Trusted Contact Clause Samples

Trusted Contact. You understand that, pursuant to FINRA regulations, Firstrade is authorized to contact the “Trusted Contact Person” (as defined by FINRA Rule 4512) designated for your Account and to disclose information about any of the account owners, the account for which the Trusted Contact Person was provided, any other accounts at Firstrade in which any of the account owners has an interest, or any other information the account owners may have provided to Firstrade. You understand that Firstrade may contact the Trusted Contact Person(s) for any of the following reasons: (1) to address possible fraud or financial exploitation; (2) to confirm the specifics of your current contact information; (3) if there are questions or concerns about your health status; (4) to confirm the identity of any legal guardian, executor, trustee or holder of a power of attorney; or (5) for any other reasons as permitted by FINRA Rule 2165. You further agree that: (1) the Trusted Contact authorization does not impose any obligation that Firstrade communicate with your Trusted Contact Person(s); (2) the Trusted Contact authorization does not authorize the Trusted Contact Person(s) to make any investment decisions or transact any business with Firstrade on your behalf; (3) designation of a Trusted Contact Person is optional and you may change or withdraw it at any time by notifying Firstrade; (4) all designated Trusted Contact Persons are 18 years of age or older; (5) if there are multiple account owners, Firstrade is authorized to follow the instructions of any one or more account owners in adding a Trusted Contact Person, and Firstrade will not be held liable for information shared with a Trusted Contact Person without regard to which account owner authorized the designation of the Trusted Contact Person; and (6) Firstrade is released and discharged from all claims, causes of action, damages, losses, expenses, costs and liabilities of any kind that may arise out of, relate to, or are in connection with the release of, or failure to release, personal and/or account information to the Trusted Contact Person(s).

Trusted Contact. Client hereby designates the people listed on the Trusted Contact Person Designation below as “Trusted Contacts.” Such individuals must be age 18 or older. Client may at any time change any or all of its Trusted Contacts on written notice to Management. Client acknowledges that Management is not required to contact any of Client’s Trusted Contacts but may do so in its discretion. Client authorizes Management to contact any of Client’s Trusted Contacts, request information about Client and/or Client’s account and to take any direction from Client’s Trusted Contact, including trading, transfer or termination instructions, (a) upon Management’s receipt of written notice of the occurrence of a life-changing event for Client, such as Client’s death, incapacity or diminished capacity (each, a “Significant Life Event”), (b) to confirm the identity of Client’s legal guardian, executor, trustee or person holding a power of attorney for Client, (c) upon Management’s reasonable suspicion of Client’s incapacity or diminished capacity, (d) if Management suspects that financial exploitation of Client has occurred or may be attempted, or (e) if Management is unable to reach Client for an extended period of time. Client acknowledges that as provided in the Agreement, if Management suspects that financial exploitation of Client has occurred or been attempted, Management may also in good faith report that suspicion to the SEC, state securities regulatory authorities, law enforcement agencies, or state adult protective services. To allow Management continuous management of Client’s assets in the event of a Significant Life Event, Client hereby authorizes Management, after Management receives written notice of the occurrence a Significant Life Event, to provide any of Client’s Trusted Contacts with access to certain non-public personal information related to Client and Client’s account, upon written request by such Trusted Contact. Client agrees that the Agreement will not automatically terminate upon the occurrence of a Significant Life Event. Following a Significant Life Event, Management may continue to manage the Account in accordance with the then current Strategy or liquidate the Account at Management’s sole discretion until Management receives contrary instruction from a Trusted Contact or other person with authority to act for Client. Note, the custodian may choose to restrict the Account preventing Management from acting.

Trusted Contact. Under FINRA Rule 4512, Firstrade Securities Inc. is required to disclose to you (the customer) that our clearing firm, Apex Clearing Corporation or an associated person of Firstrade and Apex is authorized to contact the trusted contact person and disclose information about the customer’s account to address possible financial exploitation, to confirm the specifics of the customer’s current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by FINRA Rule 2165.

Trusted Contact. If you are over 65 years old, please provide the name and contact phone number of a trusted contact: Name Relationship Contact Number

Trusted Contact. To the extent that you have completed a Trusted Contact Form, MOIS is authorized to disclose any of your confidential information and discuss any of your accounts, including insurance products, to your Trusted Contact(s) as specified by you if MOIS is unable to promptly contact you using your contact information on record or if MOIS has concerns related to your health or mental capacity. Absent separate written instructions, this authorization does not give the above-named person(s) authority to transact business, including but not limited to, placing trades in or withdrawing funds from your account(s). This authorization also acknowledges that the Trusted Contact(s) provided by you to MOIS have reached the age of 18. If authorization has been granted by you, it shall remain in effect unless and until you notify us in writing that you are rescinding this authorization.

Trusted Contact. Designating a trusted contact is not required and does not authorize the named individual to make trades in your account or to make changes to your account, but it does authorize us to communicate with the trusted contact regarding the account. By providing the information in this section, I authorize Oak Harvest Funds to contact the person listed below and to disclose information about me and the account in the following circumstances: to prevent the presumption of abandonment, to address possible financial exploitation, to confirm the specifics of my current contact information, health status, or the identity of any legal guardian, executor, trustee, or holder of a power of attorney or as otherwise permitted by federal law • There can be only be one trusted contact per account. • Your trusted contact should not be the financial professional on record. Full Name of Trusted Contact Mailing Address (Including apartment or P.O. Box number) City State ZIP Foreign Routing or Postal Code Country of Residence if outside the U.S. Cell Phone Number Email Address Relationship to Account Owner

Trusted Contact. You may appoint an adult at least 18 years of age as a Trusted Contact Person who we may contact about your Account. We may disclose information about your Account to your Trusted Contact Person in order address possible wrongful or unauthorized use of your assets or to confirm the specifics of your contact information, health status, or the identity of any legal guardian, executor, trustee, or holder of a power of attorney.

Trusted Contact. Contact to whom the Subscriber made a successful payment validated by strict authentication, i.e. with PIN or Biometric data. Additional payments to the Trusted contact will be done directly, without strict Authentication, by pressing the payment confirmation button in the dedicated screen within the YOU BRD service. If the Subscriber modifies one of the saved identification elements of a Trusted Contact, other than the alias (i.e. a number in the IBAN code, a letter of the name), then the contact will lose the quality of Trusted Contact and will become a Trusted Contact again only after the first successful payment made to it, authorized by strict Authentication.

Trusted Contact. You may designate someone you trust who is at least 18 years of age (a “Trusted Contact”) to act as a resource if we lose contact with you or believe you and/ or your assets are at risk. By choosing to provide information about a Trusted Contact, you authorize us to contact this person and disclose information about your account to that person in the following circumstances: to address possible financial exploitation; to confirm the specifics of your current contact information, your health status or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by FINRA Rule 2165 (Financial Exploitation of Specified Adults). Designating a Trusted Contact does not mean you are authorizing him or her to act on your account. Instead, he or she can be a resource to protect your account from suspected fraud or if you are unable to speak for yourself. We will not release Death or legal incapacity of the account owner and successor account owner – On your Enrollment Form, you may designate a successor account owner to take ownership of your account in the event of your death or legal incapacity. A successor account owner can be an individual, entity or trust but cannot be a minor. If you have already established an account, you may designate a successor account owner or change your designation by completing and submitting the appropriate form which may be obtained by contacting your State Farm Registered Representative through whom you opened your account, or by calling the Plan. If you do not designate a successor account owner, then the Beneficiary, rather than your estate, shall be named the account owner.