agreement effective February 1, 2019 (the “Underwriting Agreement”), by and between Miller Investment Trust and Northern Lights Distributors, LLC (“NLD”).
Letter AgreementLetter Agreement • February 23rd, 2011 • Miller Investment Trust
AMENDMENT TO OPERATING EXPENSE LIMITATION AGREEMENT Between MILLER INVESTMENT TRUST and WELLESLEY ASSET MANAGEMENT, INC.Expense Limitation Agreement • February 28th, 2020 • Miller Investment Trust
THIS AMENDMENT TO THE OPERATING EXPENSE LIMITATION AGREEMENT (the “First Amendment”) is made and entered into as of October 24, 2017, between Miller Investment Trust, a Delaware statutory trust (the “Trust”), and Wellesley Asset Management, Inc. (the “Adviser”) on behalf of the Miller Convertible Plus Fund and Miller Intermediate Bond Fund (the “Fund”).
FOURTH AMENDMENT TO OPERATING EXPENSE LIMITATION AGREEMENT Between MILLER INVESTMENT TRUST and WELLESLEY ASSET MANAGEMENT, INC.Expense Limitation Agreement • February 28th, 2024 • Miller Investment Trust
THIS FIRST AMENDMENT TO THE OPERATING EXPENSE LIMITATION AGREEMENT (the “First Amendment”) is made and entered into as of October 27, 2023, between Miller Investment Trust, a Delaware statutory trust (the “Trust”), and Wellesley Asset Management, Inc. (the “Adviser”) on behalf of the Miller Intermediate Bond Fund (the “Fund”).
Letter AgreementLetter Agreement • May 9th, 2011 • Miller Investment Trust
Letter AgreementLetter Agreement • February 28th, 2013 • Miller Investment Trust
Form of Expense Limitation AgreementLimitation Agreement • May 1st, 2014 • Miller Investment Trust • New York
EXPENSE LIMITATION AGREEMENT, made as of this __ day of ____, 2014, by and between Wellesley Investment Advisors, Inc. (the “Adviser”) and Miller Investment Trust (the “Trust”), on behalf of each series identified and from time to time set forth on Schedule A attached hereto (each, a “Fund”).
December 5, 2013Miller Investment Trust • December 5th, 2013
SECOND AMENDMENT TO OPERATING EXPENSE LIMITATION AGREEMENT Between MILLER INVESTMENT TRUST and WELLESLEY ASSET MANAGEMENT, INC.Expense Limitation Agreement • October 21st, 2021 • Miller Investment Trust
THIS SECOND AMENDMENT TO THE OPERATING EXPENSE LIMITATION AGREEMENT (the “Second Amendment”) is made and entered into as of October 20, 2021, between Miller Investment Trust, a Delaware statutory trust (the “Trust”), and Wellesley Asset Management, Inc. (the “Adviser”) on behalf of the Miller Market Neutral Income Fund (the “Fund”).
Expense Limitation AgreementExpense Limitation Agreement • February 27th, 2015 • Miller Investment Trust • New York
EXPENSE LIMITATION AGREEMENT, made as of this ___ day of February, 2015, by and between Wellesley Investment Advisors, Inc. (the “Adviser”) and Miller Investment Trust (the “Trust”), on behalf of each series identified and from time to time set forth on Schedule A attached hereto (each, a “Fund”).
DERIVATIVES RISK MANAGEMENT PROGRAM SUPPORT SERVICES ADDENDUMMiller Investment Trust • February 27th, 2023
This Derivatives Risk Management Program Support Services Addendum (this “Addendum”) with an effective date of April 1, 2022 shall be attached to and governed by that certain Fund Services Agreement between Ultimus Fund Solutions, LLC (“Ultimus”) and Miller Investment Trust (the “Trust”) dated October 20, 2021 (the “Agreement). All capitalized terms used herein, unless otherwise defined, have the meaning ascribed to them in the Agreement as it may be supplemented or amended from time to time.
July 15, 2014Miller Investment Trust • July 15th, 2014
NORTHERN LIGHTS COMPLIANCE SERVICES, LLC FORM OF CONSULTING AGREEMENTNorthern Lights Compliance Services • February 28th, 2012 • Miller Investment Trust • New York
This Consulting Agreement (the “Agreement”) is effective January 1, 2012 as amended on October 21, 2011, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and MILLER INVESTMENT TRUST, a registered investment company organized as a Delaware business trust, located at The Wellesley Office Park, 20 William Street, Wellesley, Massachusetts 02481, on behalf of each portfolio series listed on the attached Appendix A (each a “Fund” and collectively “Funds”).
Expense Limitation AgreementMiller Investment Trust • February 28th, 2020 • Miller Investment Trust • New York
EXPENSE LIMITATION AGREEMENT, made as of this 26th day of February, 2016, by and between Wellesley Investment Advisors, Inc. (the "Adviser") and Miller Investment Trust (the "Trust"), on behalf of each series identified and from time to time set forth on Schedule A attached hereto (each, a "Fund").
Form of Letter AgreementForm of Letter Agreement • February 28th, 2012 • Miller Investment Trust
