Relevant Activities definition

Relevant Activities means, in relation to a particular Responsible Executive, the operations and processes of that part of the Market Participant’s business which the document given to ASIC under subrule 2.1.2(1) or (2), or notification given to ASIC under subrule 2.1.2(3), identifies as being under the supervision of that Responsible Executive, while that Responsible Executive remains responsible in respect of that part of the business.

Relevant Activities include any activity (A) which is similar or substantially related to any activities in which you were engaged, in whole or in part, at the Company or BNY-Mellon; (B) for which you had direct or indirect managerial or supervisory responsibility at the Company or BNY-Mellon or (C) which calls for the application of the same or similar specialized knowledge or skills as those used by you in your activities with the Company and BNY-Mellon.

Relevant Activities means the production, maintenance or repair of relevant musical instruments;

Examples of Relevant Activities in a sentence

• The SFC generally expects that MICs of two core functions set out in the FAQ (Measures for augmenting senior management accountability in platform operators), namely the Overall Management Oversight function and the Key Business Line function, should seek the SFC’s approval to be responsible officers in respect of the Relevant Activities they oversee.

• Normally, the SFC will not license back office staff, including compliance officers and in-house legal counsel, if s/he does not perform functions that directly relate to the conduct of the Relevant Activities for which the corporation is licensed.

• As a licensed representative, you can only act for the Platform Operator to which you are accredited, i.e. your principal, in carrying on the Relevant Activities.

• However, that individual must act on behalf of or have an arrangement with the Platform Operator for carrying out the Relevant Activities.

• A licensed representative (see paragraph 2.3) who is also approved as a responsible officer under section 126 of the SFO and/or section 53ZRP of the AMLO to supervise the Relevant Activities of the Platform Operator to which s/he is accredited.

More Definitions of Relevant Activities

Relevant Activities means the display, promotion, advertising, reproduction, publication, distribution, circulation, use, offer to sell, sale and provision of the Exhibition Items, either individually or collectively.

Relevant Activities means money laundering or weapons development or both;

Relevant Activities. , in relation to an airport, means the provision at the airport of any services or facilities for the purposes of—

Relevant Activities means relevant activities as defined in Appendix A to the Annex to Commission Regulation (EC) 1254/2012 (‘Annex relating to IFRS 10’);

Relevant Activities means the provision by the UK Operating Companies of the products and services listed in the confidential Appendix as a Government Contractor.

Relevant Activities means activities that are engaged or otherwise participated in solely for -

Relevant Activities means any activities in relation to which any applicable provision applies (or would apply if they were being carried on).