Regulated Activities Order definition

Regulated Activities Order means the Financial Services and Markets Act (Regulated Activities) Order 2001;
Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544);
Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities)

Examples of Regulated Activities Order in a sentence

  • The term "Option" means an Energy Contract subject to Clearing by the Clearing House that is an 'option' under article 83 of the FSMA (Regulated Activities) Order 2001 or any economically similar Contract that is not an investment.

  • R In determining whether a provision in COBS applies to a UK AIFM or a UK UC- ITS management company, an activity carried on by the firm which would be a regulated activity but for article 72AA (Managers of UCITS and AIFs) of the Regulated Activities Order, must be treated as a regulated activity carried on by the firm.

  • By holding the funds in a whole of life assurance policy the Plan meets the requirements of Article 60(1) (a) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.


More Definitions of Regulated Activities Order

Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001F9;
Regulated Activities Order means the Financial Services and Markets Xxx 0000 (Regulated Activities)
Regulated Activities Order means the Regulated Activities Order 2011 (as amended 2018) as it has effect from time to time and any instrument or enactment from time to time amending or replacing that Order5;
Regulated Activities Order means the Regulated Activities Order 20111, as it has effect from time to time;
Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) as amended from time to time."Regulations" means the OEIC Regulations and the FCA Handbook (including the COLL Sourcebook and FUND), as amended."Scheme Property" means the scheme property of the Company or a Fund (as appropriate) required under the COLL Sourcebook and FUND to be given for safekeeping to the Depositary."SDRT" means stamp duty reserve tax."Share" or "Shares" means a share or shares in the Company (including larger denomination shares, and smaller denomination shares equivalent to one thousandth of a larger denomination share)."Shareholder" means a holder of registered Shares in the Company."Switch" means the exchange where permissible of Shares of one Class or Fund for Shares of another Class or Fund."Valuation Point" means the point on a Dealing Day whether on a periodic basis or for a particular valuation, at which the ACD carries out a valuation of the Scheme Property for the Company or Fund (as the case may be) for the purpose of determining the price at which Shares of a Class may be issued, cancelled or redeemed. The current Valuation Point is 12 noon London time on each Dealing Day."VAT" means value added tax. Words in the singular include the plural, and words in the plural include the singular, and words importing male persons include female persons and words importing female persons include male persons. Reference to any law or statute shall mean such law or statute as amended to the date of this Prospectus, and shall include any subordinate legislation made pursuant to such law or statute.
Regulated Activities Order means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544); “Regulation” means any binding rules, regulations, requirements and guidance of any Regulator or any other governmental, regulatory, supervisory or administrative body; “Regulator” means the Financial Services Authority or such other governmental, statutory or other authority or authorities as shall from time to time carry out functions in relation to Long Term Business conducted in the United Kingdom as are, at the Effective Time, carried out by the Financial Services Authority; “Replacement Right” means the right or option of any person under either an Excluded Policy or a Transferred Policy where the exercise of the right or option requires the issue of a new, additional or replacement Policy; “Residual Assets” means each of the following: