SEC Action definition

SEC Action means the action filed on November 15, 2004 by the SEC in the United States District for the Northern District of Illinois against Black, Radler and the Corporation;
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SEC Action means the civil action captioned: SEC v. MJ Capital Funding, LLC, et. al, Civil Action No. 0:21-cv-61644-SINGHAL (S.D. Fla.).
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SEC Action shall have the meaning set forth in the Recitals.
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Examples of SEC Action in a sentence

  • Any Party to the Settlement may respond to an objection filed pursuant to Paragraph 4 by filing a response in the SEC Action no later than [insert date of 7th day before the Final Approval Hearing].

  • On August 10, 2010, this Court entered its order (the “Committee Order”) creating the Committee and appointing the Committee to “represent[] in [the SEC Action] and related matters” the Stanford Investors.

  • The Receivership Order in the SEC Action closely reflects and furthers all of the above objectives, directing the Receiver to prosecute, defend, and compromise actions in order to maximize timely distributions to claimants.

  • On February 16, 2009, the Securities & Exchange Commission (“SEC”) filed the SEC Action, and the Court appointed Ralph S.

  • Little as Examiner, to advocate on behalf of “investors in any financial products, accounts, vehicles or ventures sponsored, promoted or sold by any Defendant in this action.” [SEC Action, ECF No. 322].


More Definitions of SEC Action

SEC Action means the action captioned Securities and Exchange Commission x. Xxxx River Capital Management, L.L.C., et al., Civ. Action No. 05-CV-8713 (NRB), filed by the SEC against the Wood River Entities and Xxxx Xxxxxxx Whittier in the Court.
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SEC Action means the civil action styled as Securities and Exchange Commission v. Carl Ruderman, et al., 18-CV-61991 BB (S.D. Fla.), pending in the District Court.
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SEC Action has the meaning ascribed to such term in the Recitals.
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SEC Action means the matter captioned SEC v. TCA Fund Management Group Corp., et al. Case No. 20-21964-CIV-Altonaga (S.D. Fla.) pending in the United States District Court for the Southern District of Florida.
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SEC Action means SEC v.
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SEC Action means SEC v. Akazoo S.A., Case No. 1:20-cv-08101-AKH
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SEC Action. In the Matter of Xxxx Xxxxxx, Patriarch Partners, LLC, Patriarch Partners VIII, XIV, and XV, LLC; File No. 3-16462 –Administrative Proceeding
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