sub-broker definition
sub-broker means any person not being a member of stock exchange who acts on behalf of a stock broker as an agent or otherwise for assisting the investors in buying, selling or dealing in securities through such stock brokers;”
sub-broker means a sub-broker who has either made an application for registration or is registered as a sub-broker in accordance with the rules and regulations made under the Securities and Exchange Board of India Act, 1992;
sub-broker means the introducing company that is Party to this Agreement.
More Definitions of sub-broker
sub-broker means an agent of the Broker appointed in accordance with clause 37. Term means the period of time specified in Item 5 of the Schedule, unless this Agreement is terminated earlier or extended..
sub-broker means Aston Lark Limited.
sub-broker means any person who does not act on behalf of a member-broker as an agents
sub-broker means any person not being a Trading Member of the Stock exchange who acts on behalf of a stock broker as an agent or otherwise for assisting the investors in buying, selling or dealing in securities through such stock brokers. No sub –broker can buy, sell deal in Securities unless he holds a certificate granted by SEBI under the Regulations. SEBI has stated that the Trading Member of the Exchange is responsible for the acts, deeds and things of the sub –brokers affiliated to it.
sub-broker means a person who has satisfied the conditions laid down by a Securities Exchange or Capital Trade Point for such status and who is therefore authorized to deal in the securities listed on the Exchange under the control and supervision o a dealing member.
sub-broker means a sub-broker who has either made an appligations for registration or is registered as a sub-broker in aggordange with the rules and regulations made under the Segu-
sub-broker means any securities company that is not a member under the regulation regarding the rules, conditions and procedures for executing a brokerage or agency agreement to trade listed securities on the Exchange for sub-brokers;