Restricted Security definition

Restricted Security has the meaning assigned to such term in Rule 144(a)(3) under the Securities Act; provided, however, that the Trustee shall be entitled to receive, at its request, and conclusively rely on an Opinion of Counsel with respect to whether any Note constitutes a Restricted Security.

Restricted Security means a Note that constitutes a “Restricted Security” within the meaning of Rule 144(a)(3) under the Securities Act; provided, however, that the Trustee shall be entitled to request and conclusively rely on an Opinion of Counsel with respect to whether any Note constitutes a Restricted Security.

Restricted Security means a Security that constitutes a “restricted security” within the meaning of Rule 144(a)(3) under the Securities Act until such time as such Security is freely tradable by a Person who is not (and has not been for the three months preceding the applicable transfer) an “affiliate” (as defined in such rule) pursuant to such rule. Each of the Securities issued on the Issue Date that bear the Security Private Placement Legend shall be Restricted Securities as of the Issue Date.

Examples of Restricted Security in a sentence

• For the avoidance of doubt, Order Taker bears no responsibility or liability for any of the obligations of the X.X. Xxxxxx equities desk with respect to any Restricted Security order.

• The execution, transaction confirmation, and any information related to any Restricted Security order shall be the sole responsibility of X.X. Xxxxxx’x equities desk, shall be subject to any terms and conditions in place between the Customer, ETF or Trust and X.X. Xxxxxx’x equities trading desk, and any requests or inquiries with respect to any Restricted Security order shall be directed to X.X. Xxxxxx’x equities desk.

• Where an Authorized Participant submits an Order that includes a cash-in-lieu request for a Restricted Security, Order Taker, on behalf of the applicable ETF, will transmit to X.X. Xxxxxx’x equities trading desk a request to purchase the Restricted Security at market on close.

• Each Certificate representing any Warrant that is a Transfer-Restricted Security will bear the Restricted Security Legend.

• Notwithstanding anything herein to the contrary, no Portfolio Investment may constitute a Restricted Security.

More Definitions of Restricted Security

Restricted Security means a Security required to bear the restrictive legend set forth in the form of Security set forth in Exhibits A and B of this Indenture.

Restricted Security has the meaning assigned to such term in Rule 144(a)(3) under the Securities Act.

Restricted Security means any share of Common Stock except any that (i) have been registered pursuant to an effective registration statement under the Securities Act and sold in a manner contemplated by the prospectus included in such registration statement, (ii) have been transferred in compliance with the resale provisions of Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of Rule 144 under the Securities Act (or any successor provision thereto), or (iii) otherwise has been transferred and a new share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company.

Restricted Security means a Security required to bear the restrictive legend set forth in the form of Security set forth in Exhibits A-1 and A-2 of this Indenture.

Restricted Security means an equity security of a reporting issuer if any of the following apply:

Restricted Security means Securities that bear or are required to bear the legends relating to transfer restrictions under the Securities Act set forth in Exhibit A hereto.

Restricted Security is defined in the Registration Rights Agreement to mean any Security or share of Common Stock issuable upon conversion thereof except any such Security or share of Common Stock which (i) has been effectively registered under the Securities Act and sold in a manner contemplated by the Shelf Registration Statement, (ii) has been transferred in compliance with Rule 144 under the Securities Act (or any successor provision thereto) or is transferable pursuant to paragraph (k) of such Rule 144 (or any successor provision thereto), or (iii) has otherwise been transferred and a new Security or share of Common Stock not subject to transfer restrictions under the Securities Act has been delivered by or on behalf of the Company in accordance with the Indenture.