Red Flags Services Clause Samples

Red Flags Services. (1) DTI will provide each Fund with the "Red Flags Services", which is hereby defined to mean the following services:

Red Flags Services. In the event the Fund elects to receive the Red Flags Services, the provisions of Schedule C, which is hereby incorporated by reference into this Agreement as if fully set forth herein, shall apply.

Red Flags Services. (1) BNYMTI will provide each Fund with the “Red Flags Services”, which is hereby defined to mean the following services: (i) BNYMTI will maintain written controls reasonably designed to detect the occurrence of Red Flags (as defined below) in connection with (i) account opening and other account activities and transactions conducted directly through BNYM with respect to Direct Accounts (as defined below), and (ii) transactions effected directly through BNYMTI by Covered Persons (as defined below) in Covered Accounts (as defined below). Such controls, as they may be revised from time to time hereunder, are referred to herein as the “Controls”. Solely for purposes of this Section 3(c), the capitalized terms below will have the respective meaning ascribed to each:

Red Flags Services. In the event the Fund elects to receive the Red Flags Services, the provisions of Appendix B, which is hereby incorporated by reference into this Agreement as if fully set forth herein, shall apply.

Red Flags Services. The provisions of this Section 4.6 (the “Red Flags Section”) shall apply in connection with the provision of Ultimus’s “Red Flags Services”, which are hereby defined to mean the following services: 4.6.1. Ultimus will maintain written controls reasonably designed to detect the occurrence of Red Flags (as defined below) in connection with (i) account opening and other account activities and transactions conducted directly through Ultimus with respect to Direct Accounts, and (ii) transactions effected directly through Ultimus by Covered Persons in Covered Accounts. Such controls, as they may be revised from time to time hereunder, are referred to herein as the “Controls”. Solely for purposes of the Red Flags Section, the capitalized terms below will have the respective meaning ascribed to each:

Red Flags Services. The Fund hereby engages PNC to perform Red Flags Services as described in Appendix B, which is hereby incorporated by reference into this Agreement as if fully set forth herein.

Red Flags Services. (1) BNY will provide the “Red Flags Services”, which are hereby defined to mean the following services: Confidential And Proprietary EXECUTION (i) BNY will maintain written controls reasonably designed to detect the occurrence of Red Flags (as defined below) in connection with (i) account opening and other account activities and transactions conducted directly through BNY with respect to Direct Accounts (as defined below), and (ii) transactions effected directly through BNY by Covered Persons (as defined below) in Covered Accounts (as defined below). Such controls, as they may be revised from time to time hereunder, are referred to herein as the “Controls”. Solely for purposes of the Red Flags Section, the capitalized terms below will have the respective meaning ascribed to each:

Red Flags Services. (1) The provisions of this Section 4(c) (the “Red Flags Section”) shall apply in the event the Fund elects to receive the “Red Flags Services”, which are hereby defined to mean the following services: (i) BNY Mellon will maintain written controls reasonably designed to detect the occurrence of Red Flags (as defined below) in connection with (i) account opening and other account activities and transactions conducted directly through BNY Mellon with respect to Direct Accounts (as defined below), and (ii) transactions effected directly through BNY Mellon by Covered Persons (as defined below) in Covered Accounts (as defined below). Such controls, as they may be revised from time to time hereunder, are referred to herein as the “Controls”. Solely for purposes of the Red Flags Section, the capitalized terms below will have the respective meaning ascribed to each:

Red Flags Services. (1) BNYM shall perform the Red Flags Services (defined immediately below) for the Fund in accordance with this Section 27 (the “Red Flags Section”). “Red Flags Services” is hereby defined to mean the following services: