TO --------------------- Trustee IndentureFriedman Billings Ramsey Group Inc • August 7th, 2003 • Real estate investment trusts • Virginia
Exhibit 4.4Friedman Billings Ramsey Group Inc • August 7th, 2003 • Real estate investment trusts • Virginia
EXHIBIT 1 JOINT FILING AGREEMENT AMONG FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., ERIC F. BILLINGS, AND EMANUEL J. FRIEDMAN WHEREAS, in accordance with Rule 13d-1(k) under the Securities and Exchange Act of 1934 (the "Act"), only one joint statement and...Joint Filing Agreement • September 11th, 2003 • Friedman Billings Ramsey Group Inc • Real estate investment trusts
WHEREAS, in accordance with Rule 13d-1(k) under the Securities and Exchange Act of 1934 (the "Act"), only one joint statement and any amendments thereto need to be filed whenever one or more persons are required to file such a statement or any amendments thereto pursuant to Section 13(d) of the Act with respect to the same securities, provided that said persons agree in writing that such statement or amendments thereto is filed on behalf of each of them;
EXHIBIT 10.1 Master Repurchase Agreement September 1996 Version Dated as of: August 25, 2003 Between: Georgetown Funding Company, LLC, as Buyer (the "Buyer")and Friedman, Billings, Ramsey Group, Inc., as Seller (the "Seller") 1. Applicability From...Repurchase Agreement • September 2nd, 2003 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • New York
Arlington Asset Investment Corp. Up to 1,865,000 Shares of 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: May 16, 2017Equity Distribution Agreement • May 17th, 2017 • Arlington Asset Investment Corp. • Investors, nec • New York
6,000,000 Shares ARLINGTON ASSET INVESTMENT CORP. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 22nd, 2019 • Arlington Asset Investment Corp. • Investors, nec • New York
MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND RBC CAPITAL MARKETS, LLC AS AGENT EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 28th, 2013 • Arlington Asset Investment Corp. • Investors, nec • New York
ARLINGTON ASSET INVESTMENT CORP., a corporation organized under the laws of Virginia (the “Company”) confirms its agreement (this “Agreement”) with RBC CAPITAL MARKETS, LLC (the “Agent”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2021 • Arlington Asset Investment Corp. • Real estate investment trusts • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $33,500,000 of the Company’s 6.00% Senior Notes due 2026 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $5,000,000 aggregate principal amount of the Company’s 6.00% Senior Notes due 2026 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions o
ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 8, 2013Underwriting Agreement • March 13th, 2013 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
FBR CAPITAL MARKETS CORPORATION 12,830,450 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 29th, 2009 • Arlington Asset Investment Corp. • Real estate investment trusts • New York
a duly authorized officer of such Selling Stockholders that purports to list all orders, judgments or decrees binding on such Selling Stockholders, based solely on our review of such orders, judgments or decrees.
------------------------------------------------------------------------------- -------------------------------------------- Weighted average shares outstanding: ------------------------------------------------------------------...Friedman Billings Ramsey Group Inc • May 7th, 2003 • Real estate investment trusts
CREDIT AGREEMENT dated as of July 22, 2004 among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. The Lenders Party Hereto and JPMORGAN CHASE BANK, as Administrative AgentCredit Agreement • July 23rd, 2004 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • New York
CREDIT AGREEMENT dated as of July 22, 2004 among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., the LENDERS party hereto, and JPMORGAN CHASE BANK, as Administrative Agent.
AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • February 29th, 2008 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT (this “Amendment”) is made as of April 5, 2007, by and between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., a Virginia Corporation (“FBR Group”), and FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“FBR Capital Markets”).
AMENDED AND RESTATED VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.), FBR TRS HOLDINGS, INC., FBR CAPITAL MARKETS CORPORATION, FOREST HOLDINGS (ERISA) LLC, and FOREST HOLDINGS LLC dated as...Voting Agreement • May 20th, 2009 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS AMENDED AND RESTATED VOTING AGREEMENT (this “Agreement”) is dated as of May 20, 2009, and is by and among Friedman, Billings, Ramsey Group, Inc. (d/b/a Arlington Asset Investment Corp.), a Virginia corporation (“FBR Group”), FBR TRS Holdings, Inc., a Virginia corporation (“FBR TRS”), FBR Capital Markets Corporation, a Virginia corporation (“FBR” or the “Company”), Forest Holdings (ERISA) LLC, a Delaware limited liability company (“Crestview ERISA”), and Forest Holdings LLC, a Delaware limited liability company (“Crestview LLC” and together with Crestview ERISA, “Crestview”). FBR Group, FBR TRS, the Company, and Crestview are sometimes referred to herein individually as a “Party” and collectively as the “Parties”.
TRADEMARK LICENSE AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.) Dated as of May 20, 2009Trademark License Agreement • May 20th, 2009 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS TRADEMARK LICENSE AGREEMENT (this “Agreement”) is dated as of the May 20, 2009 (the “Effective Date”), and is by and between FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“Licensor”), and FRIEDMAN, BILLINGS, RAMSEY GROUP, Inc (d/b/a ARLINGTON ASSET INVESTMENT CORP.), a Virginia corporation (“Licensee”) (each of Licensor and Licensee a “Party” and collectively, the “Parties”).
SERVICES AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION and FREIDMAN, BILLINGS, RAMSEY GROUP, INC. Dated as of July 20, 2006Services Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS SERVICES AGREEMENT, as amended, modified and in effect from time to time (this “Agreement”), is made as of July 20, 2006, by and between FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“FBR Capital Markets”), and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., a Virginia corporation (“FBR Group”).
REGISTERED PRINCIPAL AMOUNT No.: $ CUSIP No.: _________ Friedman, Billings, Ramsey Group, Inc. [Designation of Subordinated Security] Friedman, Billings, Ramsey Group, Inc., a Virginia corporation (hereinafter called the "Corporation," which term...Friedman Billings Ramsey Group Inc • August 7th, 2003 • Real estate investment trusts
EMPLOYMENT AGREEMENT OF RICHARD J. HENDRIXEmployment Agreement • May 12th, 2008 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of April 30, 2008, is hereby entered into by and between FBR Capital Markets Corporation, a Virginia corporation with its principal place of business at 1001 19 th street North, Arlington, VA 22209 (“FBCM” or the “Company”) and Richard J. Hendrix, residing at the address set forth on the signature page hereof (the “Executive”).
STOCK REPURCHASE AGREEMENTStock Repurchase Agreement • May 20th, 2009 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is dated as of May 18, 2009, and is by and among FBR CAPITAL MARKETS CORPORATION, a corporation organized under the laws of the Commonwealth of Virginia (the “Company”), FBR TRS HOLDINGS, INC., a corporation organized under the laws of the Commonwealth of Virginia (“Seller”), and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.), a corporation organized under the laws of the Commonwealth of Virginia (“Group”). The Company, Seller, and Group are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
AMENDMENT NO. 1 TO EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 10th, 2018 • Arlington Asset Investment Corp. • Investors, nec
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), and JMP Securities LLC (the “Placement Agent”) are parties to that certain Equity Distribution Agreement dated as of February 22, 2017 (the “Original Agreement”). All capitalized terms not defined herein shall have the meanings ascribed to them in the Original Agreement. The parties hereto, intending to be legally bound, hereby agree as follows:
VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., FBR TRS HOLDINGS, INC., FBR CAPITAL MARKETS CORPORATION, FOREST HOLDINGS (ERISA) LLC, and FOREST HOLDINGS LLC dated as of July 20, 2006Voting Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS VOTING AGREEMENT (the “Agreement“), dated as of July 20, 2006, is made by and among Friedman, Billings, Ramsey Group, Inc., a Virginia corporation, (“FBR Group“), FBR TRS Holdings, Inc., a Virginia corporation, (“FBR TRS“), FBR Capital Markets Corporation, a Virginia corporation, (“FBR“ or the “Company“), Forest Holdings (ERISA) LLC, a Delaware limited liability company, (“Crestview ERISA“) and Forest Holdings LLC, a Delaware limited liability company, (“Crestview LLC“ and together with Crestview ERISA, “Purchaser“).
AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF MERGER SUB INC., ARLINGTON ASSET INVESTMENT CORP. and, solely for the limited purposes set forth herein, ELLINGTON FINANCIAL MANAGEMENT LLC Dated as of May 29, 2023Agreement and Plan of Merger • May 31st, 2023 • Arlington Asset Investment Corp. • Real estate investment trusts • Virginia
AGREEMENT AND PLAN OF MERGER, dated as of May 29, 2023 (this “Agreement”), by and among Ellington Financial Inc., a Delaware corporation (“Parent”), EF Merger Sub Inc., a Virginia corporation and a direct wholly owned Subsidiary of Parent (“Merger Sub”), Arlington Asset Investment Corp., a Virginia corporation (the “Company”), and, solely for purposes of Section 2.7, Section 3.1(b)(i)(B), Section 3.3(a), Section 3.3(i), Article V, Section 6.8, Section 6.11, Section 7.2, Section 7.3, Section 8.2(b) and Article IX, Ellington Financial Management LLC, a Delaware limited liability company (“Parent Manager”).
GOVERNANCE AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., FBR TRS HOLDINGS, INC., FOREST HOLDINGS (ERISA) LLC, and FOREST HOLDINGS LLC dated as of July 20, 2006Governance Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • New York
THIS GOVERNANCE AGREEMENT (the “Agreement“), dated as of July 20, 2006, relating to FBR Capital Markets Corporation (“FBR” or the “Company”) is made by and among Friedman, Billings, Ramsey Group, Inc., a Virginia corporation, (“FBR Group“), FBR TRS Holdings, Inc., a Virginia corporation, (“FBR TRS“), Forest Holdings (ERISA) LLC, a Delaware limited liability company (“Crestview ERISA“) and Forest Holdings LLC, a Delaware limited liability company (“Crestview LLC” and, together with Crestview ERISA, “Purchaser”).
FBR CAPITAL MARKETS CORPORATION Incentive Stock Option AgreementIncentive Stock Option Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), dated as of the __ day of _______, 2006, between FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (the “U”), and ___________________ (the “Participant”), is made pursuant and subject to the provisions of the Company’s 2006 Long-Term Incentive Plan (the “U”), a copy of which has been made available to the Participant. All terms used herein that are defined in the Plan have the meaning given them in the Plan.
RIGHTS AGREEMENT dated as of June 5, 2009 between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY LLC Rights AgentRights Agreement • June 5th, 2009 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
RIGHTS AGREEMENT, dated as of June 5, 2009 (the “Agreement”), between Friedman, Billings, Ramsey Group, Inc., a Virginia corporation doing business as Arlington Asset Investment Corp. (the “Company”), and American Stock Transfer & Trust Company LLC, a New York limited liability company (the “Rights Agent”).
CORPORATE AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. dated as of July 20, 2006Corporate Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS CORPORATE AGREEMENT (“Agreement”) is entered into as of July 20, 2006 by and between FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“FBR Capital Markets”) and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., a Virginia corporation (“FBR Group”).
PROFESSIONAL SERVICES AGREEMENTProfessional Services Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts
This PROFESSIONAL SERVICES AGREEMENT, dated as of July 20, 2006 (the “Agreement”), between FBR Capital Markets Corporation, a Virginia Corporation (the “Company”), and Crestview Advisors, L.L.C., a Delaware limited liability company (“Crestview”).
CONTRIBUTION AGREEMENT by and between FBR TRS HOLDINGS, INC. and FBR CAPITAL MARKETS CORPORATION dated as of July 20, 2006Contribution Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS CONTRIBUTION AGREEMENT (this “Agreement”) is made as of this day of July 20, 2006 by and between FBR TRS HOLDINGS, INC., a Virginia corporation (“Contributor”) and FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“Acquirer”).
AMENDMENT NO. 1 TO CORPORATE AGREEMENTCorporate Agreement • February 29th, 2008 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS AMENDMENT NO. 1 TO CORPORATE AGREEMENT (this “Amendment”) is entered into as of April 5, 2007, by and between FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“FBR Capital Markets”), and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., a Virginia corporation (“FBR Group”).
ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • May 20th, 2009 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is dated as of May 20, 2009, and is by and between FBR CAPITAL MARKETS CORPORATION, a corporation organized under the laws of the Commonwealth of Virginia (“CMC”), and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.), a corporation organized under the laws of the Commonwealth of Virginia (“Group”). CMC and Group are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
TAX SHARING AGREEMENT by and between FBR TRS HOLDINGS, INC. and FBR CAPITAL MARKETS CORPORATION dated as of July 20, 2006Tax Sharing Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS TAX SHARING AGREEMENT (“Agreement”) is made and effective as of the 20th day of July 2006, by and between FBR TRS Holdings, Inc., a Virginia corporation (“TRS Holdings”), and FBR Capital Markets Corporation, a Virginia corporation (“FBR Capital Markets”).
TRADEMARK LICENSE AGREEMENT by and between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. and FBR CAPITAL MARKETS CORPORATION dated as of July 20, 2006Trademark License Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
This TRADEMARK LICENSE AGREEMENT (“Agreement”) dated as of the 20th day of July, 2006 (the “Effective Date”) is entered into by and between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., a Virginia corporation (“Licensor”) and FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“Licensee”) (each of Licensor and Licensee a “Party” and collectively, the “Parties”).
TRANSITION SERVICES AGREEMENTTransition Services Agreement • May 20th, 2009 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • Virginia
THIS TRANSITION SERVICES AGREEMENT, as amended, modified and in effect from time to time (this “Agreement”), is made as of May 20, 2009, by and between FBR CAPITAL MARKETS CORPORATION, a Virginia corporation (“FBR Capital Markets”), and FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.), a Virginia corporation (“FBR Group”).
INVESTMENT AGREEMENT by and among FOREST HOLDINGS LLC FOREST HOLDINGS (ERISA) LLC and FBR CAPITAL MARKETS CORPORATION Dated as of July 19, 2006Investment Agreement • July 26th, 2006 • Friedman Billings Ramsey Group Inc • Real estate investment trusts • New York
THIS INVESTMENT AGREEMENT is made and entered into as of the 19th day of July, 2006, by and among Forest Holdings LLC and Forest Holdings (ERISA) LLC (each, a “Purchaser” and, together, the “Purchasers”) and FBR Capital Markets Corporation (the “Company”).
Performance Share Award AgreementPerformance Share Award Agreement • July 15th, 2014 • Arlington Asset Investment Corp. • Investors, nec • Virginia
THIS PERFORMANCE SHARE AWARD AGREEMENT (this “Agreement”), dated as of the __ day of __________, 201_, governs the Performance Share award granted by ARLINGTON ASSET INVESTMENT CORP. (the “Company”), to ____________________ (the “Participant”), in accordance with and subject to the provisions of the Company’s 2014 Long-Term Incentive Plan (the “Plan”). A copy of the Plan has been made available to the Participant. All terms used in this Agreement that are defined in the Plan have the same meaning given them in the Plan.
