Primary Regulator definition

Primary Regulator means the Banking Regulator, Qualified Foreign Exchange, or other applicable home-country regulatory body.
Primary Regulator means, with respect to an entity, the regulatory body or bodies with principal supervisory authority over the Parent of such entity, and, if different, the regulatory body or bodies with principal supervisory authority over such entity.

Examples of Primary Regulator in a sentence

  • Primary Regulator: Office of the Comptroller of the Currency Southwestern District 1600 Lincoln Plaza 500 North Akard Street Suite 1600 Dallas, Texas 75201 Federal Reserve Bank of Kansas City 925 Grand Avenue Kansas City, Ok 64198 Federal Deposit Insurance Corporation Washington, D.C.

  • International Reporting Companies must file annual and quarterly financial reports immediately after submission to their Primary Regulator.

  • Other regulators are: ▪ The Federal Deposit Insurance Corporation (FDIC)▪ The Consumer Financial Protection Bureau (CFPB)▪ Department of Labor (DOL)▪ The Federal Reserve Board (with respect to Bank issues related to oversight of the Bank’s parent, CSC) G.2. Primary Regulator for Retail Banking The primary regulator for the Bank’s Retail Banking core business line is the OCC.

  • Authorize the Primary Regulator to Commence an Invol- untary Proceeding against a Financial Company; and Expand the Grounds upon Which the Primary Regulator May File Such a Petition” subsection on pages 11–12.

  • Involvement of Primary Regulator of Financial Company in BankruptcyProposed Bankruptcy Code amendments involving the primary regulator of a financial company consist generally of three different types.


More Definitions of Primary Regulator

Primary Regulator means thechartering authority for federally- chartered applicants, the insuring authority for federally-insuredapplicants that are not federally- chartered, or the appropriate state regulator for all other applicants.
Primary Regulator means a person or supervisory body in charge of regulating and governing the activities of companies engaged in the business of investment funds, issuing securities, insurance business and any other business as prescribed by the Minister;
Primary Regulator means the state regulator having primary jurisdiction over the relevant HMO Subsidiary or Insurance Subsidiary. “Pro Forma Basis” shall mean, for purposes of calculating compliance with respect to any Asset Sale, Recovery Event, Acquisition,
Primary Regulator means the regulatory agency primarily responsible for regulating the business of the person;
Primary Regulator means the securities regulator in the
Primary Regulator shall have the meaning assigned to such term in Section 6.03(e).