Regulated Activities Order definition

Regulated Activities Order means the Financial Services and Markets Act (Regulated Activities) Order 2001;

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities)

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544);

Examples of Regulated Activities Order in a sentence

• Contracts for Difference or CFD Means a contract for differences within the meaning of Article 85(1) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.

• Where part of a credit agreement falls within the exemptions in articles 60C to 60H of the Regulated Activities Order, only that part of the agreement is an exempt agreement.

• In this Module, "Transaction" means a transaction listed in sub-clauses (i)-(iv) of the definition of Transaction in the Interpretation Module, which constitutes a "Future" or an "Option" (as defined in articles 83 and 84 respectively of The Financial Services and Markets Act 2000 (Regulated Activities) Order (2001) and traded on a Market.

• The term "Option" means an Energy Contract subject to Clearing by the Clearing House that is an 'option' under article 83 of the FSMA (Regulated Activities) Order 2001 or any economically similar Contract that is not an investment.

• R■ CONC 3.7.4 G also applies to a financial promotion or a communication with a customer in relation to the activities specified in article 36A(1)(a) or (c) of the Regulated Activities Order in relation to a credit agreement that would be a regulated credit agreement but for the relevant provisions.

More Definitions of Regulated Activities Order

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) as amended from time to time.

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001F9;

Regulated Activities Order means the Regulated Activities Order 20111, as it has effect from time to time;

Regulated Activities Order means the Regulated Activities Order 2011 (as amended 2018) as it has effect from time to time and any instrument or enactment from time to time amending or replacing that Order5;

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) as amended from time to time. "Regulations" means the OEIC Regulations and the FCA Handbook (including the COLL Sourcebook and FUND), as amended. "Scheme Property" means the scheme property of the Company or a Fund (as appropriate) required under the COLL Sourcebook and FUND to be given for safekeeping to the Depositary. "SDRT" means stamp duty reserve tax. "Share" or "Shares" means a share or shares in the Company (including larger denomination shares, and smaller denomination shares equivalent to one thousandth of a larger denomination share). "Shareholder" means a holder of registered Shares in the Company. "Switch" means the exchange where permissible of Shares of one Class or Fund for Shares of another Class or Fund. "Valuation Point" means the point on a Dealing Day whether on a periodic basis or for a particular valuation, at which the ACD carries out a valuation of the Scheme Property for the Company or Fund (as the case may be) for the purpose of determining the price at which Shares of a Class may be issued, cancelled or redeemed. The current Valuation Point is 12 noon London time on each Dealing Day. "VAT" means value added tax.

Regulated Activities Order means the Financial Services and Market 2000 (Regulated Activities) Order 2001 (as amended);

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated