OTC derivatives definition

OTC derivatives means derivative instruments, whether confirmed or not and originated, issued and/or sold by QT as principal or in which QT makes a market on MT5;

OTC derivatives means over-the- counter derivatives, which include Margin-FX Contracts and CFDs, as described in section 2 of this PDS.

OTC derivatives means derivative instruments, whether confirmed or not, originated, issued and/or soldby QT as principal or in which QT makes a market;

Examples of OTC derivatives in a sentence

• In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity.

• In order to have uniformity in valuation methodology, prices for all OTC derivatives and market linked debentures shall be obtained from valuation agencies.

• In the event any OTC derivatives dealer finds it necessary to change its fiscal year, it must file a notice of such § 240.17a–13change with the Commission’s prin- cipal office in Washington, DC.

• The audit date of the OTC de- rivatives dealer for the year covered by the agreement.(4) Notwithstanding the date of filing specified in paragraph (e)(1) of this sec- tion, every OTC derivatives dealer shall file the notice provided for in paragraph (e) of this section within 30 days following the effective date of reg- istration as an OTC derivatives dealer.(f) Independence of accountant.

• If a computation made by a broker or dealer pursuant to § 240.15c3– 1 shows that its total net capital is less than 120 percent of the broker’s or dealer’s required minimum net capital, or if a computation made by an OTC derivatives dealer pursuant to § 240.15c3–1 shows that its total ten- tative net capital is less than 120 per- cent of the dealer’s required minimum tentative net capital.

More Definitions of OTC derivatives

OTC derivatives means derivatives traded over-the-counter;

OTC derivatives means derivatives not listed at a stock exchange. "Prospectus" means this prospectus of the Fund as amended from time to time. "RESA" means the Recueil Éléctronique des Sociétés et Associations.

OTC derivatives means any over-the-counter derivative products or transactions which may be acceptable to Huatai or which Huatai may provide or make available to the Client;

OTC derivatives means derivate instruments, whether confirmed or not, originated, issued and/or sold byQT as principal or in which QT makes a market on MT5;

OTC derivatives means derivative contracts whose execution does not take place on a regulated market or on a third-country market considered as equivalent to a regulated market or on any other organised trading venue established under Directive 2004/109/EC that clears such contracts through a CCP;

OTC derivatives means derivative contracts whose execution does not take place on a regulated market or on a third-country market considered as equivalent to a regulated market or on any other organised trading venue established under Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading in a regulated market (1) that clears such contracts through a CCP;

OTC derivatives means derivatives which are traded over the counter.