Form of Purchase Agreement HSBC HOLDINGS PLC (a public limited company incorporated under the laws of England and Wales) Subordinated Debt SecuritiesPurchase Agreement • November 25th, 2002 • HSBC Holdings PLC • Savings institution, federally chartered • New York
HSBC HOLDINGS PLCHSBC Holdings PLC • February 25th, 2003 • Savings institution, federally chartered
Re: Deposit Agreement dated as of ________, 2001 (the "Deposit Agreement") by and among HSBC Holdings plc, The Bank of New York, as Depositary, and the Holders and Beneficial Owners of American Depositary Receipts
HSBC HOLDINGS PLC (a public limited company incorporated under the laws of England and Wales) Senior Debt Securities Subordinated Debt Securities UNDERWRITING AGREEMENT – STANDARD PROVISIONS Dated: [__________________]Underwriting Agreement • February 26th, 2021 • HSBC Holdings PLC • Savings institution, federally chartered • New York
HSBC Holdings plc, a public limited company incorporated under the laws of England and Wales (the “Company”), proposes to issue and sell from time to time, either together or separately, (i) senior debt securities (“Senior Debt Securities”) consisting of debentures, notes and/or other evidences of senior indebtedness and (ii) subordinated debt securities (“Subordinated Debt Securities”, and together with the Senior Debt Securities, “Debt Securities”) consisting of debentures, notes and/or other evidences of subordinated indebtedness, in one or more offerings on terms determined at the time of sale and set forth in a terms agreement (the “Terms Agreement”), substantially in the form of Annex I hereto, with such additions and deletions as the parties thereto may determine. The time and date of the execution of the Terms Agreement entered into in connection with the offering of any Securities, is hereinafter referred to as the “Execution Time”.
HSBC HOLDINGS PLC and THE BANK OF NEW YORK As Depositary and HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY RECEIPTS AMENDED AND RESTATED DEPOSIT AGREEMENT Dated as March 22, 2001 Amended and Restated as of March 27, 2001Deposit Agreement • March 26th, 2003 • HSBC Holdings PLC • Savings institution, federally chartered • New York
AMENDED AND RESTATED DEPOSIT AGREEMENT, dated as of March 22, 2001, as further amended and restated as of March 27, 2001, as further amended and restated as of __________, 2003 (as herein defined) among HSBC Holdings Plc, a company incorporated under the laws of England and Wales (the “Company”), The Bank of New York, a New York banking corporation, as Depositary (the “Depositary”), and all Holders and Beneficial Owners from time to time of American Depositary Receipts issued hereunder.
SERVICE AGREEMENT FOR JOHN REGINALD HARTNELL BOND GROUP CHIEF EXECUTIVEService Agreement • March 5th, 2004 • HSBC Holdings PLC • Savings institution, federally chartered
Dated 2 October 2012 RESTRUCTURING AGREEMENT between TORM A/S TORM SINGAPORE PTE. LTD. THE FINANCIAL INSTITUTIONS NAMED HEREIN as Original Lenders THE COMPANIES AND INSTITUTIONS NAMED HEREIN as Original Time-Charter Owners THE COMPANIES AND...Restructuring Agreement • November 14th, 2012 • HSBC Holdings PLC • Savings institution, federally chartered
andDeposit Agreement • November 25th, 2002 • HSBC Holdings PLC • Savings institution, federally chartered • New York
SERVICE AGREEMENTService Agreement • March 8th, 2011 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
AGREEMENT BY AND BETWEEN HSBC BANK USA, N.A. McLEAN, VIRGINIA AND THE OFFICE OF THE COMPTROLLER OF THE CURRENCYAgreement • December 12th, 2012 • HSBC Holdings PLC • Savings institution, federally chartered
HSBC Bank USA, N.A., McLean, Virginia (“Bank”) is a national bank subject to the limitations on controlling or holding an interest in financial subsidiaries set forth in 12 U.S.C. § 24a and 12 C.F.R. § 5.39.
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK UNITED STATES OF AMERICA -against- Cr. No. 12-763 HSBC BANK USA, N.A. and HSBC HOLDINGS PLC, Defendants.Deferred Prosecution Agreement • December 12th, 2012 • HSBC Holdings PLC • Savings institution, federally chartered
Defendant HSBC Bank USA, N.A., a federally chartered banking institution and subsidiary of HSBC North America Holdings, Inc., and defendant HSBC Holdings plc, a financial institution holding company organized under the laws of England and Wales (collectively, “the HSBC Parties”), by their undersigned representatives, pursuant to authority granted by the HSBC Parties’ Boards of Directors, and the United States Department of Justice, Criminal Division, Asset Forfeiture and Money Laundering Section, the United States Attorney’s Office for the Eastern District of New York, and the United States Attorney’s Office for the Northern District of West Virginia (collectively, the “Department”), enter into this deferred prosecution agreement (the “Agreement”). The terms and conditions of this Agreement are as follows:
Dated 24 May 2007 as amendedService Agreement • March 10th, 2008 • HSBC Holdings PLC • Savings institution, federally chartered • England
Dated 25 June 2018 HSBC GROUP MANAGEMENT SERVICES LIMITED AND EWEN STEVENSON SERVICE AGREEMENT 1Service Agreement • February 20th, 2019 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
ContractHSBC Holdings PLC • November 17th, 2011 • Savings institution, federally chartered
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
Number Description 1 Form of Underwriting Agreement.* 4.1 (a) Form of Indenture relating to the dated subordinated debt securities.** (b) Indenture relating to the undated subordinated debt securities. ** (c) Indenture relating to the senior debt...Purchase Agreement • March 29th, 2011 • HSBC Holdings PLC • Savings institution, federally chartered • New York
HSBC Holdings plc, a public limited company incorporated under the laws of England and Wales (the “Company”), proposes to issue and sell from time to time, either together or separately, (i) senior debt securities (“Senior Debt Securities”) consisting of debentures, notes and/or other evidences of senior indebtedness, (ii) subordinated debt securities (“Subordinated Debt Securities”, and together with the Senior Debt Securities, “Debt Securities”) consisting of debentures, notes and/or other evidences of subordinated indebtedness and/or (iii) American Depositary Shares (the “ADSs”), each ADS representing one of the Company’s Dollar-denominated Preference Shares, nominal value $0.01 each (the “Shares” and, together with the Debt Securities, the “Securities”), in one or more offerings on terms determined at the time of sale and set forth in a terms agreement (the “Terms Agreement”). The Shares of more than one series may be offered and sold as units, in which case such units of Shares wi
CUSIP No. 404280 AJ8HSBC Holdings PLC • May 27th, 2008 • Savings institution, federally chartered
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
HSBC HOLDINGS PLC and THE BANK OF NEW YORK SUPPLEMENTAL INDENTURE Dated as of December 3, 2004Supplemental Indenture • July 12th, 2005 • HSBC Holdings PLC • Savings institution, federally chartered • New York
SUPPLEMENTAL INDENTURE, dated as of December 3, 2004 (the “Supplemental Indenture”), between HSBC Holdings plc, a public limited company organized under the laws of England and Wales (the “Company”) and The Bank of New York (the “Trustee”), as Trustee.
and STUART GULLIVER (2) SERVICE AGREEMENTService Agreement • March 10th, 2009 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
THE OWNERS OF BOOK-ENTRY INTERESTS NOTE DEPOSIT AGREEMENTNote Deposit Agreement • November 25th, 2002 • HSBC Holdings PLC • Savings institution, federally chartered • New York
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 4th, 2005 • HSBC Holdings PLC • Savings institution, federally chartered
In connection with the merger of H2 Acquisition Corporation, a Delaware Corporation and a wholly-owned subsidiary of HSBC Holdings plc, with and into the Company pursuant to the Agreement and Plan of Merger dated as of November 14, 2002, the Company and the Executive entered into that certain Employment Agreement dated November 14th, 2002 (the “2002 Agreement”). The parties desire to set forth their agreement as to the manner in which the Executive’s employment with the Company will be closed out and to amend the 2002 Agreement in certain respects, effective as of the date hereof. Terms used but not otherwise defined herein shall have the meanings given thereto in the 2002 Agreement.
ContractHSBC Holdings PLC • May 3rd, 2006 • Savings institution, federally chartered
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
EMPLOYMENT AGREEMENTEmployment Agreement • March 5th, 2004 • HSBC Holdings PLC • Savings institution, federally chartered • Delaware
AGREEMENT by and between Household International, Inc., a company incorporated under the laws of Delaware (the “Company”) and William F. Aldinger (the “Executive”) dated as of the 14th day of November, 2002.
HSBC HOLDINGS PLC Issuer TO THE BANK OF NEW YORK Trustee and HSBC BANK USA, NATIONAL ASSOCIATION Paying Agent, Registrar and Exchange Rate Agent INDENTURE Dated as of April 8, 2008 Debt SecuritiesIndenture • April 9th, 2008 • HSBC Holdings PLC • Savings institution, federally chartered • New York
Dated 24 May 2007 as amended HSBC ASIA HOLDINGS B.V. (1) and MICHAEL F. GEOGHEGAN (2) and HSBC HOLDINGS PLC (3) SERVICE AGREEMENTAgreement • March 15th, 2010 • HSBC Holdings PLC • Savings institution, federally chartered • England
HSBC ASIA HOLDINGS BV. (1) And MICHAEL F. GEOGHEGAN (2) SERVICE AGREEMENTService Agreement • March 4th, 2005 • HSBC Holdings PLC • Savings institution, federally chartered • England
FIRST SUPPLEMENTAL INDENTUREFirst Supplemental Indenture • March 12th, 2014 • HSBC Holdings PLC • Savings institution, federally chartered • New York
FIRST SUPPLEMENTAL INDENTURE, dated as of March 12, 2014 (this “Supplemental Indenture”), by and among HSBC Holdings plc, a public limited company duly organized and existing under the laws of England and Wales (the “Company”), having its principal office at 8 Canada Square, London E14 5HQ, England, The Bank of New York Mellon, a New York banking corporation, as trustee (the “Trustee”), having its principal corporate trust office at 101 Barclay Street, Floor 7-East, New York, New York 10286, and HSBC Bank USA, National Association, as Paying Agent, Registrar and Exchange Rate Agent (the “Agent”), having its principal office at 452 Fifth Avenue, New York, New York 10018.
Dated 2010 HSBC HOLDINGS PLC (1 ) and DOUGLAS JARDINE FLINT (2 ) SERVICE AGREEMENTAgreement • March 8th, 2011 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
SERVICE AGREEMENTService Agreement • March 8th, 2011 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
SERVICE AGREEMENT FOR DOUGLAS JARDINE FLINT GROUP FINANCE DIRECTORService Agreement • March 5th, 2004 • HSBC Holdings PLC • Savings institution, federally chartered
HSBC HOLDINGS PLC As Issuer and HSBC BANK USA, NATIONAL ASSOCIATION As Book- Entry Depositary and THE OWNERS OF BOOK-ENTRY INTERESTS NOTE DEPOSIT AGREEMENT Dated as of December 3, 2004Note Deposit Agreement • July 12th, 2005 • HSBC Holdings PLC • Savings institution, federally chartered • New York
THIS NOTE DEPOSIT AGREEMENT (this “Agreement”) is made as of December 3, 2004 by and between HSBC Holdings plc, a public limited company organized and existing under the laws of England and Wales (the “Issuer”), which is a party for the limited purposes referred to herein, HSBC Bank USA, National Association, as Book-Entry Depositary (the “Book-Entry Depositary”), and the owners from time to time of beneficial interests in Depositary interests issued hereunder in book-entry form (“Book Entry Interests”) in respect of Global Notes (as defined below) representing two Series (as defined below) of the Notes (the “ Notes”) to be issued pursuant to two Supplemental Indentures (the “Supplemental Indentures”) dated as of the even date herewith between The Bank of New York, as Trustee, and the Issuer, supplementing an Indenture (the “Indenture”; and as supplemented by the Supplemental Indenture, the “HSBC Indenture”) dated as of December 10, 2002 between The Bank of New York, as Trustee, and th
SERVICE AGREEMENTService Agreement • February 28th, 2014 • HSBC Holdings PLC • Savings institution, federally chartered • England and Wales
ContractHSBC Holdings PLC • February 20th, 2018 • Savings institution, federally chartered
SETTLEMENT AGREEMENTSettlement Agreement • December 12th, 2012 • HSBC Holdings PLC • Savings institution, federally chartered
This Settlement Agreement (the “Agreement”) is made by and between the U.S. Department of the Treasury’s Office of Foreign Assets Control and HSBC Holdings plc (“HSBC Holdings”).
ContractHSBC Holdings PLC • March 12th, 2014 • Savings institution, federally chartered
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
ADS RIGHTS AGENT AGREEMENTAds Rights Agent Agreement • March 17th, 2009 • HSBC Holdings PLC • Savings institution, federally chartered
HSBC Holdings plc, a company incorporated under the laws of England and Wales (the “Company”), will grant to existing registered holders (the “ADS Holders”) of American Depositary Shares (“ADSs”) issued under the Amended and Restated Deposit Agreement dated as of March 22, 2001, as amended and restated as of March 27, 2001 and March 28, 2003 the (“Deposit Agreement”), among the Company, The Bank of New York Mellon, as depositary (the “Depositary”), and all Holders and Beneficial Owners (as those terms are defined in the Deposit Agreement) from time to time of American Depositary Receipts (“ADRs”) issued thereunder evidencing ADSs that are registered on the books of the Depositary as of March 13, 2009 (the “Record Date”) the right to purchase new ADSs at the U.S. dollar equivalent of £12.70 per new ADS (the “Rights Offer”). Each ADS Holder will receive five ADS rights (each, an “ADS Right”) for every 12 ADSs held on the Record Date, and each ADS Right will entitle the registered holder
JOINT FILING AGREEMENTJoint Filing Agreement • November 14th, 2012 • HSBC Holdings PLC • Savings institution, federally chartered
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the following:
