New Issues definition

New Issues means an initial public offering of an equity security sold or distributed by a FINRA member.

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New Issues means “new issues” as defined pursuant to FINRA Rules, as amended, extended, consolidated, substituted or re-enacted from time to time to include any initial public offering of an equity security as defined in Section 3(a)(11) of the 1934 Act;

New Issues means any initial public offering of an equity security as defined

Examples of New Issues in a sentence

• If we are such a member of FINRA, we agree that in making sales of Securities we will comply with all applicable interpretative materials and FINRA Rules and NASD Conduct Rules, including, without limitation, NASD Conduct Rules 2740 (relating to Selling Concessions, Discounts and Other Allowances) and FINRA Rule 5130 (relating to New Issues).

• If we are a member as described in (i), we agree that in making sales of the Securities we will comply with all applicable interpretative materials and Conduct Rules of the NASD, including, without limitation, Conduct Rules 2740 (relating to Selling Concessions, Discounts and Other Allowances) and 2790 (relating to New Issues).

• If we are a member as described in (i), we agree that in making sales of the Securities we will comply with all applicable interpretative materials and Conduct Rules of the FINRA, including, without limitation, Conduct Rules 2740 (relating to Selling Concessions, Discounts and Other Allowances) and 2790 (relating to New Issues).

• Any Syndicated New Issues Distributions shall be subject to and carried out in accordance with the present Agreement.

• It serves as either the Yearly Renewable Term or Coinsurance cession, and will be used for New Issues, Changes in Policy and Extension Schedules.

More Definitions of New Issues

New Issues means "new issues" as defined in the rulebook of the US Financial Industry Regulatory Authority Inc., or such other laws, rules and regulations as may from time to time apply as may be disclosed in the Offering Memorandum, or as otherwise determined by the Directors.

New Issues. Eligibility Please indicate below whether or not the Subscriber is a “Restricted Person” as defined in Appendix B. o Restricted x Non-Restricted Covered Person Information Please indicate below whether or not the Subscriber is a “Covered Person” as defined in Appendix B. If “Yes”, please provide the name of the company or companies that cause the Subscriber to be a Covered Person. o Covered x Not Covered

New Issues means as defined pursuant to FINRA Rule 5130 to include any initial public offering of an equity security as defined in Section 3(a)(11) of the US Securities Exchange Act of 1934 made pursuant to a registration statement or offering circular;

New Issues shall be all issues disclosed in the Outstanding Exhibits that do not or do not fully correspond to the information, which was reasonably apparent on the face of any document provided in the Data Room as to their existence, quality or magnitude. Sellers shall promptly inform Purchasers if Sellers become aware of any New Issues.

New Issues shall have the meaning set forth in Section 5.04(c)(i).

New Issues shall have the meaning described in Section 42.3 "Noah Adjustments" shall have the meaning described in Section 22.6 "Noah Step Up" shall have the meaning described in Section 22.6 "Noah Tax Assessment" shall have the meaning described in Section 22.6 "Noah Tax Assessment Date" shall have the meaning described in Section 22.6 "Outstanding Exhibits" shall have the meaning described in Section 41.1 "Owned Real Estate" shall have the meaning described in Section 17.12(a) "Past Practices" shall have the meaning described in Section 26.1 "Permits" shall have the meaning described in Section 17.22(a) "Plan" or "Plans" shall have the meaning described in Section 17.38 "Pre-Closing Period" shall have the meaning described in Section 22.1 "Pre-Closing Straddle Period" shall have the meaning described in Section 22.2 "Post-Closing Period" shall have the meaning described in Section 22.2 "Post-Closing Straddle Period" shall have the meaning described in Section 22.2 "Product Liability Claim" shall have the meaning described in Section 17.44(a) "Provisional Financial Debt" shall have the meaning described in Section 12.2(a) "Provisional Liquid Assets" shall have the meaning described in Section 12.2(b)

New Issues means the offer or sale of (i) newly issued securities or (ii) securities for which the offer and sale is registered with the U.S. Securities and Exchange Commission.