Examples of Ownership Limitations in a sentence
If any delivery owed to Dealer hereunder is not made, in whole or in part, as a result of an Ownership Limitation, Dealer’s right to receive such delivery shall not be extinguished and Issuer shall make such delivery as promptly as practicable after, but in no event later than one Scheduled Trading Day after, Dealer gives notice to Issuer that such delivery would not result in any of such Ownership Limitations being breached.
The fourth key issue was the Joint Venture Ownership Limitations.
SEC, “17 CFR Part 242: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security- Based Swaps Under Regulation MC,” Federal Register, vol.
Voting and Ownership Limitations of DE Holdings: Resolutions NASD Rule 1017, each of BATS Trading and DE Route is seeking approval for this change of ownership from FINRA.
ISDA comment letter on Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC (75 Fed.