Subject Securities definition
Examples of Subject Securities in a sentence
In the Subscription Notice, the Investor shall specify the number of Shares and Subject Securities beneficially owned, directly or indirectly, by it and its Affiliates as at the date of the Subsequent Offering Notice, and the number of Securities for which the Investor is subscribing.
The Company will use its commercially reasonable efforts to promptly obtain (including by applying for any necessary price protection confirmations) all necessary Exchange approvals for the listing of all Shares (including Shares underlying Subject Securities) to be issued to the Investor pursuant to this Article 4.
In the case of both (i) and (ii), the number of Shares used in the calculation will assume the exercise/and or exchange and/or conversion, by or on behalf of the Investor and its Affiliate(s) only, of any Subject Securities held by or on behalf of the Investor and its Affiliate(s) at such time.
In the case of both (i) and (ii), the number of Shares used in the calculation will assume the exercise/and or exchange and/or conversion, by the Investor and its Affiliate(s) only, of any Subject Securities held by the Investor and its Affiliate(s) at such time, provided that in all cases such inclusion will be subject to any cap or other restriction on exercise, exchange and/or conversion provided in the agreement, document or other instrument representing such Subject Securities.
In the case of both (i) and (ii), the number of Shares used in the calculation will not include the exercise, exchange and/or conversion, by the Investor and its Affiliate(s) of any Subject Securities held by the Investor and its Affiliate(s) at such time.