FinCEN Sample Clauses

FinCEN. The Company will deliver to each Underwriter (or its agent), on the date of execution of this Agreement, a properly completed and executed Certification Regarding Beneficial Owners of Legal Entity Customers, together with copies of identifying documentation, and the Company undertakes to provide such additional supporting documentation as each Underwriter may reasonably request in connection with the verification of the foregoing Certification.
AutoNDA by SimpleDocs
FinCEN. The Selling Stockholder will deliver to each Underwriter (or its agent), on the date of execution of this Agreement, a properly completed and executed Certification Regarding Beneficial Owners of Legal Entity Customers, together with copies of identifying documentation, and the Selling Stockholder undertakes to provide such additional supporting documentation as each Underwriter may reasonably request in connection with the verification of the foregoing Certification.
FinCEN. Prompt notice of any change in the information provided in the Beneficial Ownership Certification that would result in a change to the list of beneficial owners identified in parts (c) or (d) of such certification.
FinCEN. The identifying information of the Selling Stockholder contained in any selling stockholder’s questionnaire or other written document furnished by the Selling Stockholder to the Company in connection with the offering of the Securities is true and accurate.
FinCEN. The Selling Stockholder will deliver to each Underwriter (or its agent), on or prior to the date of execution of this Agreement, a properly completed and executed Certification Regarding Beneficial Owners of Legal Entity Customers, together with copies of identifying documentation, and the Company undertakes to provide such additional supporting documentation as each Underwriter may reasonably request in connection with the verification of the foregoing Certification. The Representatives, on behalf of the several Underwriters, may, in their sole discretion, waive in writing the performance by the Company or the Selling Stockholder of any one or more of the foregoing covenants or extend the time for their performance.
FinCEN. To the Company’s knowledge, all of the beneficial ownership information provided to the Underwriters or to counsel for the Underwriters by the Company or its counsel in certification of the beneficial ownership of holders of 25% or more of the Company’s securities in connection with the offering of the Securities is true, complete and correct.
AutoNDA by SimpleDocs
FinCEN. The Company has provided to the Representatives a properly completed and executed Certificate Regarding Beneficial Owners of Legal Entity Customers, together with any required identifying documentation, and the Company hereby undertakes to provide such additional supporting documentation as the Representatives may reasonably request in connection with verification of the forgoing certification.
FinCEN. (a) The identifying information of such Selling Stockholder contained in any selling stockholder’s questionnaire or other written document furnished by such Selling Stockholder to the Company or the Attorney-In-Fact in connection with the offering of the Securities is true and accurate, and (b) such Selling Stockholder is either an individual or a non-statutory trust and, as such, is not a “legal entity customer” for purposes of the Financial Crimes Enforcement Network (FinCEN) regulations (codified at 31 C.F.R. § 1010.230).
FinCEN. The Company will deliver to the Representative, on or within three business days prior to the date of this Agreement, a properly completed and executed Certification Regarding Beneficial Owners of Legal Entity Customers, together with copies of any additional identifying documentation necessary to comply with 31 CFR § 1010.230. The Representatives, on behalf of the several Underwriters, may, in their sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.
Time is Money Join Law Insider Premium to draft better contracts faster.