Notifiable Transaction definition

Notifiable Transaction means any transaction relating to Company Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the transaction. This captures every transaction which changes a PDMR’s or PCA’s holding of Company Securities, even if the transaction does not require clearance under this code. It also includes gifts of Company Securities, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a PDMR, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.
Notifiable Transaction means a transaction in respect of which notice is required to be given in terms of section 8;
Notifiable Transaction means a transaction set out in Requirement 13.1.1;

Examples of Notifiable Transaction in a sentence

  • For the purposes of this clause 41.10, each Lender shall promptly notify the Agent in writing of any proposed or actual sub-participation or that such Lender intends to enter into, or has entered into, any other agreement or arrangement having an economic effect substantially similar to a sub-participation in respect of any Commitment or amount outstanding under this Agreement and the identity of any sub-participant (a Notifiable Transaction).

  • A Lender shall promptly notify the Agent if a Notifiable Transaction to which it is a party is terminated or ceases to be with a Borrower, Parent or its Affiliates.

  • A Lender shall promptly notify the Agent if a Notifiable Transaction to which it is a party is terminated or ceases to be with the Borrower, Parent or its Affiliates.

  • For the purposes of this clause 41.10, each Lender shall promptly notify the Agent in writing of any proposed or actual sub-participation or that such Lender intends to enter into, or has entered into, any other agreement or arrangement having an economic effect substantially similar to a sub-participation in respect of any Revolving Credit Facility Commitment or amount outstanding under this Agreement and the identity of any sub-participant (a Notifiable Transaction).

  • Your PCAs are also required to notify the Company and the FCA in writing, within the time frames given in paragraph 4.1, of every Notifiable Transaction conducted for their account.


More Definitions of Notifiable Transaction

Notifiable Transaction means any transaction relating to Company Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the transaction. This captures every transaction which changes a PDMR’s or PCA’s holding of Company Securities, even if the transaction does not require clearance under this code. It also includes gifts of Company Securities, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a PDMR, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.“PCA”means a person closely associated with a PDMR, being: and:(A) specifies the amount of Company Securities to be dealt in and the price at which and the date on which the Company Securities are to be dealt in; or(B) gives discretion to that independent third party to make trading decisions about the amount of Company Securities to be dealt in and the price at which and the date on which the Company Securities are to be dealt in; or(C) includes a method for determining the amount of Company Securities to be dealt in and the price at which and the date on which the Company Securities are to be dealt in.APPENDIX 1 RENEURON GROUP PLC(the “Company”)SHARE DEALING CODE - SHARE DEALING CONSENT FORM ReNeuron Group plc (the “Company”) Application for clearance to deal If you wish to apply for clearance to deal under the Company’s dealing code, please complete sections 1 and 2 of the table below and submit this form to the Company Secretary. By submitting this form, you will be deemed to have confirmed and agreed that:
Notifiable Transaction means a transaction that exceeds certain financial thresholds which requires prior notification under the Competition Act;
Notifiable Transaction means any transaction relating to Company Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the transaction. This captures every transaction which changes a PDMR’s or PCA’s holding of Company Securities, even if the transaction does not require clearance under this code. It also includes gifts of Company Securities, the grant of
Notifiable Transaction means any transaction relating to Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the
Notifiable Transaction means a Dealing which is notifiable under Paragraph 8 of Part B of this Code.
Notifiable Transaction means any transaction relating to Bloomsbury shares conducted for the account of a Plc Board Director/ PDMR or a PCA, whether the transaction was conducted by the Plc Board Director/ PDMR or PCA or on their behalf by a third party and regardless of whether or not the Plc Director/ PDMR or PCA had control over the transaction. This captures every transaction which changes a Plc Board Director/PDMR or PCA’s holding of Bloomsbury shares, even if the transaction does not require clearance under this Code. It also includes gifts of Bloomsbury shares, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a Plc Board Director/PDMR or a PCA, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.
Notifiable Transaction has the meaning ascribed thereto under "Principal Legal MattersRegulatory MattersCompetition Act."