MANAGEMENT AGREEMENT TO: Chicken Little Fund Group, Inc. 1310 Papin, Suite 104 St. Louis, MO 63103 Dear Ladies and Gentlemen: Unified Series Trust (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage in the...Management Agreement • June 16th, 2005 • Unified Series Trust • Ohio
Letter AgreementLetter Agreement • August 30th, 2006 • Unified Series Trust
Effective as of September 1, 2006 through August 31, 2007, we hereby agree to waive all or a portion of our management fee and/or reimburse the Fund for expenses it incurs, but only to the extent necessary to maintain the Fund's total annual operating expenses, excluding brokerage costs, borrowing costs (such as interest and dividend expense on securities sold short), taxes and extraordinary expenses, at 1.96% of the average daily net assets of the Fund for that period. Any waiver or reimbursement by us is subject to repayment by the Fund in the three fiscal years following the fiscal year in which the expenses occur; provided that the Fund is able to make the repayment without exceeding the 1.96% expense limitation.
CUSTODY AGREEMENT BETWEEN THE HUNTINGTON NATIONAL BANK AND UNIFIED SERIES TRUSTCustody Agreement • December 31st, 2002 • Unified Series Trust • Ohio
Letter Agreement To: Unified Series Trust 431 North Pennsylvania Street Indianapolis, Indiana 46204 Dear Ladies and Gentlemen: You have engaged us to act as the sole investment advisor to the Leader Short-Term Bond Fund (the "Fund") pursuant to the...Unified Series Trust • February 24th, 2006
You have engaged us to act as the sole investment advisor to the Leader Short-Term Bond Fund (the "Fund") pursuant to the Management Agreement approved by the Board of Trustees on March 14, 2005 and June 29, 2005.
MANAGEMENT AGREEMENT TO: Financial Counselors, Inc. 442 West 47th Street Kansas City, MO 64112 Dear Ladies and Gentlemen: Unified Series Trust (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage in the...Management Agreement • June 15th, 2005 • Unified Series Trust
DISTRIBUTION AGREEMENTDistribution Agreement • June 8th, 2012 • Professionally Managed Portfolios • Wisconsin
THIS AGREEMENT is made and entered into as of the __ day of August, 2012, by and between PROFESSIONALLY MANAGED PORTFOLIOS a Massachusetts business trust (the “Trust”) on behalf of its series, the Becker fund listed on Exhibit A attached hereto (as amended from time to time) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). BECKER CAPITAL MANAGEMENT, INC., the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
CUSTODY AGREEMENTCustody Agreement • July 28th, 2021 • Unified Series Trust • Ohio
THIS AGREEMENT is made and entered into as of this 23rd day of September, 2005, by and between UNIFIED SERIES TRUST, a Ohio business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
MANAGEMENT AGREEMENT TO: Quixote Capital Management, LLC 5619 DTC Parkway, Suite 100, Greenwood Village, CO 80111 Dear Ladies and Gentlemen: Unified Series Trust (the "Trust") herewith confirms our agreement with you. The Trust has been organized to...Management Agreement • September 22nd, 2005 • Unified Series Trust • Ohio
UNIFIED SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • December 30th, 2004 • Unified Series Trust • Indiana
PROFESSIONALLY MANAGED PORTFOLIOS INVESTMENT ADVISORY AGREEMENT With Becker Capital Management, Inc.Investment Advisory Agreement • June 8th, 2012 • Professionally Managed Portfolios • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the __ day of August, 2012, by and between Professionally Managed Portfolios, a Massachusetts business trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund”), and Becker Capital Management, Inc. (the “Advisor”).
MANAGEMENT AGREEMENTManagement Agreement • September 5th, 2023 • Unified Series Trust
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Absolute Convertible Arbitrage Fund (the "Fund").
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 22nd, 2006 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of _______, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 12th, 2014 • 360 Funds • Delaware
THIS AGREEMENT is made and entered into as of ______________, 2014 by and among 360 Funds Trust, a Deleware trust (the "Client"), IMS Capital Management, Inc., an Oregon corporation (the "Adviser") and Foreside Distribution Services, L.P., an Ohio limited partnership (the "Distributor") (each a “Party” and collectively the “Parties”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2021 • Unified Series Trust • Ohio
This Agreement made as of December 31, 2019 by and between Unified Series Trust, an Ohio business trust (the "Trust"), and Ultimus Fund Distributors, LLC, an Ohio limited liability company ("Distributor").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 23rd, 2010 • Unified Series Trust • Ohio
AGREEMENT made as of the 23rd day of December, 2010, by and between Reams Asset Management, a division of Scout Investment Advisors, Inc., with its principal place of business at 227 Washington Street, Columbus, IN 47201, (the “Sub-Advisor”), and SMI Advisory Services, LLC, an Indiana limited liability company located at 11135 West Baker Hollow Road, Columbus, IN 47201 (the “Advisor”).
MUTUAL FUND SERVICES AGREEMENT Fund Administration Services Fund Accounting Services Transfer Agency ServicesMutual Fund Services Agreement • December 31st, 2002 • Unified Series Trust • Indiana
SUBADVISORY AGREEMENTSubadvisory Agreement • September 5th, 2023 • Unified Series Trust
AGREEMENT made as of the 11th day of September, 2023, by and between Absolute Investment Advisers LLC, a Massachusetts limited liability company with its principal office and place of business at 4 North Street, Suite 2, Hingham, MA, 02043 (the “Adviser”) and Kovitz Investment Group Partners, LLC, a Delaware limited liability company with its principal office and place of business at 82 S Barrett Sq 2G, Rosemary Beach FL 32461 (the “Subadviser”).
PARTICIPATION AGREEMENT Among Security Benefit Life Insurance Company, Unified Series Trust, and Little Harbor Advisors, LLCParticipation Agreement • December 3rd, 2021 • Unified Series Trust • Kansas
THIS AGREEMENT, dated as of the 22nd day of November, 2021, by and among Security Benefit Life Insurance Company (the “Company”), a stock life insurance company organized under the laws of the State of Kansas, on its own behalf and on behalf of each segregated asset account of the Company currently in existence or hereafter created, as set forth on Schedule A hereto, which may be updated from time to time for the convenience of the parties, (each an “Account”), Unified Series Trust, an Ohio business trust (the “Fund”), solely on behalf of LHA Tactical Beta Variable Series Fund, a separate series of Unified Series Trust, and Little Harbor Advisors, LLC (the “Adviser”), a Delaware limited liability company
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 22nd, 2006 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this __ day of ________, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENTCustody Agreement • June 13th, 2014 • 360 Funds • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of ___________________________, 2014, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and _________________________________________, a business trust formed under the laws of the State of _______________________ (“Trust”).
BY-LAWS OF UNIFIED SERIES TRUST ARTICLE 1 Agreement and Declaration of Trust and OfficesUnified Series Trust • October 21st, 2002
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 26th, 2021 • Unified Series Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 19th day of November, 2019, between Unified Series Trust, an Ohio business trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
UNIFIED SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • July 28th, 2017 • Unified Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated as of January 1, 2016, by and among Unified Series Trust, an Ohio business trust (the “Trust”), each investment adviser to each series of the Trust as set forth on Exhibit A (each an “Adviser” and, collectively, the “Advisers”), and Unified Financial Securities, LLC, a Delaware limited liability company (the “Distributor”).
AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • August 24th, 2021 • Unified Series Trust • New York
THIS AMENDED AND RESTATED CONSULTING AGREEMENT (this “Agreement”) is made effective April 1, 2021 (the “Effective Date”), and is entered into by and between Unified Series Trust, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • February 26th, 2021 • Unified Series Trust • New York
THIS AGREEMENT, dated as of November 19, 2019, between UNIFIED SERIES TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Ohio and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
CUSTODY AGREEMENTCustody Agreement • November 9th, 2021 • Unified Series Trust • Ohio
THIS AGREEMENT, is made as of October 29, 2021 (the “Agreement”), by and between Unified Series Trust, a Statutory trust organized under the laws of the State of Ohio (the “Company”), and Fifth Third Bank, National Association (“Fifth Third Bank”) (the “Custodian”).
ContractInvestment Company Services Agreement • June 12th, 2014 • 360 Funds • Delaware
This Agreement, effective as of _____________, 2014, by and between 360 Funds (the “Trust”), on behalf of the series identified on Schedule C attached hereto, a Delaware statutory business trust operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and M3Sixty Administration, LLC (“M3Sixty”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 13th, 2014 • 360 Funds • Delaware
This Agreement is made and entered into effective as of_________, by and between the 360 Funds, a Delaware Statutory Business Trust (the “Trust”) on behalf of the series listed on Exhibit A hereto, each a series of shares of the Trust (each, a “Fund”), and IMS Capital Management, Inc., an Oregon corporation (the “Adviser”).
MANAGEMENT AGREEMENT TO: Dobson Capital Management, Inc. 1422 S. Van Ness Street Santa Ana, California 92707 Dear Sirs: Unified Series Trust (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage in the business...Management Agreement • April 21st, 2005 • Unified Series Trust • Ohio
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 12th, 2014 • 360 Funds
This Agreement is effective as of May __, 2014, by and between the series of shares of 360 Funds, a Delaware statutory trust (the “Trust”) identified on Exhibit A hereto (each, a “Fund”) and IMS Capital Management, Inc., an Oregon corporation (the “Adviser”).
UNIFIED SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2016 • Unified Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated as of January 1, 2016, by and among Unified Series Trust, an Ohio business trust (the “Trust”), each investment adviser to each series of the Trust as set forth on Exhibit A (each an “Adviser” and, collectively, the “Advisers”), and Unified Financial Securities, LLC, a Delaware limited liability company (the “Distributor”).
UNIFIED SERIES TRUST AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT fisher investments institutional group U.S. LARGE CAP EQUITY ENVIRONMENTAL AND SOCIAL VALUES fundExpense Limitation Agreement • December 28th, 2023 • Unified Series Trust • Ohio
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 29th day of December, 2023, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Fisher Asset Management, LLC (the “Adviser”), and amends and restates the Operating Expense Limitation Agreement dated October 16, 2019, as amended December 29, 2021 and December 29, 2022, between the Trust and the Adviser.
PROFESSIONALLY MANAGED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 8th, 2012 • Professionally Managed Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ___ day of August, 2012, by and between Professionally Managed Portfolios, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A, which may be amended from time to time (each a “Fund”), and the Advisor of each Fund, Becker Capital Management, Inc. (the “Advisor”).
UNIFIED SERIES TRUST OPERATING EXPENSE LIMITATION AGREEMENT APPLESEED FUNDOperating Expense Limitation Agreement • January 26th, 2018 • Unified Series Trust • Ohio
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of February, 2018, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Pekin Singer Strauss Asset Management, Inc. (the “Adviser”).
MANAGEMENT AGREEMENT TO: StoneRidge Investment Partners, LLC 3421 Saint Davids Road Newtown Square, PA 19073 Dear Sirs: Unified Series Trust (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage in the business...Management Agreement • December 31st, 2002 • Unified Series Trust • Ohio
