UMIR definition

UMIR means those Rules adopted by the Corporation and designated by the Corporation as the Universal Market Integrity Rules as amended, supplemented and in effect from time to time.

UMIR means those Rules adopted by the Investment Industry Regulatory Organization of Canada and designated by the Investment Industry Regulatory Organization of Canada as the Universal Market Integrity Rules as amended, supplemented and in effect from time to time.

UMIR means the Universal Market Integrity Rules adopted by IIROC as amended, supplemented and in effect from time to time.

Examples of UMIR in a sentence

• The arrangement did not in fact constitute arbitrage trading for the purposes of UMIR, and as such, the trades entered as part of the strategy did not benefit from the various exemptions provided for under UMIR, and caused Salman to violate numerous UMIR provisions.

• Defined Terms: NI 14-101 section 1.1(3) – “securities legislation”UMIR section 1.1 – “listed security”, “Market Regulator” and “quoted security”Related Provision: UMIR Policy 1.1, Part 2 – Definition of ‘’Exempt Exchange-traded Fund’’Regulatory History: Effective January 8, 2010, the applicable securities commissions approved amendments to section 1.1 to add the definition of “Exempt Exchange-traded Fund”.

• Defined Terms: Regulatory History:NI 14-101 section 1.1(3) – “jurisdiction” and “securities legislation” NI 21-101 section 1.1 –“ATS”, “member”, “subscriber” and “user”UMIR section 1.1 – “derivatives market maker”, “Exchange”, “marketplace” and “QTRS” UMIR section 1.2(2) – “person”Effective December 9, 2013, the applicable securities commissions approved amendments to the French version of UMIR.

• In UMIR, unless the subject matter or context otherwise requires:Defined Terms:Regulatory History:UMIR section 1.1 – “UMIR”In connection with the recognition of IIROC and its adoption of UMIR, the applicable securities commissions approved an amendment to section 1.1 that came into force on June 1, 2008 to make editorial changes.

• Defined Terms: Regulatory History:NI 21-101 section 1.1 – “information processor” and “order” NI 21-101 section 1.4 – Interpretation -- “security”UMIR section 1.1 – “marketplace” and “Market Operation Instrument” UMIR section 1.2(2) – “trade”Effective March 9, 2007, the applicable securities commissions approved an amendment to section 1.1 to replace the definition of “consolidated market display”.

More Definitions of UMIR

UMIR means the Universal Market Integrity Rules adopted by the Exchange and as may be amended from time to time and administered and enforced by the Exchange or any Regulation Services Provider retained by the Exchange.

UMIR means the Universal Market Integrity Rules administered by the Market Regulator and adopted by the Exchange, as amended from time to time.

UMIR means those Rules adopted by the Investment Industry Regulatory Organizationof Canada Corporation and designated by the Investment Industry Regulatory Organization of Canada Corporation as the Universal Market Integrity Rules as amended, supplemented and in effect from time to time.6.2 Designations and Identifiers

UMIR means the Universal Market Integrity Rules adopted by the Market Regulator as amended from time to time.

UMIR means the Universal Market Integrity Rules administered by the MarketRegulatorand adopted by the Exchange, as amended from time to time.

UMIR means the provisions of the Universal Market Integrity Rules adopted pursuant to Transition Rule No. 1.1.2 of the Corporation.

UMIR means the Universal Market Integrity Rules of The Investment Industry Regulatory Organization of Canada.