EXHIBIT (h) UNDERWRITING AGREEMENT THIS AGREEMENT is made as of April 16, 2004 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("PFPC Distributors"), and COLUMBIA FLOATING RATE FUND, a Massachusetts business trust (the "Fund")....Underwriting Agreement • December 29th, 2004 • Highland Floating Rate Fund
EXHIBIT (k)(3) ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND FLOATING RATE FUND, a Massachusetts business trust (the "Fund"), and PFPC INC., a Massachusetts corporation ("PFPC"). W I T N E S S E T...Accounting Services Agreement • December 29th, 2004 • Highland Floating Rate Fund
EXHIBIT (j) CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and HIGHLAND FLOATING RATE FUND, a...Custodian Services Agreement • December 29th, 2004 • Highland Floating Rate Fund
EXHIBIT (k)(4) TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004, 2004 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and COLUMBIA FLOATING RATE FUND, a Massachusetts business trust (the "Fund"). W I T N...Transfer Agency Services Agreement • December 29th, 2004 • Highland Floating Rate Fund
AMENDMENT TO TRANSFER AGENT AGREEMENT This Amendment is made and entered into this 1st day of July, 2001 by and among LIBERTY FUNDS SERVICES, INC., a Massachusetts corporation ("LFS"), LIBERTY-FLOATING RATE FUND and LIBERTY-STEIN ROE INSTITUTIONAL...Transfer Agent Agreement • November 2nd, 2001 • Liberty Floating Rate Fund
EXHIBIT (a)(5) AMENDMENT TO THE AGREEMENT AND DECLARATION OF TRUST OF COLUMBIA FLOATING RATE FUND WHEREAS, Section 1 of Article I of the Amended and Restated Agreement and Declaration of Trust (the "Declaration of Trust"), dated May 22, 2000, of...The Agreement • December 29th, 2004 • Highland Floating Rate Fund
EX-99(H) UNDERWRITING AGREEMENT BETWEEN COLUMBIA FLOATING RATE FUND AND COLUMBIA FUNDS DISTRIBUTOR, INC. THIS UNDERWRITING AGREEMENT ("Agreement"), made as of the 3rd day of August, 1999, as amended and restated as of the 1st day of November, 2003, by...Underwriting Agreement • September 30th, 2005 • Highland Floating Rate Fund
EXHIBIT (k)(1) ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership ("Highland"), and HIGHLAND FLOATING RATE FUND, a Massachusetts business...Administration Services Agreement • December 29th, 2004 • Highland Floating Rate Fund • Highland
AMENDMENT TO AMENDED AND RESTATED PRICING AND BOOKKEEPING AGREEMENT This Amendment is made and entered into this 1st day of July, 2001 by and between Liberty Floating Rate Fund (the "Fund"), a Massachusetts business trust, and Stein Roe & Farnham...Pricing and Bookkeeping Agreement • November 2nd, 2001 • Liberty Floating Rate Fund
ADMINISTRATIVE AGREEMENT BETWEEN COLUMBIA FLOATING RATE FUND AND COLUMBIA MANAGEMENT ADVISORS, INC.Administrative Agreement • September 30th, 2005 • Highland Floating Rate Fund
. . EX-99(J)(2) APPENDIX A CUSTODIAN AGREEMENTHighland Floating Rate Fund • September 30th, 2005
*Columbia High Yield Opportunity Fund (changed name from 10/24/01 Liberty High Yield Securities Fund on 10/13/03) *Columbia Strategic Income Fund 10/24/01 *Columbia Tax-Managed Growth Fund 10/10/01 *Columbia Tax-Managed Growth Fund II 10/10/01 *Columbia Tax-Managed Value Fund 10/10/01 *Columbia Tax-Managed Aggressive Growth Fund 10/10/01
EXHIBIT (k)(2) SUB-ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership ("Highland"), and PFPC INC., a Massachusetts corporation ("PFPC"). W I...Sub-Administration Services Agreement • December 29th, 2004 • Highland Floating Rate Fund
AMENDED AND RESTATED ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this 1st day of November, 2003, by and between Columbia Floating Rate Fund, a Massachusetts business trust (hereinafter referred to as the "Fund"), and Columbia...Accounting and Bookkeeping Agreement • December 17th, 2003 • Columbia Floating Rate Fund • Illinois
SCHEDULE A TO UNDERWRITING AGREEMENT BETWEEN COLUMBIA FLOATING RATE FUND AND COLUMBIA FUNDS DISTRIBUTOR, INC. The classes of the Fund covered by this agreement are: Name of Class Effective Date Class A August 3, 1999 Class B August 3, 1999 Class C...Underwriting Agreement • December 17th, 2003 • Columbia Floating Rate Fund
ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this __ day of November, 1998, by and between Stein Roe Floating Rate Income Fund, a Massachusetts business trust, (hereinafter referred to as the "Fund") and Stein Roe & Farnham Incorporated...Accounting and Bookkeeping Agreement • November 17th, 1998 • Stein Roe Floating Rate Income Fund • Illinois
EX-99(K)(1) AMENDED AND RESTATED TRANSFER AGENT AGREEMENT This agreement (the "Agreement"), by and between Columbia Floating Rate Fund and Columbia Institutional Floating Rate Income Fund, each a Massachusetts business trust (each a "Trust" and...Transfer Agent Agreement • September 30th, 2005 • Highland Floating Rate Fund • Massachusetts
BY-LAWSAgreement • November 17th, 1998 • Stein Roe Floating Rate Income Fund
APPENDIX A CUSTODIAN AGREEMENTCustodian Agreement • December 17th, 2003 • Columbia Floating Rate Fund
*Columbia High Yield Opportunity Fund (changed name from 10/24/01 Liberty High Yield Securities Fund on 10/13/03) *Columbia Strategic Income Fund 10/24/01 *Columbia Tax-Managed Growth Fund 10/10/01 *Columbia Tax-Managed Growth Fund II 10/10/01 *Columbia Tax-Managed Value Fund 10/10/01 *Columbia Tax-Managed Aggressive Growth Fund 10/10/01
FORM OF MANAGEMENT AGREEMENT BETWEEN STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY AND STEIN ROE & FARNHAM INCORPORATEDManagement Agreement • November 2nd, 2001 • Liberty Floating Rate Fund
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 29th, 2009 • Highland Floating Rate Fund • Delaware
INVESTMENT ADVISORY AGREEMENT made as of December 31, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the “Manager”), and Highland Floating Rate Fund, a Delaware statutory trust (the “Fund”).
MANAGEMENT AGREEMENT BETWEEN COLUMBIA FLOATING RATE LIMITED LIABILITY COMPANY AND COLUMBIA MANAGEMENT ADVISORS, INC.Management Agreement • September 30th, 2005 • Highland Floating Rate Fund
HIGHLAND FLOATING RATE FUND AGREEMENT AND DECLARATION OF TRUST Dated as of November 26, 2007Agreement and Declaration • December 18th, 2007 • Highland Floating Rate Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST made as of November 26, 2007, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
CUSTODIAN CONTRACT This Contract between Stein Roe Floating Rate Income Fund, a business trust organized and existing under the laws of The Commonwealth of Massachusetts, having its principal place of business at One South Wacker Drive, Chicago,...Custodian Contract • November 17th, 1998 • Stein Roe Floating Rate Income Fund
BY-LAWSStein Roe Floating Rate Trust • August 18th, 1998
AMENDMENT NO. 1 TO ADMINISTRATION SERVICES AGREEMENTAdministration Services Agreement • December 23rd, 2008 • Highland Floating Rate Fund
This Amendment No. 1 dated June 6, 2008 is made to the Administration Services Agreement dated as of October 18, 2004 (the “Agreement”) by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership (“Highland”), and HIGHLAND FLOATING RATE FUND, a Massachusetts business trust, the predecessor in interest to HIGHLAND FLOATING RATE FUND, a Delaware statutory trust (the “Fund”).
MANAGEMENT AGREEMENT BETWEEN COLUMBIA FLOATING RATE LIMITED LIABILITY COMPANY AND COLUMBIA MANAGEMENT ADVISORS, INC.Management Agreement • December 17th, 2003 • Columbia Floating Rate Fund
FORM OF SUBSCRIPTION AGREEMENTForm of Subscription Agreement • December 18th, 2007 • Highland Floating Rate Fund
THIS SUBSCRIPTION AGREEMENT (the “Agreement”) is entered into as of December ___, 2007, between Highland Floating Rate Fund, a statutory trust organized and existing under the laws of Delaware (the “Trust”), and Highland Capital Management, L.P. (the “Purchaser”). The parties to this Agreement hereby agree as follows:
EX-99(K)(2) AMENDED AND RESTATED ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this 1st day of November, 2003, by and between Columbia Floating Rate Fund, a Massachusetts business trust (hereinafter referred to as the "Fund"), and...Accounting and Bookkeeping Agreement • September 30th, 2005 • Highland Floating Rate Fund • Illinois
RED FLAG SERVICES AMENDMENTFlags Services Amendment • December 29th, 2009 • Highland Floating Rate Fund
This Red Flags Services Amendment (“Amendment”) is being entered into as of Mary 1, 2009 (“Effective Date”), by and between PNC Global Investment Servicing (U.S.) Inc. (formerly known as PFPC Inc.) (“PNC”) and the undersigned investment company (the “Fund”) and amends the agreement between PNC and the Fund pursuant to which PNC provides transfer agency services to the Fund, as amended to date (“Existing Agreement”).
ADMINISTRATIVE AGREEMENT BETWEEN STEIN ROE FLOATING RATE INCOME FUND AND STEIN ROE & FARNHAM INCORPORATEDAdministrative Agreement • September 15th, 1999 • Stein Roe Floating Rate Income Fund
CREDIT AGREEMENT dated as of September 11, 2008 among HIGHLAND FLOATING RATE FUND, HIGHLAND FUNDS I, THE LENDERS PARTY HERETO, and THE BANK OF NOVA SCOTIA, as Administrative AgentCredit Agreement • December 23rd, 2008 • Highland Floating Rate Fund • New York
CREDIT AGREEMENT, dated as September 11, 2008, among Highland Floating Rate Fund, a Delaware statutory trust, and Highland Funds I, a Delaware statutory trust, individually and on behalf of each of the portfolios or series thereof which is a Fund hereunder, the Lenders party hereto, and The Bank of Nova Scotia, as Administrative Agent (in such capacity, the “Administrative Agent”).
ADMINISTRATIVE AGREEMENT BETWEEN STEIN ROE FLOATING RATE INCOME FUND AND STEIN ROE & FARNHAM INCORPORATEDAdministrative Agreement • November 17th, 1998 • Stein Roe Floating Rate Income Fund
STEIN ROE FLOATING RATE INCOME TRUST AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, this 13th day of August, 1998, by the Trustee hereunder and by the holders of shares of beneficial interest to be...Agreement and Declaration of Trust • August 18th, 1998 • Stein Roe Floating Rate Trust • Massachusetts
LIBERTY-STEIN ROE ADVISOR FLOATING RATE FUND AMENDMENT TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST WHEREAS, Section 1 of Article I of the Agreement and Declaration of Trust (Declaration of Trust) of the Liberty-Stein Roe Advisor...Liberty Floating Rate Fund • December 13th, 2000
COLUMBIA FLOATING RATE FUND AMENDED AND RESTATED ACCOUNTING & BOOKKEEPING AGREEMENT SCHEDULE AColumbia Floating Rate Fund • December 17th, 2003
