UMIR definition

UMIR means those Rules adopted by the Investment Industry Regulatory Organization of Canada and designated by the Investment Industry Regulatory Organization of Canada as the Universal Market Integrity Rules as amended, supplemented and in effect from time to time.

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

UMIR means those Rules adopted by the Corporation and designated by the Corporation as the Universal Market Integrity Rules as amended, supplemented and in effect from time to time.

UMIR means the Universal Market Integrity Rules adopted by IIROC as amended, supplemented and in effect from time to time.

Examples of UMIR in a sentence

Pursuant to Part 3.4 of UMIR Policy 10.8, the Hearing Panel may accept or reject this Settlement Agreement.
This Settlement Agreement shall be presented to a Hearing Panel at a public hearing (the “Approval Hearing”) held for the purpose of approving the Settlement Agreement, in accordance with the procedures described in UMIR Policy 10.8 in addition to any other procedures as may be agreed upon between the parties.
The Interim Rules include (i) the Investment Dealer and Partially Consolidated Rules, (ii) the UMIR and (iii) the Mutual Fund Dealer Rules.
In the event the Hearing Panel rejects the Settlement Agreement, RS may proceed with a hearing of the matter before a differently constituted Hearing Panel pursuant to Part 3.7 of UMIR Policy 10.8 and this Settlement Agreement may not be referred to without the consent of both parties.
In the event the Hearing Panel rejects the Settlement Agreement, RS may proceed with a hearing of the matter before a differently constituted Hearing Panel pursuant to Part 3.7 of UMIR Policy 10.8 and this Settlement Agreement may not be referred to without the consent of RS and the Respondents.

More Definitions of UMIR

UMIR means the Universal Market Integrity Rules adopted by the Exchange and as may be amended from time to time and administered and enforced by the Exchange or any Regulation Services Provider retained by the Exchange.

UMIR means the Universal Market Integrity Rules administered by the Market Regulator and adopted by the Exchange, as amended from time to time.

UMIR means the Universal Market Integrity Rules administered by the MarketRegulator

UMIR means the Universal Market Integrity Rules adopted by the Market Regulator as amended from time to time.

UMIR means the provisions of the Universal Market Integrity Rules adopted pursuant to Transition Rule No. 1.1.2 of the Corporation.

UMIR means the Universal Market Integrity Rules of The Investment Industry Regulatory Organization of Canada.

UMIR means the Universal Market Integrity Rules for Canadian Marketplaces;