SEC Reporting Status Clause Samples
The SEC Reporting Status clause defines the obligations of a party, typically a company, regarding its status as a filer of reports with the U.S. Securities and Exchange Commission (SEC). This clause usually requires the company to maintain its status as a reporting company, ensuring it files periodic reports such as annual and quarterly filings. By mandating ongoing compliance with SEC reporting requirements, the clause provides transparency and up-to-date information to investors or counterparties, thereby reducing informational risk and supporting informed decision-making.
SEC Reporting Status. The Corporation confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S.
SEC Reporting Status. Borrower shall timely file all reports required to be filed with the SEC pursuant to Section 13 or 15(d) of the 1934 Act, and the Borrower shall not terminate its status as an issuer required to file reports under the 1934 Act even if the 1934 Act or the rules and regulations thereunder would permit such termination.
SEC Reporting Status. (a) The Company confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act.
(b) The Company covenants that, in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or such Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by such Company in accordance with the U.S. Exchange Act, such Company shall promptly deliver to the Trustee an Officers' Certificate notifying the Trustee of such registration or termination and such other information as the Trustee may, acting and relying on Counsel, require at the time. The Company acknowledges that the Trustee is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (the "SEC") obligations with respect to those clients who are filing with the SEC.
SEC Reporting Status. (1) The Corporation shall use commercially reasonable efforts to timely file on the applicable deadline all reports required to be filed with the SEC pursuant to Sections 13 or 15(d) of the U.S. Securities Exchange Act, and will take all reasonable action under its control to ensure that adequate current public information with respect to the Corporation, as required in accordance with Rule 144 of the U.S. Securities Act, is publicly available, and will not terminate its status as an issuer required to file reports under the U.S. Securities Exchange Act even if the U.S. Securities Exchange Act or the rules and regulations thereunder would permit such termination.
(2) The Corporation confirms that it has either (i) a class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act; or (ii) a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, and has provided the Trustee with an Officer’s Certificate (certifying such reporting obligation and other information as requested by the Trustee). The Corporation covenants that in the event that the Common Shares are no longer registered pursuant to Section 12 of the U.S. Securities Exchange Act, the Corporation shall promptly deliver to the Trustee an Officer’s Certificate notifying the Trustee of such termination and such other information as the Trustee may require at the time. The Corporation acknowledges that the Trustee is relying upon the foregoing representation and covenants in order to meet certain SEC obligations with respect to those clients who are filing with the SEC.
SEC Reporting Status. (1) The Corporation confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act.
(2) The Corporation covenants that in the event that (a) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or such Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (b) any such registration or reporting obligation shall be terminated by such Corporation in accordance with the U.S. Securities Exchange Act, such Corporation shall promptly deliver to the Trustee an Officers’ Certificate (in a form provided by the Trustee) notifying the Trustee of such registration or termination and such other information as the Trustee may require at the time. The Corporation acknowledges that the Trustee is relying upon the foregoing representation and covenants in order to meet certain U.S. Securities and Exchange Commission (the “SEC”) obligations with respect to those clients who are filing with the SEC.
SEC Reporting Status. BRAVO filed a registration statement under the Securities Act of 1933, which was declared effective on February 11, 2004. Accordingly, since that date, BRAVO has filed all reports required to be filed pursuant to Section 15(d) of the Securities Exchange Act of 1934.
SEC Reporting Status. The Corporation confirms that it has either: (i) a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or (ii) a reporting obligation pursuant to Section 15(d) of the U.S.
SEC Reporting Status. In addition to curing al delinquent filings with the SEC as set forth in Section 8.27 of Borrower’s Disclosure Schedule, Borrower shall timely file all reports required to be filed with the SEC pursuant to Section 13 or 15(d) of the 1934 Act, it being agreed that the Borrower shall be permitted to file any Notification of Late Filing on Form 12b-25 with the SEC with respect to any such reports, provided the subject report is filed with the SEC within the timeframe afforded by such Notification of Late Filing.
SEC Reporting Status. Tiberon is a reporting company with the Securities and Exchange Commission.
SEC Reporting Status. MAGAA is a Section 12(g) reporting issuer with the SEC. MAGAA is, and as of the Closing will be, current in its filings with the SEC. MAGAA is a “shell,” as that term is defined in Rule 12b-2 under the Securities Exchange Act of 1934. At the Closing, MAGAA will sell its entire interest in its subsidiary Cardiac MRI, Inc. to New Seller, for $1, which will be disclosed in MAGAA’s SEC filings.