Suitability information definition

Suitability information means information that is reasonably appropriate to determine the suitability of a recommendation, including the following:
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Suitability information means information that is reasonably appropriate to determine the
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Suitability information means information required to be included in a certificate under section 113B by virtue of section 113BA or 113BB.
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Examples of Suitability information in a sentence

  • Suitability information provided by us reflects the combined interests of all joint owners.

  • Note Suitability information is defined in s 65.(2) The entity commits an offence if—(a) the entity’s suitability information under section 65 (1), definition of suitability information, paragraph (a), (b) or (c) changes; and(b) the entity does not tell the director-general about the change as soon as practicable, but not later than 7 days after the change happens.Maximum penalty: 50 penalty units, imprisonment for 6 months or both.

  • Note Suitability information is defined in s 65.(2) The entity commits an offence if—(a) the entity’s suitability information under section 65 (1), definition of suitability information, paragraph (a), (b) or (c) changes; and(b) the entity does not tell the chief executive about the change as soon as practicable, but not later than 7 days after the change happens.Maximum penalty: 50 penalty units, imprisonment for 6 months or both.

  • Note Suitability information is defined in s 65.(2) The entity commits an offence if—(a) the entity’s suitability information under section 65 (1), definition of suitability information, paragraph (a), (b) or (c) changes; and(b) the entity does not tell the director-general about the change as soon as practicable, but not later than 7 days after the change happens.

  • Suitability information has been obtained and filed with the broker/dealer.


More Definitions of Suitability information

Suitability information means information that is reason- ably appropriate to determine the suitability of a recommendation, including all of the following:
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Suitability information means infor- mation that is reasonably appropriate to determine the suitability of a recommenda- tion, including the following:
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Suitability information means information that is reasonably appropriate to determine the suitability of a recommendation is suitable and in the best interest of the consumer, including the following:
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Suitability information means information that is reasonably appropriate todetermine the suitability of a recommendation, including the following:
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Suitability information means information that
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Suitability information means information that is reasonably appropriate to determine the suitability of a recommendation in accordance Section 3(2).
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Suitability information means information provided by the consumer that is reasonably appropriate to assist the producer in evaluating whether the determine the suitability of a recommendation satisfies the requirements of this regulation, including the following:
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