Rated Entity definition
Examples of Rated Entity in a sentence
Under no circumstance may an Employee perform Analytical Activities involving a Rated Entity or Security if he/she might be unduly influenced in any way and under no circumstance may an Employee use Confidential Information in the context of making his/her own personal investment decisions.
When assigning its Ratings, Analysts may only consider those factors relevant to the creditworthiness of a Rated Entity or a Security.
Definition of Rated Entity changed to reflect relevant related third parties.
Employees are prohibited from holding any position as a partner, officer, director, trustee, board member, or controlling stakeholder of any Rated Entity or Ratings Eligible Entity that operates in a sector that is covered by the Employee’s group, or that otherwise presents a conflict of interest in respect of their position of employment at Fitch Ratings.
Analysts leave the room/meeting before BRM begins discussing commercial matters or fee structures; and BRM leaves the room/meeting before the Rated Entity or other third parties begin the process of providing Confidential Information of the Rated Entity relevant to the assignment of ratings.However, Confidential Information may be shared subsequently with BRM as permitted by Bulletin 41: Confidential Information Policy.