Professional Investor definition

Professional Investor means an investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. Professional investors include, among others, entities which are required to be authorised or regulated to operate in the financial markets, large undertakings, and other institutional investors whose main activity is to invest in financial instruments;
Professional Investor means an investment company registered under the investment company act of 1940, title I of chapter 686, 54 Stat. 789, 15 U.S.C. 80a-1 to 80a-64, a pension or profit sharing trust or other institutional buyer, or a person, partnership, or other entity a majority of whose resources are dedicated to investing in equity or debt securities and whose net worth exceeds $500,000.00 prior to the savings bank's investment.
Professional Investor means a client who meets the criteria laid down in Annex II to Directive 2014/65/EU;

Examples of Professional Investor in a sentence

  • The Company is licensed and regulated by the Malta Financial Services Authority (“MFSA”) under the Investment Services Act (Chapter 370, Laws of Malta) as a Professional Investor Fund which targets Qualifying Investors as set out in the relevant Offering Supplement.

  • The Client acknowledges that, as an Institutional Professional Investor, it possesses the requisite experience, knowledge and expertise to make its own investment decisions and to assess the risks inherent in its decisions independently.

  • Since the Company operates as a Self-Managed Professional Investor Fund in terms of the MFSA Rules, the management of its business and activities will be carried out internally through an Investment Committee appointed by the Board of Directors of the Company.

  • The partnership was formed to qualify as a Professional Investor Fund and thereafter to invest in buyout funds.

  • The Client undertakes to inform GTJAS immediately if there is any change to that information (and in particular, any event which causes or will cause the Client to fall outside the definition of Institutional Professional Investor).


More Definitions of Professional Investor

Professional Investor means any investor which is considered to be a professional client or may be treated as a professional client on request within the meaning of Annex II of Directive 2004/39/EC;
Professional Investor means an accredited investor as defined in 15 USC 77b.
Professional Investor means a person
Professional Investor means a “professional investor” as defined in paragraphs (a) to (j) of Part I of Schedule 1 of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) and the regulations thereunder.
Professional Investor means any bank, bank holding company, savings institution, farm credit institution, trust company, insurance company, investment company registered under the federal Investment Company Act of 1940, financial services loan company, pension or profit-sharing trust or other financial institution or institutional buyer, licensee under the federal Small Business Investment Act of 1958, or any person, partnership, or other entity of whose resources, a substantial amount is dedicated to investing in securities or debt instruments, and whose net worth exceeds $250,000.
Professional Investor shall have the same meaning as that defined in Schedule 1 to the Ordinance, as amended from time to time;
Professional Investor means an investor which is considered to be a professional client, or may, on request, be treated as a professional client in accordance with Annex II to Directive 2014/65/EU;