HSBC Holdings PLC Sample Contracts

Issuer TO
HSBC Holdings PLC • November 25th, 2002 • Savings institution, federally chartered • New York
Issuer TO
HSBC Holdings PLC • November 25th, 2002 • Savings institution, federally chartered • New York
Form of Purchase Agreement HSBC HOLDINGS PLC (a public limited company incorporated under the laws of England and Wales) Subordinated Debt Securities
Purchase Agreement • November 25th, 2002 • HSBC Holdings PLC • Savings institution, federally chartered • New York
HSBC HOLDINGS PLC Issuer TO THE BANK OF NEW YORK Trustee INDENTURE Dated as of Debt Securities
Indenture • March 22nd, 2012 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales

INDENTURE dated as of o, between HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (hereinafter called the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, and The Bank of New York, a New York banking corporation, as Trustee (hereinafter called the “Trustee”), on the date hereof having its principal corporate trust office located at 101 Barclay Street, Floor 21 West, New York, New York 10286.

HSBC HOLDINGS PLC
HSBC Holdings PLC • February 25th, 2003 • Savings institution, federally chartered

Re: Deposit Agreement dated as of ________, 2001 (the "Deposit Agreement") by and among HSBC Holdings plc, The Bank of New York, as Depositary, and the Holders and Beneficial Owners of American Depositary Receipts

HSBC HOLDINGS PLC (a public limited company incorporated under the laws of England and Wales) Senior Debt Securities Subordinated Debt Securities UNDERWRITING AGREEMENT – STANDARD PROVISIONS Dated: [__________________]
Underwriting Agreement • February 26th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York

HSBC Holdings plc, a public limited company incorporated under the laws of England and Wales (the “Company”), proposes to issue and sell from time to time, either together or separately, (i) senior debt securities (“Senior Debt Securities”) consisting of debentures, notes and/or other evidences of senior indebtedness and (ii) subordinated debt securities (“Subordinated Debt Securities”, and together with the Senior Debt Securities, “Debt Securities”) consisting of debentures, notes and/or other evidences of subordinated indebtedness, in one or more offerings on terms determined at the time of sale and set forth in a terms agreement (the “Terms Agreement”), substantially in the form of Annex I hereto, with such additions and deletions as the parties thereto may determine. The time and date of the execution of the Terms Agreement entered into in connection with the offering of any Securities, is hereinafter referred to as the “Execution Time”.

February 25, 2003
HSBC Holdings PLC • February 25th, 2003 • Savings institution, federally chartered
HSBC HOLDINGS PLC and THE BANK OF NEW YORK As Depositary and HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY RECEIPTS AMENDED AND RESTATED DEPOSIT AGREEMENT Dated as March 22, 2001 Amended and Restated as of March 27, 2001
Deposit Agreement • March 26th, 2003 • HSBC Holdings PLC • Savings institution, federally chartered • New York

AMENDED AND RESTATED DEPOSIT AGREEMENT, dated as of March 22, 2001, as further amended and restated as of March 27, 2001, as further amended and restated as of __________, 2003 (as herein defined) among HSBC Holdings Plc, a company incorporated under the laws of England and Wales (the “Company”), The Bank of New York, a New York banking corporation, as Depositary (the “Depositary”), and all Holders and Beneficial Owners from time to time of American Depositary Receipts issued hereunder.

SERVICE AGREEMENT FOR JOHN REGINALD HARTNELL BOND GROUP CHIEF EXECUTIVE
Service Agreement • March 5th, 2004 • HSBC Holdings PLC • Savings institution, federally chartered
and
Deposit Agreement • November 25th, 2002 • HSBC Holdings PLC • Savings institution, federally chartered • New York
SERVICE AGREEMENT
Service Agreement • March 8th, 2011 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
AGREEMENT BY AND BETWEEN HSBC BANK USA, N.A. McLEAN, VIRGINIA AND THE OFFICE OF THE COMPTROLLER OF THE CURRENCY
Agreement • December 12th, 2012 • HSBC Holdings PLC • Savings institution, federally chartered

HSBC Bank USA, N.A., McLean, Virginia (“Bank”) is a national bank subject to the limitations on controlling or holding an interest in financial subsidiaries set forth in 12 U.S.C. § 24a and 12 C.F.R. § 5.39.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent TWENTY-SIXTH SUPPLEMENTAL INDENTURE Dated as of August 11, 2022 To the Senior...
Supplemental Indenture • August 11th, 2022 • HSBC Holdings PLC • Savings institution, federally chartered • New York

TWENTY-SIXTH SUPPLEMENTAL INDENTURE, dated as of August 11, 2022 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

Dated 24 May 2007 as amended
Service Agreement • March 10th, 2008 • HSBC Holdings PLC • Savings institution, federally chartered • England
Dated 25 June 2018 HSBC GROUP MANAGEMENT SERVICES LIMITED AND EWEN STEVENSON SERVICE AGREEMENT 1
Service Agreement • February 20th, 2019 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent TWENTY-SECOND SUPPLEMENTAL INDENTURE Dated as of August 17, 2021 To the Senior...
Supplemental Indenture • August 17th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York

TWENTY-SECOND SUPPLEMENTAL INDENTURE, dated as of August 17, 2021 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent NINTH SUPPLEMENTAL INDENTURE Dated as of December 17, 2020 To the Contingent...
Indenture • December 17th, 2020 • HSBC Holdings PLC • Savings institution, federally chartered • New York

NINTH SUPPLEMENTAL INDENTURE, dated as of December 17, 2020 (this “Supplemental Indenture”) among HSBC HOLDINGS PLC, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office located at 101 Barclay Street, Floor 7-East, New York, New York 10286, and its Corporate Trust Office at One Canada Square, London E14 5AL, and HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent (each as defined herein) (the “Agent”), having its principal office at 452 Fifth Avenue, 8E6, New York, New York 10018, to the CONTINGENT CONVERTIBLE SECURITIES INDENTURE, dated as of August 1, 2014 among the Company, the Trustee and the Registrar and Paying Agent, as amended and supplemented from time to time (the “Base Ind

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Authenticating Agent, Issuing Agent and Registrar FORM OF SUPPLEMENTAL INDENTURE Dated as of , 2022 To the...
HSBC Holdings PLC • August 30th, 2022 • Savings institution, federally chartered • New York

SUPPLEMENTAL INDENTURE, dated as of , 2022 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Authenticating Agent, Issuing Agent and Registrar (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC and THE BANK OF NEW YORK SUPPLEMENTAL INDENTURE Dated as of December 3, 2004
Supplemental Indenture • July 12th, 2005 • HSBC Holdings PLC • Savings institution, federally chartered • New York

SUPPLEMENTAL INDENTURE, dated as of December 3, 2004 (the “Supplemental Indenture”), between HSBC Holdings plc, a public limited company organized under the laws of England and Wales (the “Company”) and The Bank of New York (the “Trustee”), as Trustee.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent ELEVENTH SUPPLEMENTAL INDENTURE Dated as of March 9, 2021 To the Contingent...
Eleventh Supplemental Indenture • March 10th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York

ELEVENTH SUPPLEMENTAL INDENTURE, dated as of March 9, 2021 (this “Supplemental Indenture”) among HSBC HOLDINGS PLC, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office located at 101 Barclay Street, Floor 7-East, New York, New York 10286, and its Corporate Trust Office at One Canada Square, London E14 5AL, and HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent (each as defined herein) (the “Agent”), having its principal office at 452 Fifth Avenue, 8E6, New York, New York 10018, to the CONTINGENT CAPITAL SECURITIES INDENTURE, dated as of August 1, 2014 among the Company, the Trustee and the Registrar and Paying Agent, as amended and supplemented from time to time (the “Base Indentur

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent and Registrar FIFTEENTH SUPPLEMENTAL INDENTURE Dated as of March 31, 2020 To the Senior Indenture, dated as of...
Fifteenth Supplemental Indenture • March 31st, 2020 • HSBC Holdings PLC • Savings institution, federally chartered • New York

FIFTEENTH SUPPLEMENTAL INDENTURE, dated as of March 31, 2020 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent and Registrar (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent TWELFTH SUPPLEMENTAL INDENTURE Dated as of March 9, 2021 To the Contingent...
Supplemental Indenture • March 10th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York

TWELFTH SUPPLEMENTAL INDENTURE, dated as of March 9, 2021 (this “Supplemental Indenture”) among HSBC HOLDINGS PLC, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office located at 101 Barclay Street, Floor 7-East, New York, New York 10286, and its Corporate Trust Office at One Canada Square, London E14 5AL, and HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent (each as defined herein) (the “Agent”), having its principal office at 452 Fifth Avenue, 8E6, New York, New York 10018, to the CONTINGENT CAPITAL SECURITIES INDENTURE, dated as of August 1, 2014 among the Company, the Trustee and the Registrar and Paying Agent, as amended and supplemented from time to time (the “Base Indenture

and STUART GULLIVER (2) SERVICE AGREEMENT
Service Agreement • March 10th, 2009 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent and Registrar INDENTURE Dated as of , 2014 Contingent Convertible Securities
HSBC Holdings PLC • July 31st, 2014 • Savings institution, federally chartered • New York

INDENTURE, dated as of , 2014, between HSBC HOLDINGS PLC, a public limited company duly organized and existing under the laws of England and Wales, as issuer (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office located at 101 Barclay Street, Floor 7-East, New York, New York 10286, and its Corporate Trust Office (as defined herein) at One Canada Square, London E14 5AL, and HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent and Registrar (each as defined herein) (the “Agent”), having its principal office at 452 Fifth Avenue, 8E6, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Exchange Rate Agent THIRD SUPPLEMENTAL INDENTURE Dated as of November 23, 2016 To the Dated...
Indenture • November 23rd, 2016 • HSBC Holdings PLC • Savings institution, federally chartered • New York

THIRD SUPPLEMENTAL INDENTURE, dated as of November 23, 2016 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Exchange Rate Agent (the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

THE OWNERS OF BOOK-ENTRY INTERESTS NOTE DEPOSIT AGREEMENT
Note Deposit Agreement • November 25th, 2002 • HSBC Holdings PLC • Savings institution, federally chartered • New York
HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent TWENTIETH SUPPLEMENTAL INDENTURE Dated as of March 24, 2021 To the Senior...
Twentieth Supplemental Indenture • March 24th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York

TWENTIETH SUPPLEMENTAL INDENTURE, dated as of March 24, 2021 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • March 4th, 2005 • HSBC Holdings PLC • Savings institution, federally chartered

In connection with the merger of H2 Acquisition Corporation, a Delaware Corporation and a wholly-owned subsidiary of HSBC Holdings plc, with and into the Company pursuant to the Agreement and Plan of Merger dated as of November 14, 2002, the Company and the Executive entered into that certain Employment Agreement dated November 14th, 2002 (the “2002 Agreement”). The parties desire to set forth their agreement as to the manner in which the Executive’s employment with the Company will be closed out and to amend the 2002 Agreement in certain respects, effective as of the date hereof. Terms used but not otherwise defined herein shall have the meanings given thereto in the 2002 Agreement.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent SIXTEENTH SUPPLEMENTAL INDENTURE Dated as of June 4, 2020 To the Senior...
Sixteenth Supplemental Indenture • June 4th, 2020 • HSBC Holdings PLC • Savings institution, federally chartered • New York

SIXTEENTH SUPPLEMENTAL INDENTURE, dated as of June 4, 2020 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent FOURTH SUPPLEMENTAL INDENTURE Dated as of March 13, 2017 To the Senior Indenture,...
Fourth Supplemental Indenture • March 13th, 2017 • HSBC Holdings PLC • Savings institution, federally chartered • New York

FOURTH SUPPLEMENTAL INDENTURE, dated as of March 13, 2017 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent FOURTH SUPPLEMENTAL INDENTURE Dated as of March 29, 2022 To the Dated...
Fourth Supplemental Indenture • March 29th, 2022 • HSBC Holdings PLC • Savings institution, federally chartered • New York

FOURTH SUPPLEMENTAL INDENTURE, dated as of March 29, 2022 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent, Registrar and Calculation Agent SEVENTEENTH SUPPLEMENTAL INDENTURE Dated as of August 18, 2020 To the Senior...
Seventeenth Supplemental Indenture • August 18th, 2020 • HSBC Holdings PLC • Savings institution, federally chartered • New York

SEVENTEENTH SUPPLEMENTAL INDENTURE, dated as of August 18, 2020 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, London Branch, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Calculation Agent (together, the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.

HSBC HOLDINGS PLC, as Issuer THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent and Registrar TENTH SUPPLEMENTAL INDENTURE Dated as of March 9, 2021 To the Contingent Convertible Securities...
Tenth Supplemental Indenture • March 10th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York

TENTH SUPPLEMENTAL INDENTURE, dated as of March 9, 2021 (this “Supplemental Indenture”) among HSBC HOLDINGS PLC, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office located at 101 Barclay Street, Floor 7-East, New York, New York 10286, and its Corporate Trust Office at One Canada Square, London E14 5AL, and HSBC BANK USA, NATIONAL ASSOCIATION, as Paying Agent and Registrar (the “Agent”), having its principal office at 452 Fifth Avenue, 8E6, New York, New York 10018, to the CONTINGENT CONVERTIBLE SECURITIES INDENTURE, dated as of August 1, 2014 among the Company, the Trustee and the Paying Agent and Registrar as heretofore amended and supplemented (the “Base Indenture” and, together with this Supplemental Indenture,