registered individual means an individual who is registered
registered individual means an individual who is registered under securities legislation to do any of the following on behalf of a registered firm:
registered individual means, for a registered firm, an individual who is registered to trade or advise on behalf of the registered firm;
More Definitions of registered individual
registered individual means a dealing representative of an investment dealer or mutual fund dealer under applicable Canadian securities laws;
registered individual means an individual that is registered in at least one jurisdiction to trade or advise on behalf of a registered firm;
registered individual means an individual who is registered to trade or advise on behalf of a registered firm;
registered individual means an individual who is registered to act on behalf of a registered firm, including a registered firm’s ultimate designated person and chief compliance officer; and
registered individual means a person registered as a securities representative to act as securities dealer or adviser on behalf of a registered firm ;
registered individual means an individual performing one or
registered individual means an individual registered in accordance with paragraph 1 of the Individual Registration Byelaw (No. 3 of 1998);