Advisor Information Source Web Portal. (WAIVED) § $[…] /fund/month § $[…] /fund/month for clients using an external administration service § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Chief Compliance Officer Support Fee for the 2 Fund Complex § $[…] /year Out-Of-Pocket Expenses Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses. Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, and all other out-of-pocket expenses. § Pricing Services − $[…] Domestic and Canadian Equities/Options − $[…] Corp/Gov/Agency Bonds/International Equities and Bonds − $[…] CMOs/Municipal Bonds/Money Market Instruments − $[…] /Fund/Month - Mutual Fund Pricing − $[…] /Foreign Equity Security/Month for Corporate Action Service − $[…] /Month Manual Security Pricing (>10/day) § Factor Services (BondBuyer) − $[…] /CMO/Month − $[…] /Mortgage Backed/Month − $[…] /Month Minimum/Fund Group § Fair Value Services (FT Interactive) − $[…] on the First […] Securities/Day − $[…] on the Balance of Securities/Day Exhibit S (continued) to the Managed Portfolio Series Fund Administration Servicing Agreement Multiple Series Trust FUND ADMINISTRATION, FUNDS ACCOUNTING & PORTFOLIO COMPLIANCE SERVICES FEE SCHEDULE (continued) at November, 2014 SEC §15(c) Reporting (WAIVED) § $[…] per fund per report – first class § $[…] per additional class report Additional Services Available but not included above are the following services – legal administration, SEC §15(c) reporting, daily fund compliance testing, and daily performance reporting. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the fee schedules on this Exhibit S. TorrayResolute, LLC By: /s/ Nxxxxxxx Xxxxxxxxxxxx Printed Name: Nxxxxxxx Xxxxxxxxxxxx Title: President & CIO Date: 12/3/14
Advisor Information Source Web Portal. (Monthly fee included in annual base fee schedule) · $[ ] /fund/month · Specialized projects will be analyzed and an estimate will be provided prior to work being performed. Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses.
Advisor Information Source Web Portal. $150/month per fund for the first 12 months; then $250/month per fund after 12 months · Report customization and report creation will be an additional charge per hour
Advisor Information Source Web Portal. $[ ] /fund/month (waived) · $[ ] /fund/month for clients using an external administration service · $[ ] /hour custom development – quoted based upon client requirements Extraordinary Services Quoted separately based upon requirements Includes monthly fund performance reporting. Daily performance reporting additional. Plus out-of-pocket expenses, including but not limited to: Postage, Stationery Programming, Special Reports Daily Compliance Testing Systems Expense Proxies, Insurance EXXXX filing Retention of records Federal and state regulatory filing fees Certain insurance premiums Expenses from board of directors meetings SEC 15c Reporting Auditing and legal expenses Blue Sky conversion expenses (if necessary) All other out-of-pocket expenses Advisor’s Signature not required as the fees are not being changed. 5/1/12 Amended Exhibit I (continued) to the Professionally Managed Portfolios Fund Administration Servicing Agreement Multiple Series Trust - CHIEF COMPLIANCE OFFICER SERVICES FEE SCHEDULE at February, 2011 Chief Compliance Officer Services U.S. Bancorp provides the Chief Compliance Officer (CCO) for each fund serviced within the Multiple Series Trust. Compliance functions performed by USBFS provided CCO include, but are not limited to: • Designation as the Trust’s Chief Compliance Officer • Periodic and Annual Reporting to MST Fund Board • Board Meeting Presentation and Board Support • MST Fund Board Liaison For All Compliance Matters • Daily Resource to Advisor CCO and Fund Board • Review of Advisor Compliance Policies, Procedures and Controls • Review of USBFS/USB Critical Procedures & Compliance Controls • Due Diligence Review of Advisor and USBFS Service Facilities • Testing, Documentation and Reporting of Advisor and USBFS/USB Compliance Policies, Procedures and Controls Compliance functions performed by USBFS Risk Management Team include, but are not limited to: • Quarterly USBFS Certification to Trust CCO • Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • Distribution Services • CCO Portal – Web On-line Access to Fund CCO Documents • Periodic CCO Conference Calls • Dissemination of Industry/Regulatory Information • Client & Business Line Compliance Education & Training Chief Compliance Officer (CCO)* · $[ ] for current 3-fund complex; future charges as set by PMP Board · $[ ] per year per load fund or international fund · $[ ] per year per ...
Advisor Information Source Web Portal. $______/fund per month § $______ /fund per month for clients using an external administration service § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Chief Compliance Officer Support Fee* § $______ /year Out-Of-Pocket Expenses Including but not limited to pricing services, international corporate action services, fair value pricing services, factor services, customized reporting, and all other out-of-pocket expenses. Additional Services § Additional base fee of $______ for each additional class NOTE: All schedules subject to change depending upon the use of derivatives – options, futures, short sales, etc. Fees are billed monthly. * Subject to annual CPI increase, Milwaukee MSA. Amended Exhibit B (continued) to the Fund Accounting Servicing Agreement – Evermore Funds Trust FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at August 1, 2011 Out-Of-Pocket Expenses § Pricing Services − $______ Domestic and Canadian Equities/Options − $______ Corp/Gov/Agency Bonds/International Equities/Futures − $______ CMOs/Municipal Bonds/Money Market Instruments/International Bonds − $______ /Fund per Day - Bank Loans − $______ /Fund per Day - Credit Default Swaps − $______ /Fund per Day - Basic Interest Rate Swaps − $______ /Fund per Month - Mutual Fund Pricing − $______ /Foreign Equity Security per Month for Corporate Action Service − $______ /Month Manual Security Pricing (>10/day) § Factor Services (BondBuyer) − $______ /CMO/Month − $______ /Mortgage Backed/Month − $______ /Month Minimum/Fund Group § Fair Value Services (FT Interactive) − $______ on the First 100 Securities/Day − $______ on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service. Alternative source costs may vary.
Advisor Information Source Web Portal. $___ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Poplar Forest Amended Exhibit T (continued) to the Advisors Series Trust Fund Accounting Servicing Agreement FUND ACCOUNTING, FUND ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES FEE SCHEDULE (continued) Effective December 31, 2014 SEC §15(c) Reporting § $___ /fund per report – first class § $___ /additional class report
Advisor Information Source Web Portal. $___ /fund per month · Specialized projects will be analyzed and an estimate will be provided prior to work being performed. SEC §15(c) Reporting · $___/fund per report – first class · $___/additional class report Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from Board of Directors meetings, third party auditing and legal expenses and conversion expenses (if necessary).
Advisor Information Source Web Portal. (WAIVED) • $150 /fund/month • $500 /fund/month for clients using an external administration service • Specialized projects will be analyzed and an estimate will be provided prior to work being performed.
Advisor Information Source Web Portal. $150/month per fund for the first 12 months; then $250/month per fund after 12 months · Report customization and report creation will be an additional charge per hour Performance Reporting Services(1) (Pre-Tax and Post-Tax) $300 per CUSIP per month Financial Reporting Services and Expense Analysis and Processing Expense Payments(1)(2) · .009%1st year, .0095% 2nd year, .01% 3rd year (1 bpt ) on the first $1.25 billion of fund group assets · .00775% 1st year, .00825% 2nd year, .00875% 3rd year (7/8 bpt) on the next $1 billion of fund group assets · .0065% 1st year, .007% 2nd year, .0075% 3rd year (3/4 basis point) on the remaining assets SEC Filing Services (XXXXX filings) (1) · $17 per page Legal Fund Administration Services XBRL Services for Prospectus Risk/Return Sections - $900/fund/year Blue Sky Compliance Servicing Annual Fee - $250 per permit (new and/or renewal) per year Plus Out-Of-Pocket Expenses — Including but not limited to postage, stationery, programming, special reports, XXXXX filing, records retention and retrieval, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, auditing and legal expenses, shipping, storage and conversion, state regulatory filing fees and any other out-of-pocket expenses.
Advisor Information Source Web Portal. $150/month per fund for the first 12 months; then $250/month per fund after 12 months · Report customization and report creation will be an additional charge per hour Performance Reporting Services(1) (Pre-Tax and Post-Tax) $300 per CUSIP per month Financial Reporting Services(1) · .005% (1/2 basis point) on the first $1.25 billion of fund group assets · .00375% (3/8 basis point) on the next $1 billion of fund group assets · .0025% (1/4 basis point) on the remaining assets SEC Filing Services (XXXXX filings) (1) · $17 per page Plus Out-Of-Pocket Expenses — Including but not limited to postage, stationery, programming, special reports, XXXXX filing, records retention and retrieval, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, legal expenses, shipping, storage and conversion, and any other out-of-pocket expenses.
