Brokerage Services. The following additional tasks will be performed by Xxxxxx: 194 195 196
Brokerage Services. Principal or Manager may direct Custodian to utilize for this Account other services or facilities provided by Custodian, its subsidiaries or affiliates. Such services may include, but are not be limited to (i) the purchase or sale of securities as principal, or (ii) the placing of orders for the purchase, sale, exchange, investment or reinvestment of securities through any affiliated brokerage service, or (iii) the placing of orders for the purchase or sale of units of any investment company that Custodian, UnionBanCal Corporation, or their subsidiaries or affiliates, manage, advise act as custodian or provide other services.
Brokerage Services. Adviser will place orders pursuant to its investment determinations for each Portfolio either directly with the issuer or through brokers. Adviser may enter orders for securities transactions in the Portfolios with such brokers, dealers, or issuers as Adviser may select. Orders will be entered for execution on such markets, at such prices, and at such rates of broker-dealer compensation as Adviser deem appropriate. When selecting a broker-dealer to use for the execution of trades on behalf of its clients, Client understands that Adviser, bearing in mind a Portfolio’s best interests at all times, will consider such factors as quality of execution (including the price to be paid, access to markets, timely and accurate written confirmations and the broker-dealer’s record of good and timely delivery and payment on trades), ability to handle block trades, knowledge of the market, specific industries, and securities, the financial condition of the broker-dealer and quality and value of research material and services. Client further understands that it is not Adviser’s policy to seek the lowest available commission rate when it is believed that a broker or dealer charging a higher commission rate would offer greater reliability or provide better price or execution. If Adviser decides to purchase or sell the same securities for Client and other of Adviser’s clients at about the same time, Adviser may combine the order for the Portfolios with orders for other clients to allow Adviser to negotiate better prices or lower commission rates and other transaction charges than Adviser could get for an order for the Portfolios alone. Adviser may allocate securities so purchased or sold, as well as the expenses incurred in the transaction, in the manner that Adviser consider to be equitable and consistent with Adviser’s fiduciary obligations to Client and Adviser’s other clients. Adviser may enter orders with brokers or dealers with which Adviser is affiliated, and Client acknowledges that such brokers or dealers may profit from such transactions by charging their usual and customary rates of compensation, including xxxx-ups or xxxx-xxxxx on principal transactions. If Client was referred to Adviser by a broker or dealer, Client understands that Adviser could have a conflict of interest in negotiating broker-dealer compensation with such broker or dealer on Client’s behalf.
Brokerage Services. Before working with a real estate broker, you should know that the duties of a broker depend on whom the broker represents. If you are a prospective seller or landlord (owner) or a prospective buyer or tenant (buyer), you should know that the broker who lists the property for sale or lease is the owner’s agent. A broker who acts as a subagent represents the owner in cooperation with the listing broker. A broker who acts as a buyer’s agent represents the buyer. A broker may act as an intermediary between the parties if the parties consent in writing. A broker can assist you in locating a property, preparing a contract or lease, or obtaining financing without representing you. A broker is obligated by law to treat you honestly.
Brokerage Services. 15. Attribution and risk analysis services provided in support of the Chief Investment Risk Officer such as those currently provided by the Bank of New York-Wilshire Atlas/Axiom Attribution and Risk Analysis System
Brokerage Services. An affiliate of the Sponsor will facilitate transactions in real-estate related loans and commercial mortgage backed securities. The service provider will not be reimbursed for any expenses incurred in providing these services. · Communications Services. Inland Communications, Inc. will provide marketing, communications and media relations services, including designing and placing advertisements, editing marketing materials, preparing and reviewing press releases, distributing certain stockholder communications and maintaining branding standards. · Computer Services. Inland Computer Services, Inc. (“ICS”) will provide data processing, computer equipment and support services and other information technology services, including custom application, development and programming, support and troubleshooting, data storage and backup, email services, printing services and networking services, including Internet access. · Insurance and Risk Management Services. Inland Risk and Insurance Management Services, Inc. will provide insurance and risk management services, including negotiating and obtaining insurance policies, managing sales contracts, leases and other real estate or corporate agreements and documents and settling claims and reviewing and monitoring the Company’s insurance policies.
Brokerage Services. You authorize securities transactions in your Account to be effected through LPL. LPL may receive and retain compensation for effecting transactions on behalf of Account. In connection with sales or purchases of a security in the Account, LPL may act as principal for its own account or as agent for another person. LPL may aggregate purchases, sales and exchanges of securities beneficially owned by you with purchases, sales and exchanges of securities beneficially owned by other persons. Payment for the purchase of securities in Account should be made payable to LPL Financial LLC.
Brokerage Services. The Broker shall provide brokerage services to Buyer. The following additional tasks shall be 183 performed by Xxxxxx: 184 185 186
Brokerage Services. You are required to establish and maintain a brokerage account at MLPF&S for custody of your assets and execution of transactions. The Program Fee you pay generally covers the custody of your assets and the execution of securities transactions in your Account (except as otherwise indicated). These brokerage services, including any cash sweep arrangements, are more fully described in your Xxxxxxx Xxxxx brokerage (securities) account agreement and other account documentation and in Section 3 of this Agreement under the subheadings “Custody” and “Execution Services.” Certain brokerage, banking or other features may not be available for Accounts enrolled in the Program. Proxy Voting You retain the right to vote proxies for securities held in your Account. You may not delegate to us, and we do not accept or assume from you, proxy voting authority for any securities in your Account. We will promptly send you proxy ballots and related shareholder communications electronically, as well as any other information intended for distribution to you. You are responsible for taking any actions. As custodian of your Account, if we do not receive voting instructions from you or your delegate, we will comply with the rules of the Securities and Exchange Commission (“SEC”) and applicable self- regulatory organizations relating to such matters, as required by law. Trade Confirmation Statements You will receive electronically trade-by-trade confirmations for transactions in your Account. Reasonable Investment Restrictions You may request through a Program Advisor that MAA impose one or more investment restrictions for the Account relating to a specific constituent Fund that may be or become part of a Strategy. • If a restriction is considered reasonable, we will have discretion to redirect, consistent with the selected Strategy, the portion of your assets aligned to the restricted constituent Fund across the other investments in the Account (on a pro rata basis), to select a substitute security, or hold it in cash. • If a restriction is considered or becomes unreasonable, you will be notified and required to modify or rescind the restriction to continue to be enrolled in the Program. • Our compliance with Reasonable Investment Restrictions will be as of the date of purchase or recommendation only, based on the price and characteristics of the investment on that date. • A Reasonable Investment Restriction will generally not be violated due to changes in the value or status ...
Brokerage Services. The Broker will perform professional services as a Registered Real Estate Broker, and the Broker will devote sufficient time and services on behalf of the Trust to accomplish the mutual purposes of the parties.
