Examples of SFTR in a sentence
It is interesting to note that every kind of transaction that management companies could potentially use is now regulated: SFTR complements MiFID 2, which notably governs direct investment in financial securities, and EMIR, which regulates dérivatives.March 2016: UCITS 5The newest version of the UCITS directive adjusts the rules governing the regime depositaries, remuneration for managers, and administrative sanctions.
September 2016 Reply form for the Consultation Paper Draft RTS and ITS under SFTR and amendments to related EMIR RTS Date: 30 September 2016 Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Draft RTS and ITS under SFTR and amendments to related EMIR RTS, published on the ESMA website.
The Investment Adviser intends to engage in SFTR techniques on, amongst other things, equity securities, markets, interest rates, credit, currencies, commodity indices and other Permitted Investments in line with the exposures set out below (in each case as a percentage of net asset value).
A Fund may use Securities Financing Transactions in accordance with normal market practice and subject to the conditions and limits of the SFTR and the Central Bank Rules where provided for in the relevant Supplement.
Unless otherwise stated in the Supplement of a Fund, the expected proportion of assets under management of a Fund of the Company subject to Securities Financing Transactions or Total Return Swaps for the purposes of SFTR at any point in time is 30% of the assets under management of that Fund.