Principal Financial Group Inc Sample Contracts

Principal Financial Group Inc – Principal Announces Second Quarter 2019 Results (July 26th, 2019)

Net income attributable to PFG for second quarter 2019 of $386.3 million, compared to $456.6 million for second quarter 2018. Net income per diluted share of $1.37 for second quarter 2019 compared to $1.58 in the prior year quarter. Second quarter 2018 net income benefited from a $99.5 million after-tax gain related to a sale of an equity method investment.

Principal Financial Group Inc – 3.700% Senior Notes due 2029 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee THIRTEENTH SUPPLEMENTAL INDENTURE Dated as of May 10, 2019 (May 10th, 2019)

THIRTEENTH SUPPLEMENTAL INDENTURE, dated as of May 10, 2019, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company,” as further defined in the Original Indenture hereinafter referred to), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (the “Guarantor,” as further defined in the Original Indenture hereinafter referred to), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Original Indenture hereinafter referred to).

Principal Financial Group Inc – Principal Financial Group, Inc. $500,000,000 3.700% Senior Notes due 2029 (May 10th, 2019)
Principal Financial Group Inc – 3.700% Senior Notes due 2029 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 10, 2019 (May 10th, 2019)

This Guarantee (this “Guarantee”) is made and entered into as of May 10, 2019 from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Guarantor,” which term includes any successor hereunder), to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Indenture hereinafter referred to).  Defined terms used herein without definition shall have the meanings given to them in the Senior Indenture, dated as of May 21, 2009, among Principal Financial Group, Inc., a Delaware corporation (the “Company,” as further defined in the Indenture hereinafter referred to), the Guarantor and the Trustee, as supplemented by the Thirteenth Supplemental Indenture, dated as of May 10, 2019, among the Company, the Guarantor and the Trustee with respect to the Senior

Principal Financial Group Inc – Principal Announces First Quarter 2019 Results (April 26th, 2019)

Net income attributable to PFG for first quarter 2019 of $429.9 million, compared to $397.1 million for first quarter 2018. Net income per diluted share of $1.53 for first quarter 2019 compared to $1.36 in prior year quarter.

Principal Financial Group Inc – Forward looking statements Certain statements made by the company which are not historical facts may be considered forward-looking statements, including, without limitation, statements as to non-GAAP operating earnings, net income attributable to PFG, net cash flow, realized and unrealized gains and losses, capital and liquidity positions, sales and earnings trends, and management’s beliefs, expectations, goals and opinions. The company does not undertake to update these statements, which are based on a number of assumptions concerning future conditions that may ultimately prove to be inaccura (April 9th, 2019)
Principal Financial Group Inc – Principal Announces Fourth Quarter and Full Year 2018 Results (January 29th, 2019)

Net income attributable to PFG for fourth quarter 2018 of $236.5 million, compared to $841.8 million for fourth quarter 2017. Net income per diluted share of $0.83 for fourth quarter 2018 compared to $2.87 in prior year quarter. For the 12 months ending Dec. 31, 2018, net income attributable to PFG of $1,546.5 million, or $5.36 per diluted share, compared to a record $2,310.4 million, or $7.88 per diluted share, for the 12 months ending Dec. 31, 2017. 2017 net income includes a $568.3 million net benefit from the Tax Cuts and Jobs Act in fourth quarter and a $410.8 million benefit from a real estate exchange with one of our joint venture partners in third quarter.

Principal Financial Group Inc – Principal announces 2019 outlook and long-term guidance (December 3rd, 2018)

(Des Moines, Iowa) - Principal Financial Group, Inc. (Nasdaq: PFG) today announced certain business unit outlook metrics and capital deployment plans for 2019 and updated long-term guidance. These metrics provide greater clarity around the key drivers of earnings growth for each of the business units. Company senior leaders will provide additional detail on guidance, discuss potential impacts from recent market volatility on fourth quarter 2018 results, and answer questions during a 60-minute conference call at 10:00 a.m. EST today, Dec. 3, 2018. Slides related to the 2019 outlook are available now at principal.com/investor.

Principal Financial Group Inc – Posted on PFG website: 12/3/2018 Forward looking statements Certain statements made by the company which are not historical facts may be considered forward- looking statements, including, without limitation, statements as to non-GAAP operating earnings, net income attributable to PFG, net cash flows, realized and unrealized gains and losses, capital and liquidity positions, sales and earnings trends, and management’s beliefs, expectations, goals and opinions. The company does not undertake to update these statements, which are based on a number of assumptions concerning future conditions that m (December 3rd, 2018)
Principal Financial Group Inc – Forward looking statements Certain statements made by the company which are not historical facts may be considered forward-looking statements, including, without limitation, statements as to non-GAAP operating earnings, net income attributable to PFG, net cash flows, realized and unrealized gains and losses, capital and liquidity positions, sales and earnings trends, and management’s beliefs, expectations, goals and opinions. The company does not undertake to update these statements, which are based on a number of assumptions concerning future conditions that may ultimately prove to be inaccur (November 15th, 2018)
Principal Financial Group Inc – Principal Announces Third Quarter 2018 Results (October 25th, 2018)

Net income attributable to PFG for third quarter 2018 of $456.3 million, compared to $810.2 million for third quarter 2017. Net income per diluted share of $1.59 for third quarter 2018 compared to $2.76 in prior year quarter.

Principal Financial Group Inc – Principal Announces New Leaders in Global Asset Management (September 10th, 2018)

(Des Moines, Iowa) - Principal Financial Group® announced top leadership appointments today to its $667 billion1 global asset management platform.

Principal Financial Group Inc – Principal® Announces Second Quarter 2018 Results (July 27th, 2018)

Net income attributable to PFG for second quarter 2018 increased 48 percent to $456.6 million, compared to $309.5 million for second quarter 2017. Net income per diluted share of $1.58 for second quarter 2018 compared to $1.06 in prior year quarter. The company benefited from a $99.5 million after-tax gain related to a sale of an equity method investment.

Principal Financial Group Inc – Principal® Announces First Quarter 2018 Results (April 26th, 2018)

Net income attributable to PFG for first quarter 2018 of $397.1 million, compared to $348.9 million for first quarter 2017. Net income per diluted share of $1.36 for first quarter 2018 compared to $1.19 in prior year quarter.

Principal Financial Group Inc – PRINCIPAL FINANCIAL GROUP, INC. AMENDED AND RESTATED BY‑LAWS Effective February 27, 2018 (March 2nd, 2018)
Principal Financial Group Inc – Principal® Announces Fourth Quarter and Full Year 2017 Results (January 29th, 2018)

Net income attributable to PFG for fourth quarter 2017 of $841.8 million, compared to $318.0 million for fourth quarter 2016. Net income per diluted share of $2.87 for fourth quarter 2017 compared to $1.09 in prior year quarter. For the 12 months ending Dec. 31, 2017, net income attributable to PFG of $2,310.4 million, or $7.88 per diluted share, up 75 percent compared to $1,316.5 million, or $4.50 per diluted share, for the 12 months ending Dec. 31, 2016. Net Income in the fourth quarter 2017 benefited from the Tax Cuts and Jobs Act that was signed into law in December 2017. The net financial impacts were reflected in Other After-Tax Adjustments and were excluded from non-GAAP operating earnings. The impact included:

Principal Financial Group Inc – Principal announces outlook for 2018 (December 12th, 2017)

(Des Moines, Iowa) - Principal Financial Group, Inc. (NYSE:PFG) today announced certain business unit outlook metrics and an update on capital deployment plans for 2018. These metrics provide greater clarity around the key drivers of earnings growth for each of the business units. Company senior leaders will provide additional detail and answer questions during a 30-minute conference call at 10:00 a.m. EST today, Dec. 12, 2017. Slides related to the 2018 outlook are now available at principal.com/investor.

Principal Financial Group Inc – Principal® Announces Third Quarter 2017 Results (October 27th, 2017)

Net income attributable to PFG for third quarter 2017 of $810.2 million, compared to $308.2 million for third quarter 2016. Net income per diluted share of $2.76 for third quarter 2017 compared to $1.06 in prior year quarter. Net income benefited $410.8 million from a real estate exchange with one of our joint venture partners.

Principal Financial Group Inc – Principal® Announces Second Quarter 2017 Results (July 28th, 2017)

Net income attributable to PFG for second quarter 2017 of $309.5 million, compared to $322.3 million for second quarter 2016. Net income per diluted share of $1.06 for second quarter 2017 was down 4 percent compared to $1.10 in prior year quarter.

Principal Financial Group Inc – Principal® Announces First Quarter 2017 Results (April 27th, 2017)

Net income available to common stockholders for first quarter 2017 of $348.9 million, compared to $368.0 million for first quarter 2016. Net income per diluted share of $1.19 for first quarter 2017 was down 5 percent, compared to $1.25 in prior year quarter, which had favorable derivative marks driven by interest rate volatility.

Principal Financial Group Inc – Principal® Announces Fourth Quarter and Full-Year 2016 Results (January 30th, 2017)

Net income available to common stockholders for fourth quarter 2016 increased 25 percent to $318.0 million, compared to $253.6 million for fourth quarter 2015. Net income per diluted share of $1.09 for fourth quarter 2016 was up 27 percent, compared to $0.86 in prior year quarter. For the 12 months ending Dec. 31, 2016, net income available to common stockholders was a record $1,316.5 million, or $4.50 per diluted share, up 9 percent compared to $1,209.3 million, or $4.06 per diluted share, for the 12 months ending Dec. 31, 2015.

Principal Financial Group Inc – PRINCIPAL FINANCIAL GROUP ANNOUNCES OUTLOOK FOR 2017 (December 6th, 2016)

(Des Moines, Iowa) - Principal Financial Group, Inc. (NYSE:PFG) today announced certain business unit outlook metrics and an update on capital deployment plans for 2017. These metrics provide greater clarity of key drivers of earnings growth for each of the business units. There is a 30-minute conference call at 10:00 a.m. EST today, Dec. 6, 2016. Company senior leaders will provide additional detail and answer questions. Slides related to the 2017 outlook are now available at www.principal.com/investor.

Principal Financial Group Inc – Principal Financial Group, Inc. $350,000,000 3.100% Senior Notes due 2026 $300,000,000 4.300% Senior Notes due 2046 (November 10th, 2016)
Principal Financial Group Inc – 4.300% Senior Notes due 2046 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee TENTH SUPPLEMENTAL INDENTURE Dated as of November 10, 2016 (November 10th, 2016)

TENTH SUPPLEMENTAL INDENTURE, dated as of November 10, 2016, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company,” as further defined in the Original Indenture hereinafter referred to), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (the “Guarantor,” as further defined in the Original Indenture hereinafter referred to), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Original Indenture hereinafter referred to).

Principal Financial Group Inc – 4.300% Senior Notes due 2046 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November 10, 2016 (November 10th, 2016)

This Guarantee (this “Guarantee”) is made and entered into as of November 10, 2016 from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Guarantor,” which term includes any successor hereunder), to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Indenture hereinafter referred to). Defined terms used herein without definition shall have the meanings given to them in the Senior Indenture, dated as of May 21, 2009, among Principal Financial Group, Inc., a Delaware corporation (the “Company,” as further defined in the Indenture hereinafter referred to), the Guarantor and the Trustee, as supplemented by the Tenth Supplemental Indenture, dated as of November 10, 2016, among the Company, the Guarantor and the Trustee with respect to the Se

Principal Financial Group Inc – 3.100% Senior Notes due 2026 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November 10, 2016 (November 10th, 2016)

This Guarantee (this “Guarantee”) is made and entered into as of November 10, 2016 from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Guarantor,” which term includes any successor hereunder), to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Indenture hereinafter referred to). Defined terms used herein without definition shall have the meanings given to them in the Senior Indenture, dated as of May 21, 2009, among Principal Financial Group, Inc., a Delaware corporation (the “Company,” as further defined in the Indenture hereinafter referred to), the Guarantor and the Trustee, as supplemented by the Ninth Supplemental Indenture, dated as of November 10, 2016, among the Company, the Guarantor and the Trustee with respect to the Se

Principal Financial Group Inc – 3.100% Senior Notes due 2026 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee NINTH SUPPLEMENTAL INDENTURE Dated as of November 10, 2016 (November 10th, 2016)

NINTH SUPPLEMENTAL INDENTURE, dated as of November 10, 2016, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company,” as further defined in the Original Indenture hereinafter referred to), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (the “Guarantor,” as further defined in the Original Indenture hereinafter referred to), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Original Indenture hereinafter referred to).

Principal Financial Group Inc – Principal Financial Group Announces Tender Offers for Outstanding Debt Securities (November 3rd, 2016)

(Des Moines, Iowa) — Principal Financial Group, Inc. (NYSE: PFG) (the “Company” or “Principal”) today announced that it has commenced individual tender offers to purchase for cash the debt securities listed in the tables below (collectively, the “Securities” and each, a “series”).

Principal Financial Group Inc – Principal Financial Group® Announces Third Quarter 2016 Results (October 27th, 2016)

Net income available to common stockholders for third quarter 2016 increased 3 percent to $308.2 million, compared to $300.4 million for third quarter 2015. Net income per diluted share of $1.06 for third quarter 2016 was up 5 percent, compared to $1.01 in prior year quarter.

Principal Financial Group Inc – INDEMNIFICATION AGREEMENT (August 3rd, 2016)

Indemnification Agreement, dated as of June 9, 2016, between Principal Financial Group, Inc., a Delaware corporation (the “Company”), and _____ (“Indemnitee”).

Principal Financial Group Inc – Principal Financial Group® Announces Second Quarter 2016 Results (July 28th, 2016)

Net income available to common stockholders for second quarter 2016 increased 34 percent to $322.3 million, or $1.10 per diluted share, compared to $241.1 million, or $0.81 per diluted share for second quarter 2015.

Principal Financial Group Inc – Principal Financial Group® Announces First Quarter 2016 Results (April 29th, 2016)

Operating earnings of $286.3 million for first quarter 2016, compared to $326.4 million for first quarter 2015. Operating earnings per diluted share (EPS) of $0.97 for first quarter 2016, compared to $1.09 for first quarter 2015.

Principal Financial Group Inc – THE NONQUALIFIED DEFERRED COMPENSATION PLAN FOR SELECT INVESTMENT PROFESSIONALS OF PRINCIPAL FINANCIAL GROUP, INC. AND AFFILIATES (Effective January 1, 2016) (February 10th, 2016)

The Company has established the Nonqualified Deferred Compensation Plan for Select Investment Professionals of Principal Financial Group, Inc. and Affiliates for the benefit of a select group of management and highly compensated employees, who, due to the amount of their compensation, are unable to fully participate in the elective deferral contributions available to the other eligible participants in the Associated Plan.

Principal Financial Group Inc – THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR EMPLOYEES (Amended and Restated Effective January 1, 2016) (February 10th, 2016)

The Company maintains THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR EMPLOYEES for the benefit of a select group of management and highly compensated employees, who, due to the amount of their compensation, are unable to fully participate in the elective deferral and matching contributions available to the other eligible participants in the Associated Plan.

Principal Financial Group Inc – THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR INDIVIDUAL FIELD (Amended and Restated Effective January 1, 2016) (February 10th, 2016)

The Company maintains THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR INDIVIDUAL FIELD for the benefit of a select group of Agents, who, due to the amount of their compensation, are unable to fully participate in the elective deferral and matching contributions available to the other eligible participants in the Associated Plan.