Pre-Trade Checking definition
Pre-Trade Checking means the requirement under the China Connect Laws pursuant to which a China Connect Market may reject a sell order if an investor does not have sufficient available China Connect Securities in its account.
Pre-Trade Checking means the requirements and procedures under the China Connect Laws and China Connect Rules pursuant to which a China Connect Authority or a China Connect Entity may reject a sell order if an investor does not have sufficient available China Connect Securities in its account.
Pre-Trade Checking means the requirement under the China Connect Laws pursuant to which the relevant China Connect Market may reject a sell order if an investor does not have sufficient and available China Connect Securities in its account.
Examples of Pre-Trade Checking in a sentence
Due to Pre-Trade Checking related requirements, we may accept an instruction to sell China Connect Securities that were bought on T day only on or after the applicable cut-off time (as notified to you by us from time to time) on T+1 day.
Any risk, loss or cost resulting from non- compliance or potential non-compliance with Pre-Trade Checking and/or the relevant China Connect Laws shall be borne by you.
More Definitions of Pre-Trade Checking
Pre-Trade Checking means the requirement under the China Connect Laws pursuant to which SSE or SZSE (as the case may be) may reject a sell order if an investor does not have sufficient available China Connect Securities in its account;
Pre-Trade Checking. SEHK is required to check that in respect of any Northbound sell orders given by an Exchange Participant, the relevant Exchange Participant holds sufficient and available China Connect Securities to be able to fill such Northbound sell orders. Pre-Trade Checking will be carried out prior to the start of each Trading Day. Accordingly, the Client may be unable to execute Northbound sell orders due to Pre-Trade Checking related requirements. Note in particular that the Client may be unable to execute a sell order of China Connect Securities if there has been a delay or failure for whatever reason in the transfer of the relevant China Connect Securities to any clearing account of GTJAS or if for any other reason GTJAS considers that there is or may be non-compliance with any Northbound Trading Regulations. Any risk, loss or cost resulting from non-compliance or potential non-compliance with Pre-trade checking and/or the relevant Northbound Trading Regulations shall be borne by the Client.
Pre-Trade Checking means the requirement under the China Connect Laws pursuant to which SSE may reject a sell order if an investor does not have sufficient available China Connect Securities in its account.
Pre-Trade Checking means the requirement under the China Connect Law pursuant to which SSE may reject a sell order if an investor does not have sufficient available China Connect Securities in its account.
Pre-Trade Checking means the checks performed (including by SEHK) to ensure that there is no overselling of Stock Connect Securities as pursuant to the relevant Stock Connect Laws, a Stock Connect Market may reject a sell order if an investor does not
Pre-Trade Checking means the requirement under the China Connect Laws pursuant to which SSE or SZSE may reject a sell order if an investor does not have sufficient and available China Connect Securities in its account.
Pre-Trade Checking means the requirements and procedures under the China Connect Laws and Regulations pursuant to which a China Connect Authority may reject a sell order if an investor does not have sufficient and available China Connect Securities in its account. "Related Person" means any of the affiliate of MSL, or any director, senior officer, employee or agent of MSL or MSL’s affiliate. "SAFE" means the State Administration of Foreign Exchange. "SEHK Subsidiary" means a wholly-owned subsidiary of SEHK duly authorised as an automated trading service provider under the Ordinance and licensed under applicable laws in Mainland China to provide the order routing service under China Connect. "Shanghai Hong Kong Stock Connect" means a securities trading and clearing links programme developed or to be developed by SEHK, SSE, 51 HKSCC and ChinaClear for the establishment of mutual market access between SEHK and SSE. "Shenzhen Hong Kong Stock Connect" means a securities trading and clearing links programme developed or to be developed by SEHK, SZSE, HKSCC and ChinaClear for the establishment of mutual market access between SEHK and SZSE. "Special China Connect Securities" means any securities listed on the relevant China Connect Market which SEHK (after consulting with relevant China Connect Market Operator) from time to time accepts or designates as eligible only for China Connect sell orders but not China Connect buy orders. "SSE" means Shanghai Stock Exchange. "SZSE" means Shenzhen Stock Exchange. "Trading Day" means a day on which SEHK is open for Northbound trading for (a) Hong Kong and Shanghai (in the case of Shanghai Hong Kong Stock Connect) or (b) Hong Kong and Shenzhen (in the case of Shenzhen Hong Kong Stock Connect), where “T day” denotes the Trading Day on which a transaction is executed and “T+1 day” denotes (as the case may be) the day which is one Trading Day, or in the context of the settlement of funds, one business day (on which banks (a) Hong Kong and Shanghai (in the case of Shanghai Hong Kong Stock Connect) or (b) Hong Kong and Shenzhen (in the case of Shenzhen Hong Kong Stock Connect) are generally open for business) after T day.