Exhibit No. EX-99.e DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the 1st day of November, 2003, by and among Jacob Internet Fund Inc., a Maryland corporation (the "Corporation"), Jacob Asset Management of New York LLC, a New...Distribution Agreement • December 29th, 2003 • Jacob Internet Fund Inc • Delaware
Exhibit No. EX-99.m.2 SHAREHOLDER SERVICING AGREEMENT JACOB INTERNET FUND INC. (the "Fund")Shareholder Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc
Exhibit No. EX-99.h.2.d AMENDMENT TO TRANSFER AGENT AGREEMENT THIS AMENDMENT, dated as of October 1, 2003 amends that certain Transfer Agent Agreement dated August 27, 1999, as may be amended from time to time, (the "Agreement") by and between Jacob...Transfer Agent Agreement • December 29th, 2003 • Jacob Internet Fund Inc
Exhibit No. EX-99.h.3 FUND ACCOUNTING SERVICING AGREEMENT This Agreement between Jacob Internet Fund, a Maryland Corporation (hereinafter called the "Company"), on behalf of its separate series of shares ("Series") or classes of such Series...Fund Accounting Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc • Wisconsin
Exhibit No. EX-99.h.2 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 27th day of August, 1999, by and between Jacob Internet Fund, a Maryland Corporation organized under the laws of the State of Maryland...Transfer Agent Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc • Wisconsin
Exhibit No. EX-99.h.1 FUND ADMINISTRATION SERVICING AGREEMENT This Agreement is made and entered into as of this 27th day of August, 1999, by and between Jacob Internet Fund, a Maryland Corporation organized under the laws of the State of Maryland...Fund Administration Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc • Wisconsin
EXHIBIT NO. EX-99.e DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the 1st day of March, 2002, by and among Jacob Internet Fund Inc., a Maryland corporation (the "Corporation"), Jacob Asset Management of New York LLC, a New York...Distribution Agreement • December 27th, 2002 • Jacob Internet Fund Inc • Delaware
FORM OF INVESTMENT ADVISORY AGREEMENT JACOB INTERNET FUND INC.Investment Advisory Agreement • September 24th, 1999 • Jacob Internet Fund Inc
Exhibit No. EX-99.d INVESTMENT ADVISORY AGREEMENT JACOB INTERNET FUND INC.Investment Advisory Agreement • December 29th, 2003 • Jacob Internet Fund Inc
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 22nd, 2021 • Jacob Funds Inc. • Delaware
This Distribution Agreement (the “Agreement”) is made this 15th day of June 2021, by and between Jacob Funds Inc., a Maryland corporation (the “Company”) having its principal place of business at 727 2nd Street #106, Hermosa Beach, CA 90254, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E. Kilbourn Avenue, Suite 2200, Milwaukee, WI 53202.
JACOB INTERNET FUND INC. FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 23rd, 2011 • Jacob Funds Inc. • Wisconsin
THIS AGREEMENT, originally made and entered into in 1999, by and between JACOB INTERNET FUND INC., a Maryland corporation, (the “Corporation”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”) is amended and restated as of March 27, 2006.
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • September 24th, 1999 • Jacob Internet Fund Inc
ContractJacob Funds Inc. • August 2nd, 2010
On February 12, 2010 the shareholders of the Wisdom Fund (“Acquired Fund”) approved an Agreement and Plan of Reorganization (“Reorganization Plan”), which qualified as a tax-free exchange for federal income tax purposes, providing for the transfer of assets and the assumption of liabilities of the Acquired Fund to the Jacob Wisdom Fund (“Acquiring Fund”), a newly created series of the Corporation. The Reorganization Plan provided for the acquisition by the Acquiring Fund of all of the assets of the Acquired Fund in exchange solely for the assumption of all of the liabilities of the Acquired Fund and the issuance of shares of the newly created Acquiring Fund distributed pro rata by the Acquired Fund to its shareholders in complete liquidation and termination of the Acquired Fund (“Reorganization”). The Acquiring Fund adopted all of the history of the Acquiring Fund. The Institutional Class, Investor Class, Class B and Class C Shares of the Acquired Fund were combined into a single class
FORM OF CUSTODIAN SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 27th day of August, 1999, by and between Jacob Internet Fund (hereinafter referred to as the "Company") and Firstar Bank Milwaukee, N.A., a limited liability...Form of Custodian Servicing Agreement • September 24th, 1999 • Jacob Internet Fund Inc
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • January 30th, 2013 • Jacob Funds Inc. • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of November 7, 2012, among JACOB FUNDS, INC., a Maryland corporation, with its principal place of business at 653 Manhattan Beach Blvd. #J, Manhattan Beach, California 90266 (“Corporation”), on behalf of Jacob Micro Cap Growth Fund, a segregated portfolio of assets (“series”) thereof (“New Fund”), JACOB FUNDS II (formerly “Pinebridge Mutual Funds”), a Delaware statutory trust, with its principal place of business also at 653 Manhattan Beach Blvd. #J, Manhattan Beach, California 90266 (“Trust”), on behalf of its Jacob Micro Cap Growth Fund (formerly “PineBridge US Micro Cap Growth Fund”) series (“Old Fund”), and, solely for purposes of paragraphs 3.4 and 6.2, Jacob Asset Management of New York LLC (“Adviser”). (Each of Corporation and Trust is sometimes referred to herein as an “Investment Company,” and each of New Fund and Old Fund is sometimes referred to herein as a “Fund.”) Notwithstanding anything to
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • April 29th, 2013 • Jacob Funds Inc. • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of November 7, 2012, among JACOB FUNDS, INC., a Maryland corporation, with its principal place of business at 653 Manhattan Beach Blvd. #J, Manhattan Beach, California 90266 (“Corporation”), on behalf of Jacob Small Cap Growth Fund, a segregated portfolio of assets (“series”) thereof (“Acquiring Fund”), JACOB FUNDS II (formerly “Pinebridge Mutual Funds”), a Delaware statutory trust, with its principal place of business also at 653 Manhattan Beach Blvd. #J, Manhattan Beach, California 90266 (“Trust”), on behalf of its Jacob Small Cap Growth Fund II (formerly “PineBridge US Small Cap Growth Fund”) series (“Target”), and, solely for purposes of paragraphs 4.4 and 7.2, Jacob Asset Management of New York LLC (“Adviser”). (Each of Corporation and Trust is sometimes referred to herein as an “Investment Company,” and each of Acquiring Fund and Target is sometimes referred to herein as a “Fund.”) Notwithstanding
Jacob Funds Inc. Fee Waiver AgreementWaiver Agreement • December 29th, 2010 • Jacob Funds Inc.
This agreement is made effective as of the 18th day of February, 2010, by and between Jacob Funds Inc., a Maryland corporation, on behalf of the Jacob Wisdom Fund series (the “Fund”), and Jacob Asset Management of New York LLC, a Delaware limited liability company (the “Adviser”).
Exhibit No. EX-99.h.3.a JACOB INTERNET FUND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund, a...Accounting Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc
THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund, a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
EXHIBIT NO. EX-99.h.2.a JACOB INTERNET FUND INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund...Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc
THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
EXHIBIT NO. EX-99.h.1.a JACOB INTERNET FUND INC. AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Fund Administration Servicing Agreement dated as of August 27, 1999, by and between Jacob...Administration Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc
THIS AMENDMENT dated as of January 1, 2002 to the Fund Administration Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
AMENDED AND RESTATED CUSTODY AGREEMENTAmended And • December 23rd, 2011 • Jacob Funds Inc. • Minnesota
THIS AGREEMENT (the “Agreement”) is by and between JACOB FUNDS INC., a Maryland corporation previously named Jacob Internet Fund Inc. (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
ContractInvestment Advisory Agreement • December 29th, 2010 • Jacob Funds Inc. • Maryland
FORM OF SHAREHOLDER SERVICING AGREEMENT JACOB INTERNET FUND INC. (the "Fund") Jacob Asset Management LLC 1675 Broadway New York, New York 10019 Gentlemen: We herewith confirm our agreement with you as follows: 1. We hereby employ you, pursuant to the...Form of Shareholder Servicing Agreement • September 24th, 1999 • Jacob Internet Fund Inc
Exhibit No. EX-99.h.2.c AMENDMENT TO TRANSFER AGENT AGREEMENT THIS AMENDMENT, dated as of July 24, 2002, modifies the Transfer Agent Agreement dated August 27, 1999, as amended, by and between U.S. Bancorp Fund Services, LLC (the "Transfer Agent") and...Transfer Agent Agreement • December 29th, 2003 • Jacob Internet Fund Inc
ContractInvestment Advisory Agreement • December 23rd, 2014 • Jacob Funds Inc.
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 24th, 2012 • Jacob Funds Inc.
THIS AMENDMENT dated as of the 12th day of November, 2012, to the Investment Advisory Agreement dated as of February 1, 2010 (the “Agreement”), is entered into by and among Jacob Funds Inc., a Maryland corporation (the “Corporation”), and Jacob Asset Management of New York LLC, a New York limited liability company (the “Adviser”).
Jacob Funds Inc. Form of Amended and Restated Fee Waiver AgreementWaiver Agreement • August 30th, 2012 • Jacob Funds Inc.
This agreement is made effective as of the [ ] day of [ ], 2012 by and between Jacob Funds Inc., a Maryland corporation, on behalf of the Jacob Small Cap Growth Fund series (the “Fund”), and Jacob Asset Management of New York LLC, a Delaware limited liability company (the “Adviser”).
Jacob Funds Inc. Form of Amended and Restated Fee Waiver AgreementWaiver Agreement • August 30th, 2012 • Jacob Funds Inc.
This agreement is made effective as of [ ] day of [ ], 2012 by and between Jacob Funds Inc., a Maryland corporation, on behalf of the Jacob Internet Fund (the “Fund”), and Jacob Asset Management of New York LLC, a Delaware limited liability company (the “Adviser”).
Exhibit No. EX-99.h.2.b JACOB INTERNET FUND INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT dated as of April 12, 2002 to the Transfer Agent Servicing Agreement, as amended, dated as of August 27, 1999, by and between Jacob...Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc
AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 23rd, 2016 • Jacob Funds Inc.
THIS AMENDMENT dated October 28, 2016, to the Transfer Agent Servicing Agreement dated August 27, 1999, as amended (the "Agreement"), is entered into by and between Jacob Funds Inc., f/k/a Jacob Internet Fund Inc., a Maryland corporation (the "Company"), and U.S. Bancorp Fund Services, LLC, f/k/a Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 23rd, 2011 • Jacob Funds Inc.
THIS SECOND AMENDMENT dated as of the 29th day of January, 2010, to the Fund Accounting Servicing Agreement, amended and restated as of March 27, 2006, as amended August 28, 2006 (the “Agreement”), is entered into by and between JACOB FUNDS INC. f/k/a JACOB INTERNET FUND INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 22nd, 2021 • Jacob Funds Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between JACOB FUNDS INC., a Maryland Corporation (the “Company”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
EX-99-d.2.b Jacob Internet Fund Inc. Fee Waiver AgreementJacob Internet Fund Inc • November 10th, 2009
This agreement is made effective as of the [ ] day of [ ], 2010, by and between Jacob Internet Fund Inc., a Maryland corporation, on behalf of the Jacob Wisdom Fund series (the “Fund”), and Jacob Asset Management of New York LLC, a Delaware limited liability company (the “Adviser”).
ETF CUSTODY AGREEMENTEtf Custody Agreement • June 22nd, 2021 • Jacob Funds Inc. • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between JACOB FUNDS INC., a Maryland corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • June 22nd, 2021 • Jacob Funds Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between JACOB FUNDS INC., a Maryland Corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
