Transfer Restriction Termination Date definition

Transfer Restriction Termination Date means the first date on which the Securities and any Common Stock issued or issuable upon the conversion or exchange thereof (other than (i) Securities acquired by the Trust or any Affiliate thereof and (ii) Common Stock issued upon the conversion or exchange of any Security described in clause (i) above) may be sold pursuant to Rule 144(k).
Transfer Restriction Termination Date is defined in Section 5.1.6.1.
Transfer Restriction Termination Date means the earlier of the first date on which (i) the Subordinated Securities of a series (other than such Subordinated Securities acquired by the Company or any Affiliate thereof since the issue date of such Subordinated Securities) may be sold pursuant to Rule 144K (or any successor provision) and (ii) all such Subordinated Securities have been exchanged or sold pursuant to an effective registration statement.

Examples of Transfer Restriction Termination Date in a sentence

  • No Partner shall be permitted to Transfer all or any part of its interest in the Partnership under any circumstances until the Transfer Restriction Termination Date.

  • In addition to the restrictions on transfer set forth in Section 9 hereof, each of the Purchasers acknowledges that the Sponsors’ Warrants and the Shares issuable upon exercise of the Sponsors’ Warrants are subject to the restrictions on transfer and exercise set forth in the Warrant Agreement and will be deposited with the Escrow Agent pursuant to the Escrow Agreement until the Transfer Restriction Termination Date.

  • No Member shall be permitted to Transfer all or any part of its interest in the Company under any circumstances until the Transfer Restriction Termination Date.

  • With respect to Debentures originally issued in an offering not registered pursuant to the Securities Act, if prior to the Transfer Restriction Termination Date, the Company is neither subject to Section 13 or 15(d) of the Exchange Act, the Company shall at the request of any Holder provide to such Holder and any prospective purchaser designated by such Holder such information, if any, required by Rule 144A(d)(4) under the Securities Act.

  • Notwithstanding anything to the contrary contained herein, the Initial Holder may not assign, sell or otherwise transfer Warrants at any time before the Transfer Restriction Termination Date.


More Definitions of Transfer Restriction Termination Date

Transfer Restriction Termination Date means the earlier of (i) the date a Change of Control of the Company occurs, (ii) the date of a Strategic Alliance Agreement Termination or (iii) the third anniversary of the date of this Agreement.
Transfer Restriction Termination Date means the first date on which the Preferred Securities (other than Preferred Securities acquired by the Trust or any Affiliate thereof) may be sold pursuant to Rule 144(k).
Transfer Restriction Termination Date has the meaning set forth in Section 7(a) of this Agreement.
Transfer Restriction Termination Date means the first day in which the Capital Securities (other than Capital Securities acquired by the Trust or any Affiliate thereof) may be sold pursuant to Rule 144(k).
Transfer Restriction Termination Date means the first date on which the Subordinated Notes (other than Subordinated Notes acquired by the Company or any Affiliate thereof) may be sold pursuant to Rule 144(k).
Transfer Restriction Termination Date means the earlier of the first date on which (i) the Convertible Preferred Securities, the Convertible Debentures and any Common Shares issued or issuable upon the conversion or exchange thereof (other than (A) such securities acquired by the Company or any Affiliate thereof since the Issue Date of the Convertible Preferred Securities and (B) Common Shares issued upon the conversion or exchange of any such security described in clause (A) above) may be sold pursuant to Rule 144(k) (or any successor provision) and (ii) all of such Convertible Preferred Securities, Convertible Debentures and/or Common Shares shall have been sold pursuant to an effective registration statement.
Transfer Restriction Termination Date means the earlier of the first date on which (i) the Securities and any Common Shares issued or issuable upon the conversion or exchange thereof (other than (A) Securities acquired by the Trust or any Affiliate thereof and (B) Common Shares issued upon the conversion or exchange of any Security described in clause (A) above) may be sold pursuant to Rule 144(k) and (ii) all the Securities have been sold pursuant to an effective registration statement.