Reportable Funds definition

Reportable Funds means any open-end mutual funds and ETFs advised or sub-advised by the Firm or open-end mutual funds and ETFs whose adviser, sub-adviser or principal underwriter controls, is controlled by or is under common control with the Firm.

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Reportable Funds means any open-end investment company registered under the Company Act (i.e., mutual fund) for which Jacobs Levy serves as investment adviser or sub-adviser or whose investment adviser, sub-adviser, or principal underwriter controls Jacobs Levy, is controlled by Jacobs Levy, or is under common control with Jacobs Levy.

Reportable Funds means mutual funds for which a GMO Entity serves as an investment adviser, sub-adviser or principal underwriter.

Examples of Reportable Funds in a sentence

Notwithstanding the foregoing, preclearance is not required for personal securities transactions in Reportable Funds, PNC Stock and Exchange Traded Funds, or for transactions in Fully Discretionary Accounts.
The prohibitions of Section II.B, shall not apply but the reporting requirements in Section II.A shall continue to apply to open-ended mutual funds trades that are not WCM Sub-Advised Funds (Reportable Funds).
No Access Person shall profit in the purchase and sale, or the sale and purchase, of the same (or equivalent) Reportable Securities within 60 calendar days, provided however, that this restriction does not apply to ETFs and Reportable Funds or transactions in Fully Discretionary Accounts.
An Advisory Person may have beneficial ownership of Reportable Funds in his or her spouse's retirement or 401(k) plan held at another bank or broker.
In addition, persons need not report transactions in bankers' acceptances, certificates of deposit, commercial paper or open-end investment companies other than Reportable Funds.

More Definitions of Reportable Funds

Reportable Funds means any open-end mutual funds advised or subadvised by NIS.

Reportable Funds means any investment company (other than money market funds) that is registered under the Investment Company Act for which MIM, or any firm under common control with MIM, serves as adviser, sub-adviser, or distributor.

Reportable Funds means any open-end mutual funds, private funds, and ETFs advised or sub-advised by the Adviser or open-end mutual funds, private funds and ETFs whose adviser, sub-adviser or principal underwriter controls, is controlled by or is under common control with the Adviser.

Reportable Funds means (i) any Fund for which the Adviser serves as investment adviser or subadviser or (ii) any Fund whose investment adviser or principal underwriter controls the Adviser, is controlled by the Adviser, or is under common control with the Adviser.

Reportable Funds means Armstrong Associates, Inc.

Reportable Funds means (i) any fund for which the Advisers serve as investment adviser or sub-adviser; (ii) any fund whose investment adviser or principal underwriter controls the Advisers, is controlled by the Advisers, or is under common control with the Advisers. As used in this definition, the term control has the same meaning as it does in Section 2(a)(9) of the Investment Company Act; or (iii) any fund identified on the Advisers’ Preclearance/Restricted List.

Reportable Funds means any mutual fund for which the Adviser or its affiliates serves as an investment adviser or sub-adviser.