Principal Financial Group Inc Sample Contracts

AutoNDA by SimpleDocs
EXHIBIT 4.16 AMENDED AND RESTATED TRUST AGREEMENT
Trust Agreement • December 19th, 2003 • Principal Financial Group Inc • Accident & health insurance • Delaware
SECTION A TRUST AGREEMENT
License Agreement • January 25th, 2006 • Principal Financial Group Inc • Accident & health insurance • New York
TRUST AGREEMENT Among
Trust Agreement • December 19th, 2003 • Principal Financial Group Inc • Accident & health insurance • Delaware
ARTICLE 3 DELIVERY OF FUNDING AGREEMENTS AND GUARANTEES
Custodial Agreement • January 25th, 2006 • Principal Financial Group Inc • Accident & health insurance • New York
PRINCIPAL FINANCIAL GROUP, INC. and PRINCIPAL FINANCIAL SERVICES, INC., as guarantor to THE BANK OF NEW YORK TRUST COMPANY, N.A., as Trustee JUNIOR SUBORDINATED INDENTURE Dated as of
Principal Financial Group Inc • June 11th, 2008 • Accident & health insurance • New York

JUNIOR SUBORDINATED INDENTURE, dated as of , among PRINCIPAL FINANCIAL GROUP, INC., a Delaware corporation (the “Company”), PRINCIPAL FINANCIAL SERVICES, INC., an Iowa corporation and wholly-owned subsidiary of the Company, as guarantor (the “Subsidiary Guarantor”), each having its principal office at 711 High Street, Des Moines, Iowa 50392 and THE BANK OF NEW YORK TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee”).

WITNESSETH:
Rights Agreement • June 8th, 2001 • Principal Financial Group Inc • Delaware
TO THE BANK OF NEW YORK Trustee
Principal Financial Group Inc • February 23rd, 2004 • Accident & health insurance • New York
TO
Principal Financial Group Inc • February 23rd, 2004 • Accident & health insurance • New York
ARTICLE I. DEFINITIONS
Employment Agreement • June 8th, 2001 • Principal Financial Group Inc
1 EXHIBIT 1.1 PRINCIPAL FINANCIAL GROUP, INC. COMMON STOCK, $.01 PAR VALUE UNDERWRITING AGREEMENT (U.S. VERSION)
Principal Financial Group Inc • August 29th, 2001 • Accident & health insurance • New York
ARTICLE I DEFINITIONS
Expense and Indemnity Agreement • December 22nd, 2005 • Principal Financial Group Inc • Accident & health insurance • New York
TO
Principal Financial Group Inc • December 19th, 2003 • Accident & health insurance • New York
TO THE BANK OF NEW YORK Trustee
Principal Financial Group Inc • December 19th, 2003 • Accident & health insurance • New York
GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November 16, 2012
Guarantee • November 16th, 2012 • Principal Financial Group Inc • Accident & health insurance • New York

This Guarantee (this “Guarantee”) is made and entered into as of November 16, 2012, from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Guarantor,” which term includes any successor hereunder), to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Indenture hereinafter referred to). Defined terms used herein without definition shall have the meanings given to them in the Senior Indenture, dated as of May 21, 2009, among Principal Financial Group, Inc., a Delaware corporation (the “Company,” as further defined in the Indenture hereinafter referred to), the Guarantor and the Trustee, as supplemented by the Sixth Supplemental Indenture, dated as of November 16, 2012, among the Company, the Guarantor and the Trustee with respect to the S

AutoNDA by SimpleDocs
GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of March 8, 2023 GUARANTEE
Guarantee • March 8th, 2023 • Principal Financial Group Inc • Accident & health insurance • New York

This Guarantee (this “Guarantee”) is made and entered into as of March 8, 2023 from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Guarantor,” which term includes any successor hereunder), to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Indenture hereinafter referred to). Defined terms used herein without definition shall have the meanings given to them in the Senior Indenture, dated as of May 21, 2009, among Principal Financial Group, Inc., a Delaware corporation (the “Company,” as further defined in the Indenture hereinafter referred to), the Guarantor and the Trustee, as supplemented by the Fifteenth Supplemental Indenture, dated as of March 8, 2023, among the Company, the Guarantor and the Trustee with respect to the Senior

Principal Financial Group, Inc. Underwriting Agreement
Underwriting Agreement • October 17th, 2006 • Principal Financial Group Inc • Accident & health insurance • New York

Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated As representatives of the several Underwriters named in Schedule I hereto c/o Goldman, Sachs & Co. 85 Broad Street New York, New York 10004

4.350% Senior Notes due 2043 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee SEVENTH SUPPLEMENTAL INDENTURE Dated as of November 16, 2012
Indenture • November 16th, 2012 • Principal Financial Group Inc • Accident & health insurance • New York

SEVENTH SUPPLEMENTAL INDENTURE, dated as of November 16, 2012, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company,” as further defined in the Original Indenture hereinafter referred to), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (the “Guarantor,” as further defined in the Original Indenture hereinafter referred to), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Original Indenture hereinafter referred to).

PRINCIPAL FINANCIAL GROUP, INC. and PRINCIPAL FINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee JUNIOR SUBORDINATED INDENTURE Dated as of May 7, 2015
Principal Financial • May 7th, 2015 • Principal Financial Group Inc • Accident & health insurance • New York

JUNIOR SUBORDINATED INDENTURE, dated as of May 7, 2015, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company,” as such term is further defined herein), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Subsidiary Guarantor,” as such term is further defined herein), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as Trustee (herein called the “Trustee,” as such term is further defined herein).

5.500% Senior Notes due 2053 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee SIXTEENTH SUPPLEMENTAL INDENTURE Dated as of March 8, 2023
Principal Financial Group Inc • March 8th, 2023 • Accident & health insurance • New York

SIXTEENTH SUPPLEMENTAL INDENTURE, dated as of March 8, 2023, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company,” as further defined in the Original Indenture hereinafter referred to), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (the “Guarantor,” as further defined in the Original Indenture hereinafter referred to), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Original Indenture hereinafter referred to).

4.300% Senior Notes due 2046 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee TENTH SUPPLEMENTAL INDENTURE Dated as of November 10, 2016
Guarantee • November 10th, 2016 • Principal Financial Group Inc • Accident & health insurance • New York

TENTH SUPPLEMENTAL INDENTURE, dated as of November 10, 2016, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company,” as further defined in the Original Indenture hereinafter referred to), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (the “Guarantor,” as further defined in the Original Indenture hereinafter referred to), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Original Indenture hereinafter referred to).

100,000,000 2.125% Senior Notes due 2030 Underwriting Agreement
Underwriting Agreement • August 6th, 2020 • Principal Financial Group Inc • Accident & health insurance • New York
PRINCIPAL LIFE INSURANCE COMPANY Secured Medium-Term Notes Program Principal® Life CoreNotes® Program Secured Medium-Term Notes Retail Program DISTRIBUTION AGREEMENT
Distribution Agreement • February 14th, 2006 • Principal Financial Group Inc • Accident & health insurance • New York

This letter is governed by, and shall be construed in accordance with, the laws of the State of New York. The provisions of Section 19 of the Distribution Agreement shall apply to this letter as if set out herein in full.

Principal Financial Group, Inc. $400,000,000 3.400% Senior Notes due 2025
Underwriting Agreement • May 7th, 2015 • Principal Financial Group Inc • Accident & health insurance • New York

Principal Financial Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), and for whom each of you are acting as representatives (the “Representatives”), an aggregate of $400,000,000 principal amount of the Company’s 3.400% Senior Notes due 2025 (the “Securities”) to be issued pursuant to the Indenture (as defined below).

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • May 7th, 2008 • Principal Financial Group Inc • Accident & health insurance

This AMENDMENT, dated as of March 20, 2008, by and between Principal Financial Group, Inc., a Delaware corporation (together with all successors thereto “PFGI”), Principal Financial Securities, Inc., an Iowa corporation, and Principal Life Insurance Company, an Iowa corporation (together with all successors thereto “Life”) (each of the foregoing referred to individually as a “Company” or, collectively, as “Companies”) and J. Barry Griswell (“Executive”), is to that certain Employment Agreement dated as of April 1, 2004, by and between Companies and Executive (as supplemented to date, the “Agreement”).

AMENDMENT NO. 1 AND WAIVER TO THE STOCK PURCHASE AGREEMENT
The Stock Purchase Agreement • February 28th, 2007 • Principal Financial Group Inc • Accident & health insurance • New York

The undersigned, as parties to the Stock Purchase Agreement, dated as of July 25, 2006 (the "Agreement"), by and among Washington Mutual, Inc., a Washington corporation, New American Capital, Inc., a Delaware corporation, Principal Financial Group, Inc., a Delaware corporation, and Principal Management Corporation, an Iowa corporation, desire to amend, effective as of December 29, 2006, the Agreement. Capitalized terms used herein without definition shall have the respective meanings set forth in the Agreement.

UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY SECURITY ISSUED IS REGISTERED IN...
Principal Financial Group Inc • October 17th, 2006 • Accident & health insurance

THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF DTC OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN DTC OR SUCH NOMINEE, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.

PRINCIPAL FINANCIAL GROUP, INC. AND PRINCIPAL LIFE INSURANCE COMPANY CHANGE OF CONTROL EMPLOYMENT AGREEMENT
Waiver and Release • February 16th, 2011 • Principal Financial Group Inc • Accident & health insurance • Iowa

In consideration of Executive’s continued participation in the Companies’ equity awards program, this Agreement, dated as of December 31, 2010 (the “Agreement Date”) is made by and among Principal Financial Group, Inc., a Delaware corporation (together with all successors thereto, “PFG”), Principal Financial Services, Inc., an Iowa corporation, and Principal Life Insurance Company, an Iowa corporation (together with all successors thereto, “Life”) (each of the foregoing referred to individually as a “Company” or collectively as “Companies”), and (“Executive”).

Time is Money Join Law Insider Premium to draft better contracts faster.