Qualified Client definition

Qualified Client means any Person (being over the age of 18 in the case of a natural person) (i) who is a fit and proper person, (ii) complies with know your client (KYC/CKYC) norms stipulated by the Investment Manager and SEBI, (iii) has not been convicted of any offence, (iv) has a sound financial standing and credit-worthiness, and (v) is willing to execute necessary documentation as stipulated by the Portfolio Manager and other than any Person, which cannot subscribe to the strategy without being in breach of any law or requirement of any country or governmental authority in any jurisdiction whether on its own or in conjunction with any other relevant circumstances.
Qualified Client means any Person (being over the age of 18 in the case of a natural person)
Qualified Client means a qualified client as defined in 17 C.F.R. § 275.205-3.

Examples of Qualified Client in a sentence

  • Any provision of Pre-Qualification Services by Broker to a Qualified Client shall be subject to the terms and conditions of the Agreement for Service between Broker and Qualified Client that governs the provision of Equifax Credit Information (the “Agreement”) and the additional pre-qualification terms and conditions set forth below (the “Pre-Qualification Terms and Conditions”).

  • The undersigned hereby certifies that the undersigned is a qualified client (“Qualified Client”) within the meaning of Rule 205-3 under the Investment Advisers Act of 1940 at the time of the undersigned s investment in the Fund because the undersigned satisfies one or more of the following categories of Qualified Client.

  • Prior to Broker offering any Pre-Qualification Services to a Qualified Client, the Pre-Qualification Terms and Conditions shall be incorporated into the Agreement (whether by addendum or other appropriate method) and shall be binding on the parties.

  • Notwithstanding the foregoing, MOTIVA shall have the right to remove any person or entity as a Qualified Client at any time, such that such person or entity shall immediately cease to be a Qualified Client hereunder upon written notice of such election, based upon MOTIVA’s determination that Agent has not satisfactorily performed its obligations under Article 3 with respect to such person or entity.

  • Agent’s claim for Commission on Accepted Orders shall also lapse if and to the extent that MOTIVA accepts the return of Products from a Qualified Client and pays a refund in respect thereof.


More Definitions of Qualified Client

Qualified Client means a person who:- a. has never been or currently is not a Lead or an active client with Hantec Markets; and b. successfully completed all the registration steps; and
Qualified Client is a Client that is a legal entity or an individual meeting one of the following criteria: the Client has performed at least ten Transactions for a total amount exceeding 10 thousand basic units in each of the last four quarters; the amount of the Client’s long-term and short-term financial investments, including cash, exceeds 10 thousand basic units on the first day of the current month.
Qualified Client means any Person (being over the age of 18 in the case of a natural person) (i) who is a fit and proper person, (ii) complies with know your client (KYC/CKYC) norms stipulated by the Portfolio Manager and SEBI, (iii) has not been convicted of any offence, (iv) has a sound financial standing and credit-worthiness, and (v) is willing to execute necessary documentation as stipulated by the Portfolio Manager and other than any Person, which cannot subscribe to the Investment Approach without being
Qualified Client means any Person (being over the age of 18 in the case of a natural person) (i) who is a fit and proper person, (ii) complies with know your client (KYC/CKYC)
Qualified Client. Status. 🞎 A. Investor is a natural person who, or a company2 that, immediately after purchasing Interests has at least $1,000,000 under the management of the General Partner or the Investment Manager. 🞎 B. Investor is a natural person who, or a company that, immediately prior to purchasing Interests has a net worth (together, in the case of a natural person, with assets held jointly with a spouse) that exceeds $2,000,0003.
Qualified Client means any of the following:
Qualified Client shall be defined as an individual with a disability who has been determined eligible for paratransit service.