Schedule III bank definition

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada);

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “spouse” means, an individual who,

Schedule III bank means an authorized foreign bank listed on Schedule III to the Bank Act (Canada).

Examples of Schedule III bank in a sentence

• The dealer registration requirement does not apply in respect of a trade in an evidence of deposit issued by a Schedule III bank or an association governed by the Cooperative Credit Associations Act (Canada).

• Except in Ontario, the prospectus requirement does not apply to a distribution of an evidence of deposit issued by a Schedule III bank or an association governed by the Cooperative Credit Associations Act (Canada).

• This provision allows a foreign bank to be a liquidity provider if it is a Schedule II or Schedule III bank that is regulated by OSFI or approved by OSFI to carry on business in Canada.

• Registered firm and financial institution clients Under subsection 13.3(3), there is no obligation to make a suitability determination for a client that is a registered firm, a Canadian financial institution or a Schedule III bank.

• When report not required 6.2 (1) An issuer is not required to file a report under section 6.1(1)(a) [Report of exempt distribution] for a distribution of a debt security of its own issue or, concurrently with the distribution of the debt security, an equity security of its own issue, to a Canadian financial institution or a Schedule III bank.

More Definitions of Schedule III bank

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); "spouse" means, an individual who,

Schedule III bank means a bank that is a Canadian bank listed on Schedule III under the Bank Act (Canada).

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “segregate” means to separately hold or separately account for a customer’s positions or customer collateral.

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “Securities Act” means the Securities Act, R.S.O. 1990, c. S.5, as amended from time to time;

Schedule III bank means a bank that is a Canadian bank listed on Schedule III under the Bank Act (Canada). “SEC” means the Securities and Exchange Commission.

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “scholarship plan dealer” means a person or company registered in the category of scholarship plan dealer;

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “Spouse” means, an individual who,