Margin Transactions. Margin transactions involve the extension of credit by Baird to Client. Upon Client’s request and subject to the terms and conditions stated herein, Baird may agree to lend funds to Client. The assets held in Client’s Margin Account constitute collateral for the loan to Client. Baird may borrow money to lend Client and pledge securities as collateral for such loans and may receive compensation in connection with such loans. In consideration of the foregoing, Client acknowledges and agrees as follows:
Margin Transactions. We may purchase securities for your portfolio with money borrowed from your brokerage account. This allows you to purchase more stock than you would be able to with your available cash, and allows us to purchase stock without selling other holdings. A risk in margin trading is that, in volatile markets, securities prices can fall very quickly. If the value of the securities in your account minus what you owe the broker falls below a certain level, the broker will issue a “margin call”, and you will be required to sell your position in the security purchased on margin or add more cash to the account. In some circumstances, you may lose more money than you originally invested. Option writing: We may use options as an investment strategy. An option is a contract that gives the buyer the right, but not the obligation, to buy or sell an asset (such as a share of stock) at a specific price on or before a certain date. An option, just like a stock or bond, is a security. An option is also a derivative, because it derives its value from an underlying asset. The two types of options are calls and puts: • A call gives us the right to buy an asset at a certain price within a specific period of time. We will buy a call if we have determined that the stock will increase substantially before the option expires. • A put gives us the holder the right to sell an asset at a certain price within a specific period of time. We will buy a put if we have determined that the price of the stock will fall before the option expires. We may use options to speculate on the possibility of a sharp price swing. We may also use options to "hedge" a purchase of the underlying security; in other words, we will use an option purchase to limit the potential upside and downside of a security we have purchased for your portfolio. We use "covered calls", in which we sell an option on a security you own. In this strategy, you receive a fee for making the option available, and the person purchasing the option has the right to buy the security from you at an agreed-upon price. We may use a "spreading strategy", in which we purchase two or more option contracts (for example, a call option that you buy and a call option that you sell) for the same underlying security. This effectively puts you on both sides of the market, but with the ability to vary price, time and other factors. A risk of covered calls is that the option buyer does not have to exercise the option, so that if we want to sell the sto...
Margin Transactions. 67. In cases specified in the Agreement, the User is given the opportunity to conclude a Margin Transaction.
Margin Transactions. 5.1 You may trade cryptoassets by paying for the trade in full, or we may allow you to trade cryptoassets using 2x leverage for any buy orders ("Margin Transaction"). Trading with leverage means you can make money quickly, but you can also lose money quickly. You can find out more about what leverage is, the risks of trading crytoassets, and the risks of leverage in paragraph 7 - "The key risks of trading cryptoassets", the General Risk Disclosure, and on our website.
Margin Transactions. 7.6 In addition to the risks highlighted above, there are the following risks associated with Margin Transactions:
Margin Transactions. We may purchase securities for your portfolio with money borrowed from your brokerage account. This allows you to purchase more stock than you would be able to with your available cash and allows us to purchase stock without selling other holdings. A risk in margin trading is that, in volatile markets, securities prices can fall very quickly. If the value of the securities in your account minus what you owe the broker falls below a certain level, the broker will issue a “margin call,” and you will be required to sell your position in the security purchased on margin or add more cash to the account. In some circumstances, you may lose more money than you originally invested. Option writing: We may use options as an investment strategy. An option is a contract that gives the buyer the right, but not the obligation, to buy or sell an asset (such as a share of stock) at a specific price on or before a certain date. An option, just like a stock or bond, is a security. An option is also a derivative because it derives its value from an underlying asset. The two types of options are calls and puts:
Margin Transactions. Notwithstanding any provisions of this Agreement to the contrary, the following Transfers shall not be subject to the provisions of Sections 2.3 and 2.4:
Margin Transactions. 1) In accordance with and subject to conditions herein, as part of the Services you may receive from Bitcoiva extensions of margin in the form of Digital Assets or Legal Tender (“margin transactions”) to use to make spot purchases and sales of Digital Assets on the Bitcoiva exchange.
Margin Transactions. It is understood that JHCC is responsible to PSI for collection of the margin required by PSI to support each transaction in margin accounts. After the initial margin on a transaction has been received, maintenance margin calls are to be made by PSI. JHCC agrees to be responsible for promptly obtaining margin on maintenance calls. After prior consultation with JHCC, PSI shall have the right to modify the margin requirements of any account or accounts from time to time. After prior consultation with JHCC, PSI shall determine the manner in which accounts are to be maintained for margin purposes. On all transactions, JHCC shall be solely and exclusively responsible to PSI for any loss, liability, damage, cost or expense (including but not limited to reasonable attorneys' fees and expenses) incurred or sustained by JHCC or PSI as a result of the failure of any account to make timely payment for the securities purchased by it or timely and good delivery of securities sold for it, or timely compliance by it with margin or margin maintenance calls, whether or not any margin extensions have been granted by PSI pursuant to the request of JHCC.
Margin Transactions. To the extent that the use of margin is permitted in an Advisor Directed Portfolio, Client understands that Client will be charged margin interest on the debit balance in the Account. If use of margin is elected by Client, Client acknowledges that the use of margin is suitable based on the Client's risk tolerance, financial information, and investment profile. Client further acknowledges that Client has received a copy of the Margin Agreement/Disclosure Statement including the Disclosure of Credit Terms on Transactions and the SAA Margin Acknowledgement Form, or substantially similar document.
